0001104659-14-060456.txt : 20140813
0001104659-14-060456.hdr.sgml : 20140813
20140813172558
ACCESSION NUMBER: 0001104659-14-060456
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140813
DATE AS OF CHANGE: 20140813
EFFECTIVENESS DATE: 20140813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hatteras Alternative Mutual Funds, LLC
CENTRAL INDEX KEY: 0001513062
IRS NUMBER: 460473341
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14493
FILM NUMBER: 141038587
BUSINESS ADDRESS:
STREET 1: 8540 COLONNADE CENTER DRIVE
STREET 2: SUITE 401
CITY: RALEIGH
STATE: NC
ZIP: 27615
BUSINESS PHONE: 919-846-2324
MAIL ADDRESS:
STREET 1: 8540 COLONNADE CENTER DRIVE
STREET 2: SUITE 401
CITY: RALEIGH
STATE: NC
ZIP: 27615
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001513062
XXXXXXXX
06-30-2014
06-30-2014
false
Hatteras Alternative Mutual Funds, LLC
8540 Colonnade Center Drive
Suite 401
Raleigh
NC
27615
13F COMBINATION REPORT
028-14493
028-06462
Chartwell Investment Partners, LP
028-10894
GAMCO Asset Management, Inc.
028-12426
Nicholas Investment Partners, LP
028-14338
OMT Capital Management, LLC
028-15383
FrontFour Capital Group, LLC
028-15745
Keypoint Capital Management, LLC
028-13123
Apis Capital Advisors, LLC
028-15697
Phoenix Investment Adviser, LLC
028-15181
Raven Rock Capital Management, LLC
N
Andrew P. Chica
Chief Compliance Officer
919-846-2324
/s/Andrew P. Chica
Raleigh
NC
08-13-2014
1
175
220999
false
1
028-14042
Coe Capital Management, LLC
INFORMATION TABLE
2
a14-16518_1informationtable.xml
INFORMATION TABLE
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002567105
1516
34209
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0
ACXIOM CORP
COM
005125109
397
18300
SH
DFND
18300
0
0
ADOBE SYS INC
COM
00724F101
280
3871
SH
DFND
3871
0
0
AIR METHODS CORP
COM
009128307
1929
37344
SH
DFND
1
37344
0
0
ALCATEL-LUCENT
ADR
013904305
1
21667
SH
Call
DFND
21667
0
0
AMAZON COM INC
COM
023135106
1176
3622
SH
DFND
3622
0
0
AMERICAN AXLE & MFG HLDGS INC
COM
024061103
3682
194917
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DFND
194917
0
0
AMERICAN INTL GROUP INC
COM
026874784
3338
61150
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DFND
61150
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
800
8886
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DFND
8886
0
0
ANN INC
COM
035623107
749
18204
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DFND
1
18204
0
0
APPLE INC
COM
037833100
5686
61182
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DFND
61182
0
0
APPLIED MICRO CIRCUITS CORP
COM
03822W406
590
54615
SH
DFND
1
54615
0
0
ARCBEST CORP
COM
03937C105
2291
52665
SH
DFND
1
52665
0
0
ARROW ELECTRS INC
COM
042735100
783
12959
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DFND
1
12959
0
0
ARUBA NETWORKS INC
COM
043176106
179
10200
SH
DFND
10200
0
0
ASSURED GUARANTY LTD
COM
G0585R106
1549
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ATMEL CORP
COM
049513104
1190
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DFND
1
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AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
217
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DFND
3017
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0
BARCLAYS BK PLC IPATH S&P500 VIX
COM
06742E711
410
14326
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DFND
14326
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
910
27461
SH
DFND
1
27461
0
0
BENCHMARK ELECTRS INC
COM
08160H101
893
35039
SH
DFND
1
35039
0
0
BIG LOTS INC
COM
089302103
362
7932
SH
DFND
1
7932
0
0
CABLEVISION SYS CORP
CL A
12686C109
418
23671
SH
DFND
23671
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0
CADENCE DESIGN SYSTEM INC
COM
127387108
689
39419
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DFND
39419
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CANADIAN SOLAR INC
COM
136635109
577
18474
SH
DFND
18474
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CARBONITE INC
COM
141337105
710
59300
SH
DFND
59300
0
0
CARROLS RESTAURANT GROUP INC
COM
14574X104
1657
232693
SH
DFND
232693
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CBS CORP
CL B
124857202
360
5795
SH
DFND
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CEDAR FAIR L P DEPOSITRY
UNIT
150185106
4076
77049
SH
DFND
77049
0
0
CEMEX SAB DE CV SPON
ADR
151290889
3028
228893
SH
DFND
228893
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
1459
158623
SH
DFND
158623
0
0
CF INDS HLDGS INC
COM
125269100
4194
17437
SH
DFND
17437
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
2075
66752
SH
DFND
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0
0
CHURCHILL DOWNS INC
COM
171484108
2216
24590
SH
DFND
24590
0
0
CIENA CORP
COM
171779309
395
18250
SH
DFND
1
18250
0
0
CISCO SYS INC
COM
17275R102
355
14276
SH
DFND
14276
0
0
CIT GROUP INC
COM
125581801
1033
22582
SH
DFND
22582
0
0
COMMAND SEC CORP
COM
20050L100
262
145819
SH
DFND
145819
0
0
COMPUTER SCIENCES CORP
COM
205363104
4992
78987
SH
DFND
78987
0
0
CONNS INC
COM
208242107
956
19365
SH
DFND
1
19365
0
0
CONVERSANT INC
COM
21249J105
239
9400
SH
DFND
9400
0
0
CON-WAY INC
COM
205944101
4155
82420
SH
DFND
1
82420
0
0
COOPER TIRE & RUBR CO
COM
216831107
751
25018
SH
DFND
25018
0
0
CROWN CASTLE INTL CORP
COM
228227104
401
5400
SH
DFND
5400
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
488
44700
SH
DFND
44700
0
0
DELTA AIR LINES INC
COM
247361702
2447
63195
SH
DFND
63195
0
0
DISH NETWORK CORP
CL A
25470M109
2966
45570
SH
DFND
45570
0
0
DISNEY WALT CO
COM
254687106
373
4353
SH
DFND
4353
0
0
EAGLE MATERIALS INC
COM
26969P108
1951
20694
SH
DFND
1
20694
0
0
EHEALTH INC
COM
28238P109
562
14800
SH
DFND
14800
0
0
ELECTRO RENT CORP
COM
285218103
731
43697
SH
DFND
43697
0
0
ENERSYS
COM
29275Y102
781
11355
SH
DFND
1
11355
0
0
EQUINIX INC
COM
29444U502
903
4300
SH
DFND
4300
0
0
EURONET WORLDWIDE INC
COM
298736109
1543
31978
SH
DFND
1
31978
0
0
EXTREME NETWORKS INC
COM
30226D106
492
110823
SH
DFND
110823
0
0
F5 NETWORKS INC
COM
315616102
1302
11679
SH
DFND
11679
0
0
FACEBOOK INC
CL A
30303M102
712
10578
SH
DFND
10578
0
0
FAIRPOINT COMMUNICATIONS INC
COM
305560302
1195
85563
SH
DFND
85563
0
0
FINISH LINE INC
CL A
317923100
1676
56343
SH
DFND
1
56343
0
0
FIREEYE INC
COM
31816Q101
569
14041
SH
DFND
14041
0
0
GENERAL MTRS CO
COM
37045V100
4611
127024
SH
DFND
127024
0
0
GLOBALSTAR INC
COM
378973408
2391
562537
SH
DFND
562537
0
0
GOOGLE INC
CL A
38259P508
916
1566
SH
DFND
1566
0
0
GRAY TELEVISION INC
COM
389375106
1288
98091
SH
DFND
98091
0
0
GREENBRIER COS INC
COM
393657101
421
7311
SH
DFND
1
7311
0
0
HALCON RES CORP
COM
40537Q209
331
45364
SH
DFND
1
45364
0
0
HANESBRANDS INC
COM
410345102
2270
23064
SH
DFND
23064
0
0
HERCULES OFFSHORE INC
COM
427093109
946
235292
SH
DFND
235292
0
0
HEWLETT PACKARD CO
COM
428236103
504
14965
SH
DFND
14965
0
0
HI-CRUSH PARTNERS LP
COM
428337109
1224
18676
SH
DFND
1
18676
0
0
HOMEAWAY INC
COM
43739Q100
407
11700
SH
DFND
11700
0
0
IAC INTERACTIVECORP
COM
44919P508
3119
45050
SH
DFND
45050
0
0
IMS HEALTH HLDGS INC
COM
44970B109
395
15400
SH
DFND
15400
0
0
INFINERA CORPORATION
COM
45667G103
584
63500
SH
DFND
63500
0
0
INFOBLOX INC
COM
45672H104
392
29800
SH
DFND
29800
0
0
INTELSAT S A
COM
L5140P101
724
38432
SH
DFND
38432
0
0
INTERNATIONAL GAME TECHNOLOG
COM
459902102
2099
131940
SH
DFND
131940
0
0
INVESCO SR INCOME TR
COM
46131H107
1882
375565
SH
DFND
375565
0
0
ION GEOPHYSICAL CORP
COM
462044108
198
47024
SH
DFND
1
47024
0
0
ISHARES
RUSSELL 2000 ETF
464287655
110
121200
SH
Put
DFND
121200
0
0
JABIL CIRCUIT INC
COM
466313103
853
40832
SH
DFND
1
40832
0
0
JOURNAL COMMUNICATIONS INC
CL A
481130102
1016
114525
SH
DFND
114525
0
0
JOY GLOBAL INC
COM
481165108
1009
16391
SH
DFND
16391
0
0
JUNIPER NETWORKS INC
COM
48203R104
3
12700
SH
Call
DFND
12700
0
0
KAR AUCTION SVCS INC
COM
48238T109
2386
74865
SH
DFND
1
74865
0
0
KOFAX LTD
COM
G5307C105
658
76500
SH
DFND
76500
0
0
LAM RESEARCH CORP
COM
512807108
254
3753
SH
DFND
3753
0
0
LANDSTAR SYS INC
COM
515098101
725
11328
SH
DFND
1
11328
0
0
LINKEDIN CORP
COM CL A
53578A108
930
5424
SH
DFND
5424
0
0
LIVE NATION ENTERTAINMENT INC
COM
538034109
316
12800
SH
DFND
12800
0
0
LOGMEIN INC
COM
54142L109
765
16400
SH
DFND
16400
0
0
LORAL SPACE & COMMUNICATNS INC
COM
543881106
1577
21699
SH
DFND
21699
0
0
LYONDELLBASELL INDUSTRIES
CL A
N53745100
1094
11199
SH
DFND
11199
0
0
MACQUARIE INFRASTR CO LLC
MEMBERSHIP INT
55608B105
2305
36956
SH
DFND
36956
0
0
MARIN SOFTWARE INC
COM
56804T106
243
20657
SH
DFND
20657
0
0
MBIA INC
COM
55262C100
985
89196
SH
DFND
89196
0
0
MGC DIAGNOSTICS CORP
COM
552768103
182
21700
SH
DFND
21700
0
0
MICRON TECHNOLOGY INC
COM
595112103
6223
188873
SH
DFND
188873
0
0
MICROSOFT CORP
COM
594918104
5509
132107
SH
DFND
132107
0
0
MINDRAY MEDICAL INTL LTD
ADR
602675100
1
14906
SH
Call
DFND
14906
0
0
MOBILE MINI INC
COM
60740F105
1814
37878
SH
DFND
1
37878
0
0
MONOTYPE IMAGING HOLDINGS INC
COM
61022P100
2053
72873
SH
DFND
72873
0
0
MOTOROLA SOLUTIONS INC
COM
620076307
549
8243
SH
DFND
8243
0
0
MURPHY USA INC
COM
626755102
3415
69841
SH
DFND
69841
0
0
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
408
7910
SH
DFND
7910
0
0
NIMBLE STORAGE INC
COM
65440R101
208
6763
SH
DFND
6763
0
0
NOKIA CORP
SPONSORED ADR
654902204
1077
142418
SH
DFND
142418
0
0
NOW INC
COM
67011P100
2218
61267
SH
DFND
61267
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
598
9032
SH
DFND
9032
0
0
OCI PARTNERS LP
COM
67091N108
2342
110223
SH
DFND
110223
0
0
ONEOK PARTNERS LP
UNIT
68268N103
398
6800
SH
DFND
1
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0
0
ORBCOMM INC
COM
68555P100
1180
179052
SH
DFND
179052
0
0
OWENS CORNING NEW
COM
690742101
1817
46971
SH
DFND
46971
0
0
PALO ALTO NETWORKS INC
COM
697435105
280
3336
SH
DFND
3336
0
0
PANDORA MEDIA INC
COM
698354107
1004
34021
SH
DFND
34021
0
0
PERFORMANT FINL CORP
COM
71377E105
1769
175175
SH
DFND
175175
0
0
PINNACLE ENTMT INC
COM
723456109
718
28497
SH
DFND
28497
0
0
PIXELWORKS INC
COM
72581M305
226
29900
SH
DFND
29900
0
0
PMC-SIERRA INC
COM
69344F106
389
51170
SH
DFND
1
51170
0
0
PRUDENTIAL GLB SHT DUR HG YL
COM
74433A109
5155
285610
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DFND
285610
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
682
30169
SH
DFND
30169
0
0
QLOGIC CORP
COM
747277101
193
19100
SH
DFND
19100
0
0
QUANTA SVCS INC
COM
74762E102
1431
41387
SH
DFND
1
41387
0
0
RACKSPACE HOSTING INC
COM
750086100
223
6637
SH
DFND
6637
0
0
RADWARE LTD
ORD
M81873107
1129
66941
SH
DFND
1
66941
0
0
RAMBUS INC DEL
COM
750917106
611
42700
SH
DFND
42700
0
0
RE MAX HLDGS INC
CL A
75524W108
3380
114232
SH
DFND
114232
0
0
RF MICRODEVICES INC
COM
749941100
1032
107616
SH
DFND
1
107616
0
0
RINGCENTRAL INC
CL A
76680R206
688
45489
SH
DFND
1
45489
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
812
32921
SH
DFND
1
32921
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
749
36323
SH
DFND
1
36323
0
0
ROADRUNNER TRNSN SVCS HLDG I
COM
76973Q105
1122
39944
SH
DFND
1
39944
0
0
ROCKWOOD HLDGS INC
COM
774415103
802
10556
SH
DFND
10556
0
0
ROGERS CORP
COM
775133101
1540
23209
SH
DFND
1
23209
0
0
RUCKUS WIRELESS INC
COM
781220108
401
33679
SH
DFND
33679
0
0
RYDER SYS INC
COM
783549108
804
9122
SH
DFND
1
9122
0
0
SALESFORCE COM INC
COM
79466L302
614
10580
SH
DFND
10580
0
0
SANDISK CORP
COM
80004C101
284
2723
SH
DFND
2723
0
0
SCIENCE APPLICATNS INTL
COM
808625107
4106
92977
SH
DFND
92977
0
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
586
28700
SH
DFND
28700
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
386
11109
SH
DFND
11109
0
0
SKECHERS U S A INC
CL A
830566105
635
13889
SH
DFND
1
13889
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1455
30976
SH
DFND
1
30976
0
0
SONUS NETWORKS INC
COM
835916107
194
54100
SH
DFND
54100
0
0
SPANSION INC
COM CL A
84649R200
633
30043
SH
DFND
30043
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
649
5068
SH
DFND
5068
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
14
11600
SH
Put
DFND
11600
0
0
SUNEDISON INC
COM
86732Y109
919
40683
SH
DFND
40683
0
0
SUNEDISON SEMICONDUCTOR LTD
SHS
Y8213L102
853
50397
SH
DFND
50397
0
0
SWIFT TRANSN CO
CL A
87074U101
3621
143533
SH
DFND
1
143533
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
248
3470
SH
DFND
3470
0
0
TAKE-TWO INTERACTIVE SOFTWARE
COM
874054109
2663
119758
SH
DFND
119758
0
0
TAMINCO CORP
COM
87509U106
1848
79451
SH
DFND
79451
0
0
TEMPUR SEALY INTL INC
COM
88023U101
1608
26937
SH
DFND
1
26937
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
395
17900
SH
DFND
17900
0
0
TEXTURA CORP
COM
883211104
487
20601
SH
DFND
1
20601
0
0
TIVO INC
COM
888706108
607
47000
SH
DFND
47000
0
0
TOWN SPORTS INTL HLDGS INC
COM
89214A102
1567
235581
SH
DFND
235581
0
0
TRINET GROUP INC
COM
896288107
481
20000
SH
DFND
20000
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
2642
29513
SH
DFND
29513
0
0
U S G CORP
COM
903293405
547
18151
SH
DFND
1
18151
0
0
U S SILICA HLDGS INC
COM
90346E103
1149
20717
SH
DFND
1
20717
0
0
ULTRATECH INC
COM
904034105
1653
74513
SH
DFND
1
74513
0
0
UNITED CONTL HLDGS INC
COM
910047109
1828
44520
SH
DFND
44520
0
0
UNITED RENTALS INC
COM
911363109
763
7283
SH
DFND
1
7283
0
0
VERISIGN INC
COM
92343E102
675
13831
SH
DFND
13831
0
0
VMWARE INC
COM
928563402
812
8385
SH
DFND
8385
0
0
WASTE MGMT INC
COM
94106L109
3251
72688
SH
DFND
72688
0
0
WCI CMNTYS INC
COM
92923C807
2663
137921
SH
DFND
137921
0
0
WD-40 CO
COM
929236107
552
7344
SH
DFND
1
7344
0
0
WEIGHT WATCHERS INTL INC
COM
948626106
205
68599
SH
Put
DFND
68599
0
0
WESTERN DIGITAL CORP
COM
958102105
325
3525
SH
DFND
3525
0
0
WIX COM LTD
SHS
M98068105
315
15900
SH
DFND
15900
0
0
WORKDAY INC
CL A
98138H101
406
4518
SH
DFND
4518
0
0
XERIUM TECHNOLOGIES INC
COM
98416J118
677
48478
SH
DFND
48478
0
0