0001513126-14-000002.txt : 20140515
0001513126-14-000002.hdr.sgml : 20140515
20140515155226
ACCESSION NUMBER: 0001513126-14-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wharton Business Group, LLC
CENTRAL INDEX KEY: 0001513126
IRS NUMBER: 943489948
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14403
FILM NUMBER: 14846909
BUSINESS ADDRESS:
STREET 1: 110 N. PHOENIXVILLE PIKE
STREET 2: SUITE 300
CITY: MALVERN
STATE: PA
ZIP: 19355
BUSINESS PHONE: 484-328-3590
MAIL ADDRESS:
STREET 1: 110 N. PHOENIXVILLE PIKE
STREET 2: SUITE 300
CITY: MALVERN
STATE: PA
ZIP: 19355
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001513126
XXXXXXXX
03-31-2014
03-31-2014
Wharton Business Group, LLC
110 N. PHOENIXVILLE PIKE
SUITE 300
MALVERN
PA
19355
13F HOLDINGS REPORT
028-14403
N
B.J. Webster
Chief Compliance Officer
610-594-7205
B.J. Webster
Exton
PA
05-15-2014
0
150
1240449
false
INFORMATION TABLE
2
wbg13f1q2014.xml
ABBVIE INC
COM
00287Y109
6674
129837
SH
SOLE
0
0
129837
ABERDEEN ASIA PAC INCM
COM
003009107
9566
1565632
SH
SOLE
0
0
1565632
ACTAVIS PLC F
SHS
G0083B108
5341
25945
SH
SOLE
0
0
25945
AGRIUM INC F
COM
008916108
2000
20507
SH
SOLE
0
0
20507
ALPS TRUST ETF
ALERIAN MLP
00162Q866
12702
719262
SH
SOLE
0
0
719262
APPLE INC
COM
037833100
34722
64691
SH
SOLE
0
0
64691
BANK OF AMERICA CORP
COM
060505104
1162
67530
SH
SOLE
0
0
67530
BLACKROCK EHNCD EQTY DIV
COM
09251A104
705
88837
SH
SOLE
0
0
88837
BLACKSTONE GROUP LP
COM UNIT LTD
09253U108
7214
216960
SH
SOLE
0
0
216960
BUNGE LIMITED F
COM
G16962105
7425
93385
SH
SOLE
0
0
93385
C S X CORP
COM
126408103
3702
127773
SH
SOLE
0
0
127773
CANADIAN NATL RY CO F
COM
136375102
18101
321963
SH
SOLE
0
0
321963
CANADIAN NATURAL RES F
COM
136385101
9282
241896
SH
SOLE
0
0
241896
CARLYLE GROUP
COM UTS LTP PTN
14309L102
7075
201325
SH
SOLE
0
0
201325
CATERPILLAR INC
COM
149123101
23765
239156
SH
SOLE
0
0
239156
CHEVRON CORPORATION
COM
166764100
11257
94667
SH
SOLE
0
0
94667
CISCO SYSTEMS INC
COM
17275R102
6024
268733
SH
SOLE
0
0
268733
CITIGROUP INC NEW
COM
172967424
972
20427
SH
SOLE
0
0
20427
CLIFFS NATURAL RES INC
COM
18683K101
1531
74835
SH
SOLE
0
0
74835
CME GROUP INC CL A
COM
12572Q105
222
2995
SH
SOLE
0
0
2995
CONOCOPHILLIPS
COM
20825C104
12420
176552
SH
SOLE
0
0
176552
CUMMINS INC
COM
231021106
27863
187010
SH
SOLE
0
0
187010
DEERE & CO
COM
244199105
12302
135490
SH
SOLE
0
0
135490
DEVON ENERGY CP NEW
COM
25179M103
202
3015
SH
SOLE
0
0
3015
DOW CHEMICAL COMPANY
COM
260543103
5994
123367
SH
SOLE
0
0
123367
DU PONT E I DE NEMOUR&CO
COM
263534109
592
8819
SH
SOLE
0
0
8819
EGSHARES ETF
EGA EMERGING GLOBAL SHS TR
268461639
12568
594000
SH
SOLE
0
0
594000
ENSCO PLC CLASS A F
SHS CLASS A
G3157S106
3367
63795
SH
SOLE
0
0
63795
ENTERPRISE PRD PRTNRS LP
COM
293792107
3642
52515
SH
SOLE
0
0
52515
EQUITY RESIDENTIAL
SH BEN INT
29476L107
251
4325
SH
SOLE
0
0
4325
EXXON MOBIL CORPORATION
COM
30231G102
1494
15291
SH
SOLE
0
0
15291
FEDERATED INVS PA CL B
CL B
314211103
331
10844
SH
SOLE
0
0
10844
FORD MOTOR COMPANY NEW
COM
345370860
3085
197735
SH
SOLE
0
0
197735
FOREST LABORATORIES INC
COM
345838106
2284
24756
SH
SOLE
0
0
24756
FREEPORT MCMORAN COPPER
COM
35671D857
4675
141362
SH
SOLE
0
0
141362
GENERAL ELECTRIC COMPANY
COM
369604103
2310
89223
SH
SOLE
0
0
89223
GENERAL MOTORS CO
COM
37045V100
2892
84030
SH
SOLE
0
0
84030
GENUINE PARTS CO
COM
372460105
2759
31765
SH
SOLE
0
0
31765
GLOBAL X EXCH TRADED FD
CHINA CONS ETF
37950E408
4231
291282
SH
SOLE
0
0
291282
GLOBAL X MLP ETF
GLBL X MLP ETF
37950E473
2714
168165
SH
SOLE
0
0
168165
GLOBAL X NORWAY ETF
GLOB X NOR ETF
37950E747
7341
439835
SH
SOLE
0
0
439835
GOLDMAN SACHS GROUP INC
COM
38141G104
1080
6591
SH
SOLE
0
0
6591
GOOGLE INC CLASS A
COM
38259P508
2581
2316
SH
SOLE
0
0
2316
GREAT PLAINS ENERGY INC
COM
391164100
814
30090
SH
SOLE
0
0
30090
HESS CORPORATION
COM
42809H107
8783
105970
SH
SOLE
0
0
105970
HI-CRUSH PARTNERS LP
COM UNIT LTD
428337109
403
10000
SH
SOLE
0
0
10000
INNOVATIVE SOLU & SUPPRT
COM
45769N105
146
19395
SH
SOLE
0
0
19395
INTEL CORP
COM
458140100
4232
163961
SH
SOLE
0
0
163961
INTL BUSINESS MACHINES
COM
459200101
11712
60847
SH
SOLE
0
0
60847
ISHARES CHINA LARGE-CAP
FTSE CHINA25 IDX
464287184
6230
174117
SH
SOLE
0
0
174117
ISHARES ETF
EMRG MRK LC BD
464286517
3341
67246
SH
SOLE
0
0
67246
ISHARES MEDICAL DEVICES
DJ MED DEVICES
464288810
29480
298346
SH
SOLE
0
0
298346
ISHARES MORNINGSTAR
LRGE GRW INDX
464287119
4560
45780
SH
SOLE
0
0
45780
ISHARES MSCI ACWI ETFXXX
EX U.S. ENER ETF
464289594
974
18500
SH
SOLE
0
0
18500
ISHARES MSCI BRAZIL ETF
MSCI BRAZIL
464286400
879
19514
SH
SOLE
0
0
19514
ISHARES MSCI CDA ETF
MSCI CDA INDEX
464286509
635
21500
SH
SOLE
0
0
21500
ISHARES MSCI EMRG MKT FD
MSCI EMERG MKT
464287234
5390
131443
SH
SOLE
0
0
131443
ISHARES MSCI ETF
MSCI AUSTRALIA
464286103
722
27922
SH
SOLE
0
0
27922
ISHARES MSCI ETF
EM MKT MIN VOL
464286533
45213
790434
SH
SOLE
0
0
790434
ISHARES MSCI GROWTH ETF
MSCI GRW IDX
464288885
2740
38614
SH
SOLE
0
0
38614
ISHARES MSCI HK ETF
MSCI HONG KONG
464286871
9772
494022
SH
SOLE
0
0
494022
ISHARES MSCI KOREA ETF
MSCI S KOREA
464286772
3784
61520
SH
SOLE
0
0
61520
ISHARES MSCI PAC EX JAPN
MSCI PAC J IDX
464286665
24908
517950
SH
SOLE
0
0
517950
ISHARES MSCI SINGAPORE
MSCI SINGAPORE
464286673
23745
1818185
SH
SOLE
0
0
1818185
ISHARES MSCI TAIWAN ETF
MSCI TAIWAN
464286731
19032
1322560
SH
SOLE
0
0
1322560
ISHARES NASDAQ BIO ETF
NASDQ BIOTEC ETF
464287556
431
1825
SH
SOLE
0
0
1825
ISHARES RESIDENTIAL
RESID RL EST CAP
464288562
10112
202031
SH
SOLE
0
0
202031
ISHARES TR INTL
INTL SEL DIV ETF
464288448
1367
35390
SH
SOLE
0
0
35390
ISHARES TR LATIN AMER
S&P LTN AM 40
464287390
9314
254699
SH
SOLE
0
0
254699
ISHARES TR RUSSELL 2000
RUSL 2000 GROW
464287648
251
1844
SH
SOLE
0
0
1844
ISHARES TR S&P 100 ETF
S&P 100 IDX FD
464287101
59216
715078
SH
SOLE
0
0
715078
ISHARES TRUST ETF
JPMORGAN USD
464288281
3573
32065
SH
SOLE
0
0
32065
ISHARES U S PFD ETF
US PFD STK IDX
464288687
21803
558610
SH
SOLE
0
0
558610
JOHNSON & JOHNSON
COM
478160104
1058
10767
SH
SOLE
0
0
10767
JOY GLOBAL INC
COM
481165108
1044
18008
SH
SOLE
0
0
18008
JP MORGAN EXCH TRADED NT
ALERIAN ML ETN
46625H365
40561
871525
SH
SOLE
0
0
871525
JPMORGAN CHASE & CO
COM
46625H100
2263
37282
SH
SOLE
0
0
37282
KINDER MORGAN ENERGY LP
UT LTD PARTNER
494550106
208
2807
SH
SOLE
0
0
2807
LEGGETT & PLATT INC
COM
524660107
1098
33635
SH
SOLE
0
0
33635
LOCKHEED MARTIN CORP
COM
539830109
8584
52585
SH
SOLE
0
0
52585
LORILLARD INC
COM
544147101
4891
90435
SH
SOLE
0
0
90435
MARKET VECTORS ETF TRUST
AGRIBUS ETF
57060U605
17839
328170
SH
SOLE
0
0
328170
MARKET VECTORS ETF TRUST
INDONESIA ETF
57060U753
14913
593196
SH
SOLE
0
0
593196
MATTEL INCORPORATED
COM
577081102
3435
85633
SH
SOLE
0
0
85633
MERCK & CO INC NEW
COM
58933Y105
2074
36538
SH
SOLE
0
0
36538
MICROSOFT CORP
COM
594918104
4499
109770
SH
SOLE
0
0
109770
MID PENN BANCORP INC
COM
59540G107
246
16887
SH
SOLE
0
0
16887
MKT VECTORS OIL SERVICES
OIL SVCS ETF
57060U191
5106
101445
SH
SOLE
0
0
101445
MKT VECTORS SEMICONDUCTR
SEMICONDUCTOR
57060U233
2258
49500
SH
SOLE
0
0
49500
MORGAN STANLEY
COM
617446448
880
28238
SH
SOLE
0
0
28238
MOSAIC CO NEW
COM
61945C103
3222
64434
SH
SOLE
0
0
64434
MYLAN INC
COM
628530107
4257
87170
SH
SOLE
0
0
87170
NATIONAL OILWELL VARCO
COM
637071101
12128
155744
SH
SOLE
0
0
155744
NOBLE CORP PLC F
SHS USD
G65431101
2121
64795
SH
SOLE
0
0
64795
ORACLE CORPORATION
COM
68389X105
17415
425690
SH
SOLE
0
0
425690
PHILLIPS 66
COM
718546104
1458
18926
SH
SOLE
0
0
18926
PNC FINL SERVICES GP INC
COM
693475105
201
2314
SH
SOLE
0
0
2314
POTASH CORP SASK INC F
COM
73755L107
640
17667
SH
SOLE
0
0
17667
POWERSHARES ETF
LARGE GROWTH
739371102
570
19520
SH
SOLE
0
0
19520
POWERSHARES ETF
KBW BK PORT
73937B746
22799
614043
SH
SOLE
0
0
614043
POWERSHARES ETF FD TR II
S&P SMCP ENE P
73937B704
4900
95308
SH
SOLE
0
0
95308
POWERSHARES ETF FD TR II
S&P SMCP IT PO
73937B860
5279
116376
SH
SOLE
0
0
116376
POWERSHS DB MULTI SECTOR
DB AGRICULT FD
73936B408
307
10848
SH
SOLE
0
0
10848
POWERSHS EXCH TRAD FD TR
TECH SECT PORT
73935X344
251
7250
SH
SOLE
0
0
7250
POWERSHS EXCH TRAD FD TR
DYN NETWKG PRT
73935X815
408
12346
SH
SOLE
0
0
12346
POWERSHS EXCH TRAD FD TR
DYN BIOT & GEN
73935X856
894
21473
SH
SOLE
0
0
21473
POWERSHS EXCH TRAD FD TR
FINL PFD PTFL
73935X229
8134
457215
SH
SOLE
0
0
457215
POWERSHS EXCH TRAD FD TR
DYN LGR CAP VL
73935X708
13486
463579
SH
SOLE
0
0
463579
POWERSHS EXCH TRAD FD TR
DYNM LGR CP GR
73935X609
38695
1487100
SH
SOLE
0
0
1487100
PROSHARES ULTRA S&P 500
PSHS ULT S&P 500
74347R107
497
4715
SH
SOLE
0
0
4715
RIVERVIEW FINANCIAL NEW
COM
76940Q105
206
20160
SH
SOLE
0
0
20160
RYDEX ETF TRUST
AUSTRALIAN DOL
23129U101
216
2326
SH
SOLE
0
0
2326
SCHLUMBERGER LTD F
COM
806857108
9364
96045
SH
SOLE
0
0
96045
SEADRILL LTD F
SHS
G7945E105
2901
82500
SH
SOLE
0
0
82500
SECTOR SPDR ENGY SELECT
SBI INT-ENERGY
81369Y506
17410
195488
SH
SOLE
0
0
195488
SECTOR SPDR FINCL SELECT
SBI INT-FINL
81369Y605
1298
58080
SH
SOLE
0
0
58080
SECTOR SPDR TECH SELECT
TECHNOLOGY
81369Y803
39466
1085711
SH
SOLE
0
0
1085711
SONOCO PRODUCTS CO
COM
835495102
255
6215
SH
SOLE
0
0
6215
SPDR GOLD TRUST
GOLD SHS
78463V107
1043
8441
SH
SOLE
0
0
8441
SPDR S&P BANK ETF
SPDR KBW BK ETF
78464A797
62006
1821569
SH
SOLE
0
0
1821569
SPDR S&P METALS & MINING
S&P METALS MNG
78464A755
2262
54205
SH
SOLE
0
0
54205
SPDR S&P OIL & GAS EQUIP
OILGAS EQUIP
78464A748
21396
466351
SH
SOLE
0
0
466351
SPDR S&P PHARMACEUTICALS
S&P PHRAMAC
78464A722
6763
72250
SH
SOLE
0
0
72250
STATOIL ASA ADR F
SPONSORED ADR
85771P102
768
27210
SH
SOLE
0
0
27210
STRYKER CORP
COM
863667101
1969
24165
SH
SOLE
0
0
24165
SUNCOR ENERGY INC NEW F
COM
867224107
645
18438
SH
SOLE
0
0
18438
SUSQUEHANNA BANCSHRS INC
COM
869099101
216
18985
SH
SOLE
0
0
18985
SYSCO CORPORATION
COM
871829107
8020
221979
SH
SOLE
0
0
221979
TERRA NITROGEN CO LP
COM UNIT
881005201
1396
9172
SH
SOLE
0
0
9172
TEVA PHARM INDS LTD ADRF
ADR
881624209
784
14829
SH
SOLE
0
0
14829
UNION PACIFIC CORP
COM
907818108
21123
112561
SH
SOLE
0
0
112561
VALE SA ADR F
ADR
91912E105
150
10817
SH
SOLE
0
0
10817
VANGUARD DIV APPRCIATION
DIV APP ETF
921908844
1949
25913
SH
SOLE
0
0
25913
VANGUARD FTSE EMERGING
FTSE MER MKT ETF
922042858
56379
1389330
SH
SOLE
0
0
1389330
VANGUARD HEALTH CARE
HEALTH CAR ETF
92204A504
3305
30910
SH
SOLE
0
0
30910
VANGUARD INTL EQTY INDEX
ALL WRLD EX US
922042775
2986
59361
SH
SOLE
0
0
59361
VANGUARD SMALL CAP GRWTH
SML CP GRW ETF
922908595
226
1820
SH
SOLE
0
0
1820
VANGUARD SMALL CAP VALUE
SM CP VAL ETF
922908611
5872
58350
SH
SOLE
0
0
58350
VANGUARD WHITEHALL FUNDS
HIGH DIV YLD
921946406
47944
759571
SH
SOLE
0
0
759571
WELLS FARGO & CO NEW
COM
949746101
1386
27870
SH
SOLE
0
0
27870
WISCONSIN EGY CP HLDG CO
COM
976657106
2473
53130
SH
SOLE
0
0
53130
WISDOMTREE EMERGING
DRYFS CURR ETF
97717W133
14942
740440
SH
SOLE
0
0
740440
WISDOMTREE EMERGING ETF
EM LCL DEBT FD
97717X867
320
6980
SH
SOLE
0
0
6980
WISDOMTREE EMERGING MKTS
EMERG MKTS ETF
97717W315
34966
712568
SH
SOLE
0
0
712568
WISDOMTREE INTL DIV
INTL DIV EX FINL
97717W786
368
7477
SH
SOLE
0
0
7477
WISDOMTREE LARGECAP DIV
LARGECAP DIVID
97717W307
10021
148125
SH
SOLE
0
0
148125
WISDOMTREE TR ETF
E MKTS CNSMR GR
97717W539
7136
291860
SH
SOLE
0
0
291860
WISDOMTREE TRUST
LRGE CP VALUE FD
97717W547
399
6830
SH
SOLE
0
0
6830
WISDOMTREE TRUST
EMG MKTS SMCAP
97717W281
321
6885
SH
SOLE
0
0
6885
ZIMMER HOLDINGS INC
COM
98956P102
1198
12662
SH
SOLE
0
0
12662