0001513126-14-000004.txt : 20141112 0001513126-14-000004.hdr.sgml : 20141111 20141110175402 ACCESSION NUMBER: 0001513126-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141110 EFFECTIVENESS DATE: 20141112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wharton Business Group, LLC CENTRAL INDEX KEY: 0001513126 IRS NUMBER: 943489948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14403 FILM NUMBER: 141210138 BUSINESS ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-328-3590 MAIL ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001513126 XXXXXXXX 09-30-2014 09-30-2014 Wharton Business Group, LLC
110 N. PHOENIXVILLE PIKE SUITE 300 MALVERN PA 19355
13F HOLDINGS REPORT 028-14403 N
B.J. Webster Chief Compliance Officer 610-594-7205 B.J. Webster Exton PA 11-10-2014 0 143 1125072 false
INFORMATION TABLE 2 wbg13f3q2014.xml ABBVIE INC COM 00287Y109 6625 114699 SH SOLE 0 0 114699 ABERDEEN ASIA PAC INCM COM 003009107 503 85216 SH SOLE 0 0 85216 ACTAVIS PLC F SHS G0083B108 5464 22645 SH SOLE 0 0 22645 AGRIUM INC F COM 008916108 1856 20852 SH SOLE 0 0 20852 ALPS TRUST ETF ALERIAN MLP 00162Q866 26230 1368277 SH SOLE 0 0 1368277 APPLE INC COM 037833100 16980 168536 SH SOLE 0 0 168536 BANK OF AMERICA CORP COM 060505104 1158 67915 SH SOLE 0 0 67915 BLACKROCK EHNCD EQTY DIV COM 09251A104 906 110480 SH SOLE 0 0 110480 C S X CORP COM 126408103 3569 111318 SH SOLE 0 0 111318 CANADIAN NATL RY CO F COM 136375102 4386 61803 SH SOLE 0 0 61803 CANADIAN NATURAL RES F COM 136385101 9395 241896 SH SOLE 0 0 241896 CATERPILLAR INC COM 149123101 7856 79329 SH SOLE 0 0 79329 CHEVRON CORPORATION COM 166764100 12205 102286 SH SOLE 0 0 102286 CISCO SYSTEMS INC COM 17275R102 15218 604623 SH SOLE 0 0 604623 CITIGROUP INC NEW COM 172967424 1325 25577 SH SOLE 0 0 25577 CLIFFS NATURAL RES INC COM 18683K101 1016 97867 SH SOLE 0 0 97867 CME GROUP INC CL A COM 12572Q105 239 2995 SH SOLE 0 0 2995 CONOCOPHILLIPS COM 20825C104 13557 177171 SH SOLE 0 0 177171 CUMMINS INC COM 231021106 25094 190137 SH SOLE 0 0 190137 DEERE & CO COM 244199105 4708 57420 SH SOLE 0 0 57420 DEVON ENERGY CP NEW COM 25179M103 206 3015 SH SOLE 0 0 3015 DOW CHEMICAL COMPANY COM 260543103 705 13445 SH SOLE 0 0 13445 DU PONT E I DE NEMOUR&CO COM 263534109 261 3639 SH SOLE 0 0 3639 EGSHARES ETF EGA EMERGING GLOBAL SHS TR 268461639 32993 1483510 SH SOLE 0 0 1483510 EMERGENT BIOSOLUTIONS COM 29089Q105 1000 46927 SH SOLE 0 0 46927 ENSCO PLC CLASS A F SHS CLASS A G3157S106 2717 65770 SH SOLE 0 0 65770 EXXON MOBIL CORPORATION COM 30231G102 1429 15189 SH SOLE 0 0 15189 FEDERATED INVS PA CL B CL B 314211103 8957 305080 SH SOLE 0 0 305080 FREEPORT MCMORAN INC COM 35671D857 1993 61037 SH SOLE 0 0 61037 GENERAL ELECTRIC COMPANY COM 369604103 418 16323 SH SOLE 0 0 16323 GENERAL MOTORS CO COM 37045V100 4074 127565 SH SOLE 0 0 127565 GENUINE PARTS CO COM 372460105 1888 21525 SH SOLE 0 0 21525 GLOBAL X EXCH TRADED FD CHINA CONS ETF 37950E408 3973 291282 SH SOLE 0 0 291282 GLOBAL X MLP ETF GLBL X MLP ETF 37950E473 17303 997725 SH SOLE 0 0 997725 GLOBAL X MSCI ETF GLBX MSCI NORW 37950E747 2194 133835 SH SOLE 0 0 133835 GOLDMAN SACHS GROUP INC CL C 38141G104 5036 27432 SH SOLE 0 0 27432 GOOGLE INC CL C NON VTG COM 38259P706 9162 15868 SH SOLE 0 0 15868 GOOGLE INC CLASS A VTG COM 38259P508 1703 2894 SH SOLE 0 0 2894 HALLIBURTON CO HLDG CO COM 406216101 7109 110200 SH SOLE 0 0 110200 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 301 5845 SH SOLE 0 0 5845 INNOVATIVE SOLU & SUPPRT COM 45769N105 101 19395 SH SOLE 0 0 19395 INTEL CORP COM 458140100 9212 264571 SH SOLE 0 0 264571 INTL BUSINESS MACHINES COM 459200101 11510 60632 SH SOLE 0 0 60632 IRON MOUNTAIN INC NEW COM 462846106 5722 175260 SH SOLE 0 0 175260 ISHARES CHINA LARGE-CAP CHINA LG-CAP ETF 464287184 4060 106069 SH SOLE 0 0 106069 ISHARES ETF EM MKTS CURR ETF 464286517 3265 67246 SH SOLE 0 0 67246 ISHARES MEDICAL DEVICES U.S. MED DVC ETF 464288810 21518 216481 SH SOLE 0 0 216481 ISHARES MORNINGSTAR MRNGSTR LG-CP GR 464287119 603 5539 SH SOLE 0 0 5539 ISHARES MSCI ASIA ETF MSCI EM ASIA ETF 464286426 27181 464790 SH SOLE 0 0 464790 ISHARES MSCI BRAZIL ETF MSCI BRZ CAP ETF 464286400 888 20447 SH SOLE 0 0 20447 ISHARES MSCI CDA ETF MSCI CDA ETF 464286509 660 21500 SH SOLE 0 0 21500 ISHARES MSCI EMRG MKT FD MSCI EMG MKT ETF 464287234 5326 128156 SH SOLE 0 0 128156 ISHARES MSCI ETF MSCI AUST ETF 464286103 651 27207 SH SOLE 0 0 27207 ISHARES MSCI ETF EM MK MINVOL ETF 464286533 45046 753270 SH SOLE 0 0 753270 ISHARES MSCI ETF USA MIN VOL ETF 46429B697 17536 465400 SH SOLE 0 0 465400 ISHARES MSCI GROWTH ETF EAFE GRWTH ETF 464288885 2658 39039 SH SOLE 0 0 39039 ISHARES MSCI HK ETF MSCI HONG KG ETF 464286871 15898 781989 SH SOLE 0 0 781989 ISHARES MSCI KOREA ETF MSCI STH KOR ETF 464286772 4002 66140 SH SOLE 0 0 66140 ISHARES MSCI PAC EX JAPN MSCI PAC JP ETF 464286665 28629 621414 SH SOLE 0 0 621414 ISHARES MSCI SINGAPORE MSCI SINGAP ETF 464286673 5169 387513 SH SOLE 0 0 387513 ISHARES NASDAQ BIO ETF NASDQ BIOTEC ETF 464287556 499 1825 SH SOLE 0 0 1825 ISHARES RESIDENTIAL RESID RL EST CAP 464288562 1334 26086 SH SOLE 0 0 26086 ISHARES TR INTL INTL SEL DIV ETF 464288448 1267 35390 SH SOLE 0 0 35390 ISHARES TR LATIN AMER LATN AMER 40 ETF 464287390 593 16085 SH SOLE 0 0 16085 ISHARES TR S&P 100 ETF S&P 100 ETF 464287101 33261 377285 SH SOLE 0 0 377285 ISHARES TRUST ETF JP MOR EM MK ETF 464288281 3677 32580 SH SOLE 0 0 32580 ISHARES U S PFD ETF U.S. PFD STK ETF 464288687 29432 744733 SH SOLE 0 0 744733 JOHNSON & JOHNSON COM 478160104 1123 10532 SH SOLE 0 0 10532 JOY GLOBAL INC COM 481165108 1620 29712 SH SOLE 0 0 29712 JP MORGAN EXCH TRADED NT ALERIAN ML ETN 46625H365 12737 239955 SH SOLE 0 0 239955 JPMORGAN CHASE & CO COM 46625H100 5798 96247 SH SOLE 0 0 96247 LOCKHEED MARTIN CORP COM 539830109 12166 66560 SH SOLE 0 0 66560 LORILLARD INC COM 544147101 727 12135 SH SOLE 0 0 12135 MARKET VECTORS ETF TRUST AGRIBUS ETF 57060U605 10500 198524 SH SOLE 0 0 198524 MC DONALDS CORP COM 580135101 517 5455 SH SOLE 0 0 5455 MERCK & CO INC NEW COM 58933Y105 2166 36538 SH SOLE 0 0 36538 MICROSOFT CORP COM 594918104 2251 48560 SH SOLE 0 0 48560 MID PENN BANCORP INC COM 59540G107 260 16887 SH SOLE 0 0 16887 MKT VECTORS OIL SERVICES OIL SVCS ETF 57060U191 6107 123100 SH SOLE 0 0 123100 MKT VECTORS SEMICONDUCTR SEMICONDUCTOR 57060U233 2529 49500 SH SOLE 0 0 49500 MORGAN STANLEY COM 617446448 891 25768 SH SOLE 0 0 25768 MOSAIC CO NEW COM 61945C103 554 12484 SH SOLE 0 0 12484 MYLAN INC COM 628530107 4244 93285 SH SOLE 0 0 93285 NATIONAL OILWELL VARCO COM 637071101 8835 116091 SH SOLE 0 0 116091 NOBLE CORP PLC F SHS USD G65431101 3017 135795 SH SOLE 0 0 135795 NOW INC COM 67011P100 201 6619 SH SOLE 0 0 6619 ORACLE CORPORATION COM 68389X105 16380 427900 SH SOLE 0 0 427900 PARAGON OFFSHORE PLC F SHS G6S01W108 226 36739 SH SOLE 0 0 36739 PHILLIPS 66 COM 718546104 1602 19702 SH SOLE 0 0 19702 PNC FINL SERVICES GP INC COM 693475105 343 4006 SH SOLE 0 0 4006 POTASH CORP SASK INC F COM 73755L107 563 16288 SH SOLE 0 0 16288 POWERSHARES ETF LARGE GROWTH 739371102 692 21715 SH SOLE 0 0 21715 POWERSHARES ETF LARGE VALUE 739371201 15164 505975 SH SOLE 0 0 505975 POWERSHARES ETF S&P500 DWNHDGE 73935B805 54773 1904485 SH SOLE 0 0 1904485 POWERSHARES ETF KBW BK PORT 73937B746 26144 710828 SH SOLE 0 0 710828 POWERSHARES ETF FD TR II S&P SMCP ENE P 73937B704 3698 85413 SH SOLE 0 0 85413 POWERSHARES ETF FD TR II S&P SMCP IT PO 73937B860 5376 119896 SH SOLE 0 0 119896 POWERSHS EXCH TRAD FD TR FINL PFD PTFL 73935X229 2207 122570 SH SOLE 0 0 122570 POWERSHS EXCH TRAD FD TR TECH SECT PORT 73935X344 252 7250 SH SOLE 0 0 7250 POWERSHS EXCH TRAD FD TR FTSE RAFI 1000 73935X583 17725 201605 SH SOLE 0 0 201605 POWERSHS EXCH TRAD FD TR DYNM LRG CP GR 73935X609 13529 494314 SH SOLE 0 0 494314 POWERSHS EXCH TRAD FD TR DYNM LRG CP VL 73935X708 17268 567289 SH SOLE 0 0 567289 POWERSHS EXCH TRAD FD TR DYN NETWKG PRT 73935X815 211 6511 SH SOLE 0 0 6511 POWERSHS EXCH TRAD FD TR DYN BIOT & GEN 73935X856 1093 23638 SH SOLE 0 0 23638 PROSHARES ULTRA S&P 500 PSHS ULT S&P 500 74347R107 531 4515 SH SOLE 0 0 4515 PROSHARES ULTRA TECH PSHS ULTRA TECH 74347R693 242 1700 SH SOLE 0 0 1700 PUB SVC ENT GROUP INC COM 744573106 2297 61694 SH SOLE 0 0 61694 S & T BANCORP INC COM 783859101 398 16983 SH SOLE 0 0 16983 SEAGATE TECHNOLOGY PLC F SHS G7945M107 7795 136103 SH SOLE 0 0 136103 SECTOR SPDR ENGY SELECT SBI INT-ENERGY 81369Y506 9966 109973 SH SOLE 0 0 109973 SECTOR SPDR FINCL SELECT SBI INT-FINL 81369Y605 1281 55285 SH SOLE 0 0 55285 SECTOR SPDR TECH SELECT TECHNOLOGY 81369Y803 32194 806876 SH SOLE 0 0 806876 SONOCO PRODUCTS CO COM 835495102 6501 165470 SH SOLE 0 0 165470 SPDR GOLD TRUST GOLD SHS 78463V107 596 5125 SH SOLE 0 0 5125 SPDR S&P BANK ETF S&P BK ETF 78464A797 43408 1360341 SH SOLE 0 0 1360341 SPDR S&P METALS & MINING S&P METALS MNG 78464A755 1970 53540 SH SOLE 0 0 53540 SPDR S&P OIL & GAS EQUIP OILGAS EQUIP 78464A748 8206 204279 SH SOLE 0 0 204279 SPDR S&P PHARMACEUTICALS S&P PHRAMAC 78464A722 12684 119650 SH SOLE 0 0 119650 STATOIL ASA ADR F SPONSORED ADR 85771P102 739 27210 SH SOLE 0 0 27210 STRYKER CORP COM 863667101 1951 24165 SH SOLE 0 0 24165 SUNCOR ENERGY INC NEW F COM 867224107 667 18438 SH SOLE 0 0 18438 SUSQUEHANNA BANCSHRS INC COM 869099101 190 18985 SH SOLE 0 0 18985 SYSCO CORPORATION COM 871829107 2793 73585 SH SOLE 0 0 73585 TERRA NITROGEN CO LP COM UNIT 881005201 1324 9172 SH SOLE 0 0 9172 TEVA PHARM INDS LTD ADRF ADR 881624209 763 14189 SH SOLE 0 0 14189 UNION PACIFIC CORP COM 907818108 10967 101152 SH SOLE 0 0 101152 VANGUARD DIV APPRCIATION DIV APP ETF 921908844 2036 26453 SH SOLE 0 0 26453 VANGUARD FTSE EMERGING FTSE EMR MKT ETF 922042858 58242 1396356 SH SOLE 0 0 1396356 VANGUARD HEALTH CARE HEALTH CAR ETF 92204A504 4092 34980 SH SOLE 0 0 34980 VANGUARD INTL EQTY INDEX ALL WRLD EX US 922042775 3197 64931 SH SOLE 0 0 64931 VANGUARD SMALL CAP VALUE SM CP VAL ETF 922908611 30226 303050 SH SOLE 0 0 303050 VANGUARD WHITEHALL FUNDS HIGH DIV YLD 921946406 19040 286701 SH SOLE 0 0 286701 VERIZON COMMUNICATIONS COM 92343V104 528 10563 SH SOLE 0 0 10563 WELLS FARGO & CO NEW COM 949746101 4778 92120 SH SOLE 0 0 92120 WISCONSIN EGY CP HLDG CO COM 976657106 1745 40570 SH SOLE 0 0 40570 WISDOMTREE EMERGING EMERG CUR STR FD 97717W133 462 23475 SH SOLE 0 0 23475 WISDOMTREE EMERGING ETF EM LCL DEBT FD 97717X867 311 6980 SH SOLE 0 0 6980 WISDOMTREE EMERGING MKTS EMERG MKTS ETF 97717W315 34498 722020 SH SOLE 0 0 722020 WISDOMTREE INTL DIV INTL DIV EX FINL 97717W786 335 7157 SH SOLE 0 0 7157 WISDOMTREE TR ETF E MKTS CNSMR GR 97717W539 5212 208130 SH SOLE 0 0 208130 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 318 6885 SH SOLE 0 0 6885 WISDOMTREE TRUST LRGECP VALUE FD 97717W547 326 5325 SH SOLE 0 0 5325 WISDOMTREE TRUST TTL EARNING FD 97717W596 17364 245220 SH SOLE 0 0 245220