0001513126-17-000003.txt : 20170810 0001513126-17-000003.hdr.sgml : 20170810 20170810133527 ACCESSION NUMBER: 0001513126-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 EFFECTIVENESS DATE: 20170810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wharton Business Group, LLC CENTRAL INDEX KEY: 0001513126 IRS NUMBER: 943489948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14403 FILM NUMBER: 171020786 BUSINESS ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-328-3590 MAIL ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001513126 XXXXXXXX 06-30-2017 06-30-2017 Wharton Business Group, LLC
110 N. PHOENIXVILLE PIKE SUITE 300 MALVERN PA 19355
13F HOLDINGS REPORT 028-14403 N
B.J. Webster Chief Compliance Officer 484-328-3590 B.J. Webster Malvern PA 08-10-2017 0 112 938267 false
INFORMATION TABLE 2 wbg2q17.xml 1ST COMNWLTH FINL CO COM 319829107 264 20855 SH SOLE 0 0 20855 3M COMPANY COM 88579Y101 436 2092 SH SOLE 0 0 2092 A T & T INC COM 00206R102 298 7903 SH SOLE 0 0 7903 ABBVIE INC COM 00287Y109 3108 42865 SH SOLE 0 0 42865 ALLERGAN PLC F SHS G0177J108 255 1049 SH SOLE 0 0 1049 ALPHABET INC. COM 02079K107 1720 1893 SH SOLE 0 0 1893 ALPHABET INC. COM 02079K305 2902 3121 SH SOLE 0 0 3121 ALPS ALERIAN MLP ETF ALERIAN MLP 00162Q866 4986 416855 SH SOLE 0 0 416855 ALTRIA GROUP INC COM 02209S103 269 3610 SH SOLE 0 0 3610 APACHE CORP COM 037411105 1267 26436 SH SOLE 0 0 26436 APPLE INC COM 037833100 23216 161201 SH SOLE 0 0 161201 BANK OF AMERICA CORP COM 060505104 243 10010 SH SOLE 0 0 10010 BANK OF NY MELLON CO COM 064058100 638 12503 SH SOLE 0 0 12503 BLACKROCK ENHANCED EQUIT COM 09251A104 886 100690 SH SOLE 0 0 100690 BLACKROCK INC COM 09247X101 227 538 SH SOLE 0 0 538 BP PLC F SPONSOREDADR 055622104 680 19620 SH SOLE 0 0 19620 CATERPILLAR INC COM 149123101 264 2460 SH SOLE 0 0 2460 CHEVRON CORPORATION COM 166764100 1856 17786 SH SOLE 0 0 17786 CISCO SYSTEMS INC COM 17275R102 8816 281665 SH SOLE 0 0 281665 COLUMBIA BEYOND BRICS BEYOND BRICS ETF 19762B103 32761 1887150 SH SOLE 0 0 1887150 COLUMBIA EMERGING MKTS EMRG MARKETS ETF 19762B509 1334 51065 SH SOLE 0 0 51065 COMCAST CORPORATION COM 20030N101 312 8022 SH SOLE 0 0 8022 CONOCOPHILLIPS COM 20825C104 802 18250 SH SOLE 0 0 18250 CUMMINS INC COM 231021106 269 1659 SH SOLE 0 0 1659 DOW CHEMICAL COMPANY COM 260543103 526 8345 SH SOLE 0 0 8345 DU PONT EI DE NEMOUR COM 263534109 212 2623 SH SOLE 0 0 2623 EMERGENT BIOSOLUTION COM 29089Q105 404 11927 SH SOLE 0 0 11927 ENERGY SELECT SECTOR SBI INT-ENERGY 81369Y506 28431 437933 SH SOLE 0 0 437933 EXXON MOBIL CORP COM 30231G102 1714 21228 SH SOLE 0 0 21228 GENERAL ELECTRIC CO COM 369604103 426 15765 SH SOLE 0 0 15765 GENERAL MOTORS CO COM 37045V100 529 15145 SH SOLE 0 0 15145 GLOBAL X CHINA CONSUMER CHINA CONS ETF 37950E408 3279 224432 SH SOLE 0 0 224432 GOLDMAN SACHS GROUP COM 38141G104 5009 22575 SH SOLE 0 0 22575 HALLIBURTON CO HLDG COM 406216101 1503 35185 SH SOLE 0 0 35185 IBM CORP COM 459200101 342 2225 SH SOLE 0 0 2225 INNOVATIVE SOLU&SUPT COM 45769N105 85 19395 SH SOLE 0 0 19395 INTEL CORP COM 458140100 8935 264819 SH SOLE 0 0 264819 ISHARES CHINA LARGE CAP CHINA LG-CAP ETF 464287184 2241 56428 SH SOLE 0 0 56428 ISHARES CORE HIGH CORE HIGH DV ETF 46429B663 46562 560115 SH SOLE 0 0 560115 ISHARES CORE MSCI CORE MSCI EMKT 46434G103 68226 1363425 SH SOLE 0 0 1363425 ISHARES CORE MSCI EAFE CORE MSCI EAFE 46432F842 34853 572387 SH SOLE 0 0 572387 ISHARES CORE S&P 500 CORE S&P 500 ETF 464287200 51636 212136 SH SOLE 0 0 212136 ISHARES CURRENCY HEDG CUR HD MSCI EM 46434G509 21681 899635 SH SOLE 0 0 899635 ISHARES CURRENCY HEDG HDG MSCI EAFE 46434V803 30795 1083585 SH SOLE 0 0 1083585 ISHARES EDG MSCI USA VAL USA VALUE FACTOR 46432F388 17974 244305 SH SOLE 0 0 244305 ISHARES JPMORGAN USD MTS JP MOR EM MK ETF 464288281 3800 33230 SH SOLE 0 0 33230 ISHARES MRNSTAR LRG CAP MRNGSTR LG-CP GR 464287119 519 3729 SH SOLE 0 0 3729 ISHARES MSCI EAFE GROWTH EAFE GRWTH ETF 464288885 539 7284 SH SOLE 0 0 7284 ISHARES MSCI EMERGING MSCI EMG MKT ETF 464287234 512 12368 SH SOLE 0 0 12368 ISHARES MSCI EMERGING MSCI EM ASIA ETF 464286426 29740 458665 SH SOLE 0 0 458665 ISHARES MSCI HONG KONG MSCI HONG KG ETF 464286871 11593 494806 SH SOLE 0 0 494806 ISHARES MSCI PACIFIC EX MSCI PA JP ETF 464286665 4867 109424 SH SOLE 0 0 109424 ISHARES MSCI SINGAPORE MSCI SINGAP ETF 46434G780 3871 163898 SH SOLE 0 0 163898 ISHARES RESI REAL ESTATE RESID RL EST CAP 464288562 371 5705 SH SOLE 0 0 5705 ISHARES RUSSELL TOP 200 RUS TP200 GR ETF 464289438 17450 270625 SH SOLE 0 0 270625 ISHARES S&P 100 ETF S&P 100 ETF 464287101 8424 78807 SH SOLE 0 0 78807 ISHARES U.S. PREFERRED U.S. PFD STK ETF 464288687 54855 1400435 SH SOLE 0 0 1400435 ISHARES US HEALTHCARE US HLTHCR PR ETF 464288828 9963 67060 SH SOLE 0 0 67060 ISHARES US MEDICAL U.S. MED DVC ETF 464288810 11709 70276 SH SOLE 0 0 70276 ISHARS EDG MSCI USA QLTY USA QUALITY FCTR 46432F339 52165 701430 SH SOLE 0 0 701430 ISHR EDG MSCI MIN VOL EM MK MINVOL ETF 464286533 4062 73327 SH SOLE 0 0 73327 JOHNSON & JOHNSON COM 478160104 1714 12953 SH SOLE 0 0 12953 JPMORGAN CHASE & CO COM 46625H100 6125 67011 SH SOLE 0 0 67011 LOCKHEED MARTIN CORP COM 539830109 720 2595 SH SOLE 0 0 2595 LYONDELLBASELL INDS F SHS -A- N53745100 296 3505 SH SOLE 0 0 3505 MC DONALDS CORP COM 580135101 322 2100 SH SOLE 0 0 2100 MICROSOFT CORP COM 594918104 3148 45667 SH SOLE 0 0 45667 MID PENN BANCORP INC COM 59540G107 695 25737 SH SOLE 0 0 25737 MORGAN STANLEY COM 617446448 303 6794 SH SOLE 0 0 6794 NANOVIRICIDES INC COM 630087203 491 363513 SH SOLE 0 0 363513 ORACLE CORPORATION COM 68389X105 3112 62062 SH SOLE 0 0 62062 PEPSICO INCORPORATED COM 713448108 499 4325 SH SOLE 0 0 4325 PFIZER INCORPORATED COM 717081103 306 9098 SH SOLE 0 0 9098 PNC FINANCIAL SRVCS COM 693475105 329 2631 SH SOLE 0 0 2631 POWERSHARE FTSE RAFI US FTS RAFI A000 73935X583 16233 157040 SH SOLE 0 0 157040 POWERSHARES DYN BIOT & GEN 73935X856 569 12466 SH SOLE 0 0 12466 POWERSHARES DYNAMIC DYNM LGR CP VL 73935X708 23006 635359 SH SOLE 0 0 635359 POWERSHARES DYNAMIC LRE DYNM LGR CP GR 73935X609 9203 255954 SH SOLE 0 0 255954 POWERSHARES FINANCIAL FIN PFD PTFL 73935X229 3182 166595 SH SOLE 0 0 166595 POWERSHARES KBW BANK KBW BK PORT 73937B746 66389 1345537 SH SOLE 0 0 1345537 POWERSHARES RSSL TP 200 LARGE GROWTH 739371102 647 16225 SH SOLE 0 0 16225 POWERSHARES S&P SMALL S&P SMCP IT PO 73937B860 1157 15639 SH SOLE 0 0 15639 PROCTER & GAMBLE COM 742718109 459 5266 SH SOLE 0 0 5266 RIVERVIEW FINANCIAL COM 76940Q105 272 20160 SH SOLE 0 0 20160 S & T BANCORP INC COM 783859101 648 18083 SH SOLE 0 0 18083 SEAGATE TECHNOLOGY F SHS G7945M107 149 3855 SH SOLE 0 0 3855 SELECT SECTOR HEALTH SBI HEALTHCARE 81369Y209 12751 160920 SH SOLE 0 0 160920 SELECT SECTOR INDUSTRIAL SBI INT-INDS 81369Y704 2707 39750 SH SOLE 0 0 39750 SELECT STR FINANCIAL SBI INT-FINL 81369Y605 1144 46355 SH SOLE 0 0 46355 SENOMYX INC COM 81724Q107 35 41766 SH SOLE 0 0 41766 SONOCO PRODUCTS CO COM 835495102 8018 155925 SH SOLE 0 0 155925 SPDR S&P 500 ETF TR UNIT 78462F103 707 2922 SH SOLE 0 0 2922 SPDR S&P BANK ETF S&P BK ETF 78464A797 18282 420076 SH SOLE 0 0 420076 SPDR S&P OIL & GAS EQUIP OILGAS EQUIP 78464A748 528 34155 SH SOLE 0 0 34155 SPDR S&P PHARMACEUTICALS S&P PHRAMAC 78464A722 9517 221160 SH SOLE 0 0 221160 STRYKER CORP COM 863667101 1336 9630 SH SOLE 0 0 9630 SUNCOR ENERGY INC F COM 867224107 765 26210 SH SOLE 0 0 26210 TECHNOLOGY SELECT SECTOR TECHNOLOGY 81369Y803 43344 792101 SH SOLE 0 0 792101 US GLOBAL JETS ETF ETF US GLB JETS 26922A842 284 9025 SH SOLE 0 0 9025 VANECK VECTORS OIL SVCS OIL SVCS ETF 92189F718 105 4230 SH SOLE 0 0 4230 VANGUARD DIVIDEND DIV APP ETF 921908844 1893 20428 SH SOLE 0 0 20428 VANGUARD ENERGY ETF ENERGY ETF 92204A306 1077 12175 SH SOLE 0 0 12175 VANGUARD FTSE ALL WORLD ALLWRLD EX US 922042775 24891 497514 SH SOLE 0 0 497514 VANGUARD FTSE EMERGING FTSE EMR MKT ETF 922042858 24756 606325 SH SOLE 0 0 606325 VANGUARD HEALTH CARE HEALTH CAR ETF 92204A504 3345 22698 SH SOLE 0 0 22698 VANGUARD HIGH DIVIDEND HIGH DIV YLD 921946406 4093 52366 SH SOLE 0 0 52366 VANGUARD SMALL CAP VALUE SM CP VAL ETF 922908611 1433 11655 SH SOLE 0 0 11655 W E C ENERGY GROUP I COM 92939U106 2455 40000 SH SOLE 0 0 40000 WALT DISNEY CO COM 254687106 269 2532 SH SOLE 0 0 2532 WELLS FARGO BK N A COM 949746101 3776 68154 SH SOLE 0 0 68154 WISDOMTREE EMERGING E MKTS CNSMER GR 97717W539 2916 125860 SH SOLE 0 0 125860 WISDOMTREE US LARGECAP LRGECP VALUE FD 97717W547 254 3505 SH SOLE 0 0 3505