0001193125-12-471569.txt : 20121115 0001193125-12-471569.hdr.sgml : 20121115 20121115061346 ACCESSION NUMBER: 0001193125-12-471569 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121115 DATE AS OF CHANGE: 20121115 EFFECTIVENESS DATE: 20121115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OMT Capital Management LLC CENTRAL INDEX KEY: 0001513013 IRS NUMBER: 943302083 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14338 FILM NUMBER: 121206846 BUSINESS ADDRESS: STREET 1: ONE MONTGOMERY STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415.296.8100 MAIL ADDRESS: STREET 1: ONE MONTGOMERY STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 d440042d13fhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement [_] adds new holdings entries. Institutional Investment Manager Filing this Report: OMT Capital Management LLC One Montgomery Street, Suite 3300 San Francisco, CA 94104 Form 13F File Number: 028-14338 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Richard Duff President 415.296.8100 Signature, Place and Date of Signing: /s/ Richard Duff San Francisco, CA 11/14/2012 ----------------------------- -------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 31 Form 13F Information Table Value Total (x$1000): 234,705 (thousands) List of Other Included Managers: Hatteras Alternative Mutual Funds Trust (See attachment)
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- -------- ------------- -------- ------------------ ---------- -------- -------- Title of Value Shares or Sh/ Put/ Investment Other Voting Authority Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None ABIOMED INC Common CSP_003654100 7,701 366,890 SH Sole 366,890 1,559 74,260 SH Other 74,260 AFFYMETRIX INC Common CSP_00826T108 6,354 1,467,430 SH Sole 1,467,430 1,326 306,250 SH Other 306,250 AIR TRANS SVCS GROUP INC Common CSP_00922R105 2,822 641,360 SH Sole 641,360 543 123,410 SH Other 123,410 ALIGN TECHNOLOGY INC Common CSP_016255101 6,324 171,070 SH Sole 171,070 1,300 35,160 SH Other 35,160 ALLIANCE DATA SYSTEMS Common CSP_018581108 7,383 52,010 SH Sole 52,010 1,523 10,730 SH Other 10,730 ARRIS GROUP INC Common CSP_04269Q100 7,223 564,760 SH Sole 564,760 1,496 116,970 SH Other 116,970 ATLAS AIR WORLDWIDE HOLDINGS Common CSP_049164205 4,006 77,590 SH Sole 77,590 821 15,900 SH Other 15,900 BROADRIDGE FINL SOLUTION Common CSP_11133T103 4,236 181,550 SH Sole 181,550 875 37,490 SH Other 37,490 BROCADE COMMUNS SYS NEW Common CSP_111621306 9,158 1,549,610 SH Sole 1,549,610 1,872 316,750 SH Other 316,750 CARDTRONICS INC Common CSP_14161H108 7,394 248,290 SH Sole 248,290 1,541 51,740 SH Other 51,740 CARTERS INC Common CSP_146229109 3,610 67,050 SH Sole 67,050 710 13,190 SH Other 13,190 CHICOS FAS INC Common CSP_168615102 7,153 394,960 SH Sole 394,960 1,423 78,600 SH Other 78,600 ESCO TECHNOLOGIES INC Common CSP_296315104 4,816 123,960 SH Sole 123,960 918 23,640 SH Other 23,640 FINANCIAL ENGINES INC Common CSP_317485100 8,443 354,300 SH Sole 354,300 1,753 73,550 SH Other 73,550 GRACO INCORPORATED Common CSP_384109104 7,132 141,850 SH Sole 141,850 1,490 29,640 SH Other 29,640 HOLOGIC INC Common CSP_436440101 8,655 427,610 SH Sole 427,610 1,788 88,320 SH Other 88,320 INFORMATICA CORP Common CSP_45666Q102 8,323 239,090 SH Sole 239,090 1,698 48,790 SH Other 48,790 INTL RECTIFIER CORP Common CSP_460254105 6,225 372,950 SH Sole 372,950 1,277 76,490 SH Other 76,490
ITC HOLDINGS CORP Common CSP_465685105 2,304 30,490 SH Sole 30,490 457 6,040 SH Other 6,040 KVH INDUSTRIES INC Common CSP_482738101 1,522 112,819 SH Sole 112,819 - 0 SH Other 0 LANDSTAR SYSTEM INC Common CSP_515098101 4,699 99,380 SH Sole 99,380 964 20,380 SH Other 20,380 MASTEC INC Common CSP_576323109 8,949 454,240 SH Sole 454,240 1,854 94,110 SH Other 94,110 NATIONAL CINEMEDIA INC Common CSP_635309107 8,128 496,540 SH Sole 496,540 1,694 103,510 SH Other 103,510 NEWPORT CORP Common CSP_651824104 5,502 497,460 SH Sole 497,460 1,128 101,980 SH Other 101,980 PLANTRONICS INC Common CSP_727493108 7,327 207,380 SH Sole 207,380 1,486 42,050 SH Other 42,050 ROVI CORPORATION Common CSP_779376102 5,757 396,750 SH Sole 396,750 1,222 84,200 SH Other 84,200 SCIENTIFIC GAMES CP CL A CLASS A Common CSP_80874P109 8,481 1,025,490 SH Sole 1,025,490 1,774 214,520 SH Other 214,520 SERVICESOURCE INTERNATIONAL Common CSP_81763U100 1,060 103,270 SH Sole 103,270 219 21,380 SH Other 21,380 SHUTTERFLY INC Common CSP_82568P304 6,737 216,490 SH Sole 216,490 1,391 44,710 SH Other 44,710 THE JONES GROUP INC Common CSP_48020T101 6,188 480,770 SH Sole 480,770 1,261 98,010 SH Other 98,010 WORLD FUEL SERVICES CORP CSP_981475106 11,376 319,452 SH Sole 319,452 2,354 66,100 SH Other 66,100