0001513126-14-000004.txt : 20141112
0001513126-14-000004.hdr.sgml : 20141111
20141110175402
ACCESSION NUMBER: 0001513126-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141110
EFFECTIVENESS DATE: 20141112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wharton Business Group, LLC
CENTRAL INDEX KEY: 0001513126
IRS NUMBER: 943489948
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14403
FILM NUMBER: 141210138
BUSINESS ADDRESS:
STREET 1: 110 N. PHOENIXVILLE PIKE
STREET 2: SUITE 300
CITY: MALVERN
STATE: PA
ZIP: 19355
BUSINESS PHONE: 484-328-3590
MAIL ADDRESS:
STREET 1: 110 N. PHOENIXVILLE PIKE
STREET 2: SUITE 300
CITY: MALVERN
STATE: PA
ZIP: 19355
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001513126
XXXXXXXX
09-30-2014
09-30-2014
Wharton Business Group, LLC
110 N. PHOENIXVILLE PIKE
SUITE 300
MALVERN
PA
19355
13F HOLDINGS REPORT
028-14403
N
B.J. Webster
Chief Compliance Officer
610-594-7205
B.J. Webster
Exton
PA
11-10-2014
0
143
1125072
false
INFORMATION TABLE
2
wbg13f3q2014.xml
ABBVIE INC
COM
00287Y109
6625
114699
SH
SOLE
0
0
114699
ABERDEEN ASIA PAC INCM
COM
003009107
503
85216
SH
SOLE
0
0
85216
ACTAVIS PLC F
SHS
G0083B108
5464
22645
SH
SOLE
0
0
22645
AGRIUM INC F
COM
008916108
1856
20852
SH
SOLE
0
0
20852
ALPS TRUST ETF
ALERIAN MLP
00162Q866
26230
1368277
SH
SOLE
0
0
1368277
APPLE INC
COM
037833100
16980
168536
SH
SOLE
0
0
168536
BANK OF AMERICA CORP
COM
060505104
1158
67915
SH
SOLE
0
0
67915
BLACKROCK EHNCD EQTY DIV
COM
09251A104
906
110480
SH
SOLE
0
0
110480
C S X CORP
COM
126408103
3569
111318
SH
SOLE
0
0
111318
CANADIAN NATL RY CO F
COM
136375102
4386
61803
SH
SOLE
0
0
61803
CANADIAN NATURAL RES F
COM
136385101
9395
241896
SH
SOLE
0
0
241896
CATERPILLAR INC
COM
149123101
7856
79329
SH
SOLE
0
0
79329
CHEVRON CORPORATION
COM
166764100
12205
102286
SH
SOLE
0
0
102286
CISCO SYSTEMS INC
COM
17275R102
15218
604623
SH
SOLE
0
0
604623
CITIGROUP INC NEW
COM
172967424
1325
25577
SH
SOLE
0
0
25577
CLIFFS NATURAL RES INC
COM
18683K101
1016
97867
SH
SOLE
0
0
97867
CME GROUP INC CL A
COM
12572Q105
239
2995
SH
SOLE
0
0
2995
CONOCOPHILLIPS
COM
20825C104
13557
177171
SH
SOLE
0
0
177171
CUMMINS INC
COM
231021106
25094
190137
SH
SOLE
0
0
190137
DEERE & CO
COM
244199105
4708
57420
SH
SOLE
0
0
57420
DEVON ENERGY CP NEW
COM
25179M103
206
3015
SH
SOLE
0
0
3015
DOW CHEMICAL COMPANY
COM
260543103
705
13445
SH
SOLE
0
0
13445
DU PONT E I DE NEMOUR&CO
COM
263534109
261
3639
SH
SOLE
0
0
3639
EGSHARES ETF
EGA EMERGING GLOBAL SHS TR
268461639
32993
1483510
SH
SOLE
0
0
1483510
EMERGENT BIOSOLUTIONS
COM
29089Q105
1000
46927
SH
SOLE
0
0
46927
ENSCO PLC CLASS A F
SHS CLASS A
G3157S106
2717
65770
SH
SOLE
0
0
65770
EXXON MOBIL CORPORATION
COM
30231G102
1429
15189
SH
SOLE
0
0
15189
FEDERATED INVS PA CL B
CL B
314211103
8957
305080
SH
SOLE
0
0
305080
FREEPORT MCMORAN INC
COM
35671D857
1993
61037
SH
SOLE
0
0
61037
GENERAL ELECTRIC COMPANY
COM
369604103
418
16323
SH
SOLE
0
0
16323
GENERAL MOTORS CO
COM
37045V100
4074
127565
SH
SOLE
0
0
127565
GENUINE PARTS CO
COM
372460105
1888
21525
SH
SOLE
0
0
21525
GLOBAL X EXCH TRADED FD
CHINA CONS ETF
37950E408
3973
291282
SH
SOLE
0
0
291282
GLOBAL X MLP ETF
GLBL X MLP ETF
37950E473
17303
997725
SH
SOLE
0
0
997725
GLOBAL X MSCI ETF
GLBX MSCI NORW
37950E747
2194
133835
SH
SOLE
0
0
133835
GOLDMAN SACHS GROUP INC
CL C
38141G104
5036
27432
SH
SOLE
0
0
27432
GOOGLE INC CL C NON VTG
COM
38259P706
9162
15868
SH
SOLE
0
0
15868
GOOGLE INC CLASS A VTG
COM
38259P508
1703
2894
SH
SOLE
0
0
2894
HALLIBURTON CO HLDG CO
COM
406216101
7109
110200
SH
SOLE
0
0
110200
HI-CRUSH PARTNERS LP
COM UNIT LTD
428337109
301
5845
SH
SOLE
0
0
5845
INNOVATIVE SOLU & SUPPRT
COM
45769N105
101
19395
SH
SOLE
0
0
19395
INTEL CORP
COM
458140100
9212
264571
SH
SOLE
0
0
264571
INTL BUSINESS MACHINES
COM
459200101
11510
60632
SH
SOLE
0
0
60632
IRON MOUNTAIN INC NEW
COM
462846106
5722
175260
SH
SOLE
0
0
175260
ISHARES CHINA LARGE-CAP
CHINA LG-CAP ETF
464287184
4060
106069
SH
SOLE
0
0
106069
ISHARES ETF
EM MKTS CURR ETF
464286517
3265
67246
SH
SOLE
0
0
67246
ISHARES MEDICAL DEVICES
U.S. MED DVC ETF
464288810
21518
216481
SH
SOLE
0
0
216481
ISHARES MORNINGSTAR
MRNGSTR LG-CP GR
464287119
603
5539
SH
SOLE
0
0
5539
ISHARES MSCI ASIA ETF
MSCI EM ASIA ETF
464286426
27181
464790
SH
SOLE
0
0
464790
ISHARES MSCI BRAZIL ETF
MSCI BRZ CAP ETF
464286400
888
20447
SH
SOLE
0
0
20447
ISHARES MSCI CDA ETF
MSCI CDA ETF
464286509
660
21500
SH
SOLE
0
0
21500
ISHARES MSCI EMRG MKT FD
MSCI EMG MKT ETF
464287234
5326
128156
SH
SOLE
0
0
128156
ISHARES MSCI ETF
MSCI AUST ETF
464286103
651
27207
SH
SOLE
0
0
27207
ISHARES MSCI ETF
EM MK MINVOL ETF
464286533
45046
753270
SH
SOLE
0
0
753270
ISHARES MSCI ETF
USA MIN VOL ETF
46429B697
17536
465400
SH
SOLE
0
0
465400
ISHARES MSCI GROWTH ETF
EAFE GRWTH ETF
464288885
2658
39039
SH
SOLE
0
0
39039
ISHARES MSCI HK ETF
MSCI HONG KG ETF
464286871
15898
781989
SH
SOLE
0
0
781989
ISHARES MSCI KOREA ETF
MSCI STH KOR ETF
464286772
4002
66140
SH
SOLE
0
0
66140
ISHARES MSCI PAC EX JAPN
MSCI PAC JP ETF
464286665
28629
621414
SH
SOLE
0
0
621414
ISHARES MSCI SINGAPORE
MSCI SINGAP ETF
464286673
5169
387513
SH
SOLE
0
0
387513
ISHARES NASDAQ BIO ETF
NASDQ BIOTEC ETF
464287556
499
1825
SH
SOLE
0
0
1825
ISHARES RESIDENTIAL
RESID RL EST CAP
464288562
1334
26086
SH
SOLE
0
0
26086
ISHARES TR INTL
INTL SEL DIV ETF
464288448
1267
35390
SH
SOLE
0
0
35390
ISHARES TR LATIN AMER
LATN AMER 40 ETF
464287390
593
16085
SH
SOLE
0
0
16085
ISHARES TR S&P 100 ETF
S&P 100 ETF
464287101
33261
377285
SH
SOLE
0
0
377285
ISHARES TRUST ETF
JP MOR EM MK ETF
464288281
3677
32580
SH
SOLE
0
0
32580
ISHARES U S PFD ETF
U.S. PFD STK ETF
464288687
29432
744733
SH
SOLE
0
0
744733
JOHNSON & JOHNSON
COM
478160104
1123
10532
SH
SOLE
0
0
10532
JOY GLOBAL INC
COM
481165108
1620
29712
SH
SOLE
0
0
29712
JP MORGAN EXCH TRADED NT
ALERIAN ML ETN
46625H365
12737
239955
SH
SOLE
0
0
239955
JPMORGAN CHASE & CO
COM
46625H100
5798
96247
SH
SOLE
0
0
96247
LOCKHEED MARTIN CORP
COM
539830109
12166
66560
SH
SOLE
0
0
66560
LORILLARD INC
COM
544147101
727
12135
SH
SOLE
0
0
12135
MARKET VECTORS ETF TRUST
AGRIBUS ETF
57060U605
10500
198524
SH
SOLE
0
0
198524
MC DONALDS CORP
COM
580135101
517
5455
SH
SOLE
0
0
5455
MERCK & CO INC NEW
COM
58933Y105
2166
36538
SH
SOLE
0
0
36538
MICROSOFT CORP
COM
594918104
2251
48560
SH
SOLE
0
0
48560
MID PENN BANCORP INC
COM
59540G107
260
16887
SH
SOLE
0
0
16887
MKT VECTORS OIL SERVICES
OIL SVCS ETF
57060U191
6107
123100
SH
SOLE
0
0
123100
MKT VECTORS SEMICONDUCTR
SEMICONDUCTOR
57060U233
2529
49500
SH
SOLE
0
0
49500
MORGAN STANLEY
COM
617446448
891
25768
SH
SOLE
0
0
25768
MOSAIC CO NEW
COM
61945C103
554
12484
SH
SOLE
0
0
12484
MYLAN INC
COM
628530107
4244
93285
SH
SOLE
0
0
93285
NATIONAL OILWELL VARCO
COM
637071101
8835
116091
SH
SOLE
0
0
116091
NOBLE CORP PLC F
SHS USD
G65431101
3017
135795
SH
SOLE
0
0
135795
NOW INC
COM
67011P100
201
6619
SH
SOLE
0
0
6619
ORACLE CORPORATION
COM
68389X105
16380
427900
SH
SOLE
0
0
427900
PARAGON OFFSHORE PLC F
SHS
G6S01W108
226
36739
SH
SOLE
0
0
36739
PHILLIPS 66
COM
718546104
1602
19702
SH
SOLE
0
0
19702
PNC FINL SERVICES GP INC
COM
693475105
343
4006
SH
SOLE
0
0
4006
POTASH CORP SASK INC F
COM
73755L107
563
16288
SH
SOLE
0
0
16288
POWERSHARES ETF
LARGE GROWTH
739371102
692
21715
SH
SOLE
0
0
21715
POWERSHARES ETF
LARGE VALUE
739371201
15164
505975
SH
SOLE
0
0
505975
POWERSHARES ETF
S&P500 DWNHDGE
73935B805
54773
1904485
SH
SOLE
0
0
1904485
POWERSHARES ETF
KBW BK PORT
73937B746
26144
710828
SH
SOLE
0
0
710828
POWERSHARES ETF FD TR II
S&P SMCP ENE P
73937B704
3698
85413
SH
SOLE
0
0
85413
POWERSHARES ETF FD TR II
S&P SMCP IT PO
73937B860
5376
119896
SH
SOLE
0
0
119896
POWERSHS EXCH TRAD FD TR
FINL PFD PTFL
73935X229
2207
122570
SH
SOLE
0
0
122570
POWERSHS EXCH TRAD FD TR
TECH SECT PORT
73935X344
252
7250
SH
SOLE
0
0
7250
POWERSHS EXCH TRAD FD TR
FTSE RAFI 1000
73935X583
17725
201605
SH
SOLE
0
0
201605
POWERSHS EXCH TRAD FD TR
DYNM LRG CP GR
73935X609
13529
494314
SH
SOLE
0
0
494314
POWERSHS EXCH TRAD FD TR
DYNM LRG CP VL
73935X708
17268
567289
SH
SOLE
0
0
567289
POWERSHS EXCH TRAD FD TR
DYN NETWKG PRT
73935X815
211
6511
SH
SOLE
0
0
6511
POWERSHS EXCH TRAD FD TR
DYN BIOT & GEN
73935X856
1093
23638
SH
SOLE
0
0
23638
PROSHARES ULTRA S&P 500
PSHS ULT S&P 500
74347R107
531
4515
SH
SOLE
0
0
4515
PROSHARES ULTRA TECH
PSHS ULTRA TECH
74347R693
242
1700
SH
SOLE
0
0
1700
PUB SVC ENT GROUP INC
COM
744573106
2297
61694
SH
SOLE
0
0
61694
S & T BANCORP INC
COM
783859101
398
16983
SH
SOLE
0
0
16983
SEAGATE TECHNOLOGY PLC F
SHS
G7945M107
7795
136103
SH
SOLE
0
0
136103
SECTOR SPDR ENGY SELECT
SBI INT-ENERGY
81369Y506
9966
109973
SH
SOLE
0
0
109973
SECTOR SPDR FINCL SELECT
SBI INT-FINL
81369Y605
1281
55285
SH
SOLE
0
0
55285
SECTOR SPDR TECH SELECT
TECHNOLOGY
81369Y803
32194
806876
SH
SOLE
0
0
806876
SONOCO PRODUCTS CO
COM
835495102
6501
165470
SH
SOLE
0
0
165470
SPDR GOLD TRUST
GOLD SHS
78463V107
596
5125
SH
SOLE
0
0
5125
SPDR S&P BANK ETF
S&P BK ETF
78464A797
43408
1360341
SH
SOLE
0
0
1360341
SPDR S&P METALS & MINING
S&P METALS MNG
78464A755
1970
53540
SH
SOLE
0
0
53540
SPDR S&P OIL & GAS EQUIP
OILGAS EQUIP
78464A748
8206
204279
SH
SOLE
0
0
204279
SPDR S&P PHARMACEUTICALS
S&P PHRAMAC
78464A722
12684
119650
SH
SOLE
0
0
119650
STATOIL ASA ADR F
SPONSORED ADR
85771P102
739
27210
SH
SOLE
0
0
27210
STRYKER CORP
COM
863667101
1951
24165
SH
SOLE
0
0
24165
SUNCOR ENERGY INC NEW F
COM
867224107
667
18438
SH
SOLE
0
0
18438
SUSQUEHANNA BANCSHRS INC
COM
869099101
190
18985
SH
SOLE
0
0
18985
SYSCO CORPORATION
COM
871829107
2793
73585
SH
SOLE
0
0
73585
TERRA NITROGEN CO LP
COM UNIT
881005201
1324
9172
SH
SOLE
0
0
9172
TEVA PHARM INDS LTD ADRF
ADR
881624209
763
14189
SH
SOLE
0
0
14189
UNION PACIFIC CORP
COM
907818108
10967
101152
SH
SOLE
0
0
101152
VANGUARD DIV APPRCIATION
DIV APP ETF
921908844
2036
26453
SH
SOLE
0
0
26453
VANGUARD FTSE EMERGING
FTSE EMR MKT ETF
922042858
58242
1396356
SH
SOLE
0
0
1396356
VANGUARD HEALTH CARE
HEALTH CAR ETF
92204A504
4092
34980
SH
SOLE
0
0
34980
VANGUARD INTL EQTY INDEX
ALL WRLD EX US
922042775
3197
64931
SH
SOLE
0
0
64931
VANGUARD SMALL CAP VALUE
SM CP VAL ETF
922908611
30226
303050
SH
SOLE
0
0
303050
VANGUARD WHITEHALL FUNDS
HIGH DIV YLD
921946406
19040
286701
SH
SOLE
0
0
286701
VERIZON COMMUNICATIONS
COM
92343V104
528
10563
SH
SOLE
0
0
10563
WELLS FARGO & CO NEW
COM
949746101
4778
92120
SH
SOLE
0
0
92120
WISCONSIN EGY CP HLDG CO
COM
976657106
1745
40570
SH
SOLE
0
0
40570
WISDOMTREE EMERGING
EMERG CUR STR FD
97717W133
462
23475
SH
SOLE
0
0
23475
WISDOMTREE EMERGING ETF
EM LCL DEBT FD
97717X867
311
6980
SH
SOLE
0
0
6980
WISDOMTREE EMERGING MKTS
EMERG MKTS ETF
97717W315
34498
722020
SH
SOLE
0
0
722020
WISDOMTREE INTL DIV
INTL DIV EX FINL
97717W786
335
7157
SH
SOLE
0
0
7157
WISDOMTREE TR ETF
E MKTS CNSMR GR
97717W539
5212
208130
SH
SOLE
0
0
208130
WISDOMTREE TRUST
EMG MKTS SMCAP
97717W281
318
6885
SH
SOLE
0
0
6885
WISDOMTREE TRUST
LRGECP VALUE FD
97717W547
326
5325
SH
SOLE
0
0
5325
WISDOMTREE TRUST
TTL EARNING FD
97717W596
17364
245220
SH
SOLE
0
0
245220