0001104659-14-036911.txt : 20140509
0001104659-14-036911.hdr.sgml : 20140509
20140509114523
ACCESSION NUMBER: 0001104659-14-036911
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140509
DATE AS OF CHANGE: 20140509
EFFECTIVENESS DATE: 20140509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hatteras Alternative Mutual Funds, LLC
CENTRAL INDEX KEY: 0001513062
IRS NUMBER: 460473341
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14493
FILM NUMBER: 14827683
BUSINESS ADDRESS:
STREET 1: 8540 COLONNADE CENTER DRIVE
STREET 2: SUITE 401
CITY: RALEIGH
STATE: NC
ZIP: 27615
BUSINESS PHONE: 919-846-2324
MAIL ADDRESS:
STREET 1: 8540 COLONNADE CENTER DRIVE
STREET 2: SUITE 401
CITY: RALEIGH
STATE: NC
ZIP: 27615
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001513062
XXXXXXXX
03-31-2014
03-31-2014
false
Hatteras Alternative Mutual Funds, LLC
8540 Colonnade Center Drive
Suite 401
Raleigh
NC
27615
13F COMBINATION REPORT
028-14493
028-06462
Chartwell Investment Partners, LP
028-10894
GAMCO Asset Management, Inc.
028-12426
Nicholas Investment Partners, LP
028-14338
OMT Capital Management, LLC
028-15383
FrontFour Capital Group, LLC
028-15745
Keypoint Capital Management, LLC
028-15697
Phoenix Investment Adviser, LLC
028-15086
Tamarack Capital Management, LLC
028-15181
Raven Rock Capital Management, LLC
N
Andrew P. Chica
Chief Compliance Officer
919-846-2324
/s/Andrew P. Chica
Raleigh
NC
05-07-2014
1
150
208056
false
1
028-14042
Coe Capital Management, LLC
INFORMATION TABLE
2
a14-11872_1informationtable.xml
INFORMATION TABLE
58 INC
SPON ADR REP A
31680Q104
320
7680
SH
DFND
7680
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
2923
19217
SH
DFND
19217
0
0
AMERCO
COM
023586100
3460
14904
SH
DFND
14904
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
2823
152445
SH
DFND
152445
0
0
AMERICAN INTL GROUP INC
COM
026874784
2831
56610
SH
DFND
56610
0
0
APOGEE ENTERPRISES INC
COM
037598109
838
25210
SH
DFND
1
25210
0
0
APPLE INC
COM
037833100
2227
4150
SH
DFND
4150
0
0
APPROACH RESOURCES INC
COM
03834A103
440
21047
SH
DFND
1
21047
0
0
APTARGROUP INC
COM
038336103
501
7575
SH
DFND
1
7575
0
0
ARROW ELECTRS INC
COM
042735100
1840
30991
SH
DFND
1
30991
0
0
ASSURED GUARANTY LTD
COM
G0585R106
1601
63235
SH
DFND
63235
0
0
AUSPEX PHARMACEUTICALS INC
COM
05211J102
410
13317
SH
DFND
13317
0
0
AUTOHOME INC
SP ADR RP CL A
05278C107
667
17360
SH
DFND
17360
0
0
AVNET INC
COM
053807103
933
20045
SH
DFND
1
20045
0
0
BASIC ENERGY SVCS INC
COM
06985P100
393
14356
SH
DFND
14356
0
0
BENCHMARK ELECTRS INC
COM
08160H101
1359
60020
SH
DFND
1
60020
0
0
BIODELIVERY SCIENCES INTL INC
COM
09060J106
568
67339
SH
DFND
67339
0
0
CABLEVISION SYS CORP
CL A
12686C109
399
23671
SH
DFND
23671
0
0
CAPITAL SR LIVING CORP
COM
140475104
610
23482
SH
DFND
1
23482
0
0
CARROLS RESTAURANT GROUP INC
COM
14574X104
1786
249058
SH
DFND
249058
0
0
CEDAR FAIR L P DEPOSITRY
UNIT
150185106
3370
66160
SH
DFND
66160
0
0
CEMEX SAB DE CV
SPON ADR
151290889
2408
190667
SH
DFND
190667
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
1312
158623
SH
DFND
158623
0
0
CF INDS HLDGS INC
COM
125269100
4742
18192
SH
DFND
18192
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
1335
52095
SH
DFND
52095
0
0
CIENA CORP
COM
171779309
1314
57789
SH
DFND
1
57789
0
0
CIRRUS LOGIC INC
COM
172755100
425
21399
SH
DFND
21399
0
0
CIT GROUP INC
COM
125581801
1107
22582
SH
DFND
22582
0
0
CLEAN HARBORS INC
COM
184496107
1143
20855
SH
DFND
1
20855
0
0
CLEAR CHANNEL OUTDOOR HLDGS
CL A
18451C109
288
31597
SH
DFND
31597
0
0
COMMAND SEC CORP
COM
20050L100
255
145819
SH
DFND
145819
0
0
COMMVAULT SYSTEMS INC
COM
204166102
897
13818
SH
DFND
1
13818
0
0
COMPUTER SCIENCES CORP
COM
205363104
3380
55571
SH
DFND
55571
0
0
COMSTOCK RES INC
COM
205768203
1439
62984
SH
DFND
1
62984
0
0
COMVERSE INC
COM
20585P105
784
22666
SH
DFND
22666
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
942
91702
SH
DFND
1
91702
0
0
DELTA AIR LINES INC DEL
COM
247361702
1321
38118
SH
DFND
38118
0
0
DISH NETWORK CORP
CL A
25470M109
2176
34981
SH
DFND
34981
0
0
DOMTAR CORP
COM
257559203
703
6262
SH
DFND
6262
0
0
E TRADE FINANCIAL CORP
COM
269246401
734
31868
SH
DFND
1
31868
0
0
EAGLE MATERIALS INC
COM
26969P108
802
9049
SH
DFND
1
9049
0
0
ELECTRO RENT CORP
COM
285218103
761
43285
SH
DFND
43285
0
0
ENANTA PHARMACEUTICALS INC
COM
29251M106
2356
58924
SH
DFND
58924
0
0
ENERSYS
COM
29275Y102
1847
26659
SH
DFND
1
26659
0
0
EURONET WORLDWIDE INC
COM
298736109
1664
40002
SH
DFND
1
40002
0
0
EXTREME NETWORKS INC
COM
30226D106
2712
467666
SH
DFND
467666
0
0
FAIRPOINT COMMUNICATIONS INC
COM
305560302
1164
85563
SH
DFND
85563
0
0
FINISH LINE INC
CL A
317923100
1345
49660
SH
DFND
1
49660
0
0
FORWARD AIR CORP
COM
349853101
948
20549
SH
DFND
1
20549
0
0
FURIEX PHARMACEUTICALS INC
COM
36106P101
1789
20558
SH
DFND
20558
0
0
GENERAL MTRS CO
COM
37045V100
5894
171240
SH
DFND
171240
0
0
GOOGLE INC
CL A
38259P508
1011
907
SH
DFND
907
0
0
GRAY TELEVISION INC
COM
389375106
1017
98091
SH
DFND
98091
0
0
GREENBRIER COS INC
COM
393657101
1261
27645
SH
DFND
1
27645
0
0
GULFPORT ENERGY CORP
COM
402635304
560
7868
SH
DFND
1
7868
0
0
HALCON RES CORP
COM
40537Q209
968
223589
SH
DFND
1
223589
0
0
HANESBRANDS INC
COM
410345102
2201
28784
SH
DFND
28784
0
0
HAWAIIAN HOLDINGS INC
COM
419879101
999
71578
SH
DFND
71578
0
0
IAC INTERACTIVECORP
COM
44919P508
449
6290
SH
DFND
6290
0
0
INTELSAT S A
COM
L5140P101
719
38432
SH
DFND
38432
0
0
INTERMUNE INC
COM
45884X103
1530
45725
SH
DFND
45725
0
0
ISHARES
RUSSELL 2000 ETF
464287655
405
193500
SH
Put
DFND
193500
0
0
JDS UNIPHASE CORP
COM
46612J507
1238
88451
SH
DFND
1
88451
0
0
JOURNAL COMMUNICATIONS INC
CL A
481130102
1015
114525
SH
DFND
114525
0
0
JOY GLOBAL INC
COM
481165108
951
16391
SH
DFND
16391
0
0
KAR AUCTION SVCS INC
COM
48238T109
705
23240
SH
DFND
1
23240
0
0
KEYW HLDG CORP
COM
493723100
903
48260
SH
DFND
1
48260
0
0
KNIGHT TRANSN INC
COM
499064103
1347
58245
SH
DFND
1
58245
0
0
KORN FERRY INTL
COM
500643200
713
23938
SH
DFND
1
23938
0
0
LENNOX INTL INC
COM
526107107
653
7185
SH
DFND
1
7185
0
0
LINKEDIN CORP
COM CL A
53578A108
320
1729
SH
DFND
1729
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
1535
21699
SH
DFND
21699
0
0
LYONDELLBASELL INDUSTRIES
CL A
N53745100
1992
22398
SH
DFND
22398
0
0
MACQUARIE INFRASTR CO LLC
MEMBERSHIP INT
55608B105
2116
36956
SH
DFND
36956
0
0
MATRIX SVC CO
COM
576853105
695
20580
SH
DFND
1
20580
0
0
MBIA INC
COM
55262C100
1248
89196
SH
DFND
89196
0
0
MEDIVATION INC
COM
58501N101
3676
57101
SH
DFND
57101
0
0
MERITOR INC
NOTE 7.875% 3/0
59001KAC4
1526
1000000
PRN
DFND
1000000
0
0
METHODE ELECTRS INC
COM
591520200
1919
62579
SH
DFND
62579
0
0
MGC DIAGNOSTICS CORP
COM
552768103
242
21700
SH
DFND
21700
0
0
MICRON TECHNOLOGY INC
COM
595112103
4567
193040
SH
DFND
193040
0
0
MICROSOFT CORP
COM
594918104
3662
89349
SH
DFND
89349
0
0
MOBILE MINI INC
COM
60740F105
1467
33844
SH
DFND
1
33844
0
0
MONOTYPE IMAGING HOLDINGS INC
COM
61022P100
641
21262
SH
DFND
21262
0
0
MURPHY USA INC
COM
626755102
2995
73798
SH
DFND
73798
0
0
NATUS MEDICAL INC
COM
639050103
419
16256
SH
DFND
1
16256
0
0
NEXSTAR BROADCASTING GROUP INC
CL A
65336K103
297
7910
SH
DFND
7910
0
0
NICE SYS LTD
SPONSORED ADR
653656108
792
17744
SH
DFND
1
17744
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
304
9421
SH
DFND
1
9421
0
0
OCI PARTNERS LP
COM
67091N108
2194
102352
SH
DFND
102352
0
0
OCWEN FINL CORP
COM
675746309
1293
33014
SH
DFND
33014
0
0
ORBCOMM INC
COM
68555P100
1016
148330
SH
DFND
148330
0
0
OSI SYSTEMS INC
COM
671044105
1403
23446
SH
DFND
1
23446
0
0
OWENS CORNING
COM
690742101
3224
74675
SH
DFND
74675
0
0
PERFORMANT FINL CORP
COM
71377E105
1082
119575
SH
DFND
119575
0
0
PIER 1 IMPORTS INC
COM
720279108
992
52533
SH
DFND
1
52533
0
0
PINNACLE ENTMT INC
COM
723456109
675
28497
SH
DFND
28497
0
0
PINNACLE FOODS INC
COM
72348P104
1657
55485
SH
DFND
55485
0
0
PLANTRONICS INC
COM
727493108
1028
23132
SH
DFND
1
23132
0
0
PMC-SIERRA INC
COM
69344F106
527
69202
SH
DFND
1
69202
0
0
PRECISION DRILLING CORP
COM
74022D308
694
57967
SH
DFND
1
57967
0
0
PRUDENTIAL GLB SHT DUR HG YL
COM
74433A109
4759
270860
SH
DFND
270860
0
0
QUALCOMM INC
COM
747525103
2224
28203
SH
DFND
28203
0
0
QUANEX BUILDING PRODUCTS CORP
COM
747619104
1204
58205
SH
DFND
1
58205
0
0
QUANTA SVCS INC
COM
74762E102
1453
39386
SH
DFND
1
39386
0
0
RADWARE LTD
ORD
M81873107
705
39897
SH
DFND
1
39897
0
0
RE MAX HLDGS INC
CL A
75524W108
2852
98932
SH
DFND
98932
0
0
REGAL ENTMT GROUP
CL A
758766109
730
39066
SH
DFND
1
39066
0
0
RF MICRODEVICES INC
COM
749941100
510
64665
SH
DFND
1
64665
0
0
ROCKWOOD HLDGS INC
COM
774415103
785
10556
SH
DFND
10556
0
0
ROGERS CORP
COM
775133101
753
12069
SH
DFND
1
12069
0
0
RYDER SYS INC
COM
783549108
1202
15043
SH
DFND
1
15043
0
0
SAIA INC
COM
78709Y105
673
17611
SH
DFND
1
17611
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
579
19536
SH
DFND
1
19536
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
947
39404
SH
DFND
39404
0
0
SCIENCE APPLICATNS INTL
COM
808625107
2313
61866
SH
DFND
61866
0
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
1457
86818
SH
DFND
86818
0
0
SINA CORP
ORD
G81477104
405
6710
SH
DFND
6710
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
301
11109
SH
DFND
11109
0
0
SIRIUS XM HLDGS INC
COM
82968B103
369
115428
SH
DFND
115428
0
0
SKECHERS U S A INC
CL A
830566105
700
19145
SH
DFND
1
19145
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
877
23365
SH
DFND
1
23365
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
626
5068
SH
DFND
5068
0
0
SUNEDISON INC
COM
86732Y109
1392
73896
SH
DFND
73896
0
0
SUNPOWER CORP
COM
867652406
778
24105
SH
DFND
24105
0
0
SWIFT TRANSN CO
CL A
87074U101
3128
126377
SH
DFND
1
126377
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
3026
137980
SH
DFND
137980
0
0
TAMINCO CORP
COM
87509U106
1629
77518
SH
DFND
77518
0
0
TEMPUR SEALY INTL INC
COM
88023U101
2067
40791
SH
DFND
1
40791
0
0
TERADYNE INC
COM
880770102
713
35867
SH
DFND
1
35867
0
0
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
529
4087
SH
DFND
4087
0
0
TRANSDIGM GROUP INC
COM
893641100
202
1093
SH
DFND
1
1093
0
0
TREX CO INC
COM
89531P105
858
11721
SH
DFND
1
11721
0
0
TRIPADVISOR INC
COM
896945201
1061
11711
SH
DFND
11711
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
2722
33344
SH
DFND
33344
0
0
U S SILICA HLDGS INC
COM
90346E103
259
6787
SH
DFND
1
6787
0
0
ULTRATECH INC
COM
904034105
1714
58704
SH
DFND
1
58704
0
0
UNITED CONTL HLDGS INC
COM
910047109
1719
38520
SH
DFND
38520
0
0
USANA HEALTH SCIENCES INC
COM
90328M107
816
10836
SH
DFND
1
10836
0
0
VERISIGN INC
COM
92343E102
3607
66917
SH
DFND
66917
0
0
VISTEON CORP
COM
92839U206
650
7350
SH
DFND
7350
0
0
WALTER INVT MGMT CORP
COM
93317W102
295
9904
SH
DFND
9904
0
0
WALTER INVT MGMT CORP
NOTE 4.500%11/0
93317WAA0
895
948000
PRN
DFND
948000
0
0
WASTE MGMT INC DEL
COM
94106L109
2935
69754
SH
DFND
69754
0
0
WCI CMNTYS INC
COM
92923C807
3089
156307
SH
DFND
156307
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
189
37400
SH
Put
DFND
37400
0
0
WENDYS CO
COM
95058W100
1268
139012
SH
DFND
139012
0
0
WINNEBAGO INDS INC
COM
974637100
1002
36577
SH
DFND
1
36577
0
0
XERIUM TECHNOLOGIES INC
COM
98416J118
778
48478
SH
DFND
48478
0
0
YRC WORLDWIDE INC
COM
984249607
1179
52412
SH
DFND
52412
0
0