0001513126-19-000001.txt : 20190208 0001513126-19-000001.hdr.sgml : 20190208 20190208110237 ACCESSION NUMBER: 0001513126-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190208 DATE AS OF CHANGE: 20190208 EFFECTIVENESS DATE: 20190208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wharton Business Group, LLC CENTRAL INDEX KEY: 0001513126 IRS NUMBER: 943489948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14403 FILM NUMBER: 19578524 BUSINESS ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-328-3590 MAIL ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513126 XXXXXXXX 12-31-2018 12-31-2018 Wharton Business Group, LLC

110 N. PHOENIXVILLE PIKE SUITE 300 MALVERN PA 19355

13F HOLDINGS REPORT 028-14403 N Ashleigh C. Swayze 6463953900 Ashleigh C. Swayze Newtown PA 02-08-2019 0 97 848521 false INFORMATION TABLE 2 wharton4q18_13f.xml WHARTON 4Q 2018 13F INFORMATION TABLE FIRST COMWLTH FINL CORP PA COM 319829107 252 20855 SH SOLE 0 0 20855 3M CO COM 88579Y101 381 2000 SH SOLE 0 0 2000 ALPHABET INC CAP STK CL A 02079K305 3946 3776 SH SOLE 0 0 3776 ALPHABET INC CAP STK CL C 02079K107 1246 1203 SH SOLE 0 0 1203 ALPS ETF TR ALERIAN MLP 00162Q866 4420 506340 SH SOLE 0 0 506340 AMAZON COM INC COM 023135106 332 221 SH SOLE 0 0 221 APPLE INC COM 037833100 24015 152243 SH SOLE 0 0 152243 BANK AMER CORP COM 060505104 366 14855 SH SOLE 0 0 14855 BANK NEW YORK MELLON CORP COM 064058100 517 10990 SH SOLE 0 0 10990 BLACKROCK ENHANCED EQT DIV T COM 09251A104 810 104275 SH SOLE 0 0 104275 BLACKROCK INC COM 09247X101 211 538 SH SOLE 0 0 538 CATERPILLAR INC DEL COM 149123101 302 2380 SH SOLE 0 0 2380 CHEVRON CORP NEW COM 166764100 1005 9238 SH SOLE 0 0 9238 CISCO SYS INC COM 17275R102 12057 278271 SH SOLE 0 0 278271 COLUMBIA ETF TR II BEYOND BRICS ETF 19762B103 3908 248670 SH SOLE 0 0 248670 COLUMBIA ETF TR II EMRG MARKETS ETF 19762B509 507 24875 SH SOLE 0 0 24875 CONOCOPHILLIPS COM 20825C104 828 13275 SH SOLE 0 0 13275 DANAHER CORP DEL COM 235851102 322 3122 SH SOLE 0 0 3122 DOWDUPONT INC COM 26078J100 538 10062 SH SOLE 0 0 10062 SELECT SECTOR SPDR TR ENERGY 81369Y506 22357 389713 SH SOLE 0 0 389713 EXXON MOBIL CORP COM 30231G102 1237 18143 SH SOLE 0 0 18143 GENERAL MTRS CO COM 37045V100 267 7985 SH SOLE 0 0 7985 GLOBAL X FDS MSCI CHINA CNSMR 37950E408 2911 224432 SH SOLE 0 0 224432 GOLDMAN SACHS GROUP INC COM 38141G104 5588 33449 SH SOLE 0 0 33449 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 43 19395 SH SOLE 0 0 19395 INTEL CORP COM 458140100 12333 262797 SH SOLE 0 0 262797 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 490 10406 SH SOLE 0 0 10406 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 8568 206604 SH SOLE 0 0 206604 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 18484 566477 SH SOLE 0 0 566477 INVESCO 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ISHARES TR INTL SEL DIV ETF 464288448 361 12580 SH SOLE 0 0 12580 ISHARES TR JPMORGAN USD EMG 464288281 3639 35020 SH SOLE 0 0 35020 ISHARES TR MRNGSTR LG-CP GR 464287119 475 2994 SH SOLE 0 0 2994 ISHARES TR MSCI CHINA ETF 46429B671 9432 179245 SH SOLE 0 0 179245 ISHARES TR EAFE GRWTH ETF 464288885 482 6974 SH SOLE 0 0 6974 ISHARES INC MSCI EM ASIA ETF 464286426 25260 415117 SH SOLE 0 0 415117 ISHARES TR MSCI EMG MKT ETF 464287234 433 11078 SH SOLE 0 0 11078 ISHARES INC MSCI HONG KG ETF 464286871 11057 489888 SH SOLE 0 0 489888 ISHARES INC MSCI PAC JP ETF 464286665 4514 110900 SH SOLE 0 0 110900 ISHARES INC MSCI SINGPOR ETF 46434G780 3622 163898 SH SOLE 0 0 163898 ISHARES TR RUS TP200 GR ETF 464289438 16471 229566 SH SOLE 0 0 229566 ISHARES TR S&P 100 ETF 464287101 7347 65871 SH SOLE 0 0 65871 ISHARES TR S&P US PFD STK 464288687 13004 379888 SH SOLE 0 0 379888 ISHARES TR US HLTHCR PR ETF 464288828 16629 100665 SH SOLE 0 0 100665 ISHARES TR U.S. MED DVC ETF 464288810 8367 41873 SH SOLE 0 0 41873 ISHARES TR USA QUALITY FCTR 46432F339 60099 782942 SH SOLE 0 0 782942 JPMORGAN CHASE & CO COM 46625H100 8445 86506 SH SOLE 0 0 86506 JOHNSON & JOHNSON COM 478160104 681 5280 SH SOLE 0 0 5280 LOCKHEED MARTIN CORP COM 539830109 643 2455 SH SOLE 0 0 2455 MCDONALDS CORP COM 580135101 377 2125 SH SOLE 0 0 2125 MICROSOFT CORP COM 594918104 4020 39575 SH SOLE 0 0 39575 MID PENN BANCORP INC COM 59540G107 656 28515 SH SOLE 0 0 28515 MORGAN STANLEY COM NEW 617446448 233 5887 SH SOLE 0 0 5887 NANOVIRICIDES INC COM NEW 630087203 73 363513 SH SOLE 0 0 363513 NETFLIX INC COM 64110L106 268 1000 SH SOLE 0 0 1000 ORACLE CORP COM 68389X105 450 9965 SH SOLE 0 0 9965 PEPSICO INC COM 713448108 431 3900 SH SOLE 0 0 3900 PFIZER INC COM 717081103 454 10399 SH SOLE 0 0 10399 PNC FINL SVCS GROUP INC COM 693475105 311 2656 SH SOLE 0 0 2656 PROCTER AND GAMBLE CO COM 742718109 464 5050 SH SOLE 0 0 5050 RIVERVIEW FINL CORP NEW COM 76940Q105 220 20160 SH SOLE 0 0 20160 S & T BANCORP INC COM 783859101 684 18083 SH SOLE 0 0 18083 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 22372 258605 SH SOLE 0 0 258605 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1033 16037 SH SOLE 0 0 16037 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1196 50223 SH SOLE 0 0 50223 SONOCO PRODS CO COM 835495102 8284 155925 SH SOLE 0 0 155925 SPDR S&P 500 ETF TR TR UNIT 78462F103 1070 4281 SH SOLE 0 0 4281 SPDR SERIES TRUST S&P BK ETF 78464A797 12994 347891 SH SOLE 0 0 347891 SPDR SERIES TRUST S&P PHARMAC 78464A722 3707 101225 SH SOLE 0 0 101225 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 43410 700387 SH SOLE 0 0 700387 UNITEDHEALTH GROUP INC COM 91324P102 254 1020 SH SOLE 0 0 1020 ETF SER SOLUTIONS US GLB JETS 26922A842 252 9025 SH SOLE 0 0 9025 VANGUARD GROUP DIV APP ETF 921908844 1309 13368 SH SOLE 0 0 13368 VANGUARD WORLD FDS ENERGY ETF 92204A306 388 4955 SH SOLE 0 0 4955 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 23390 513163 SH SOLE 0 0 513163 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 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