Managing Director

0001062993-19-004101.txt : 20191031 0001062993-19-004101.hdr.sgml : 20191031 20191031135314 ACCESSION NUMBER: 0001062993-19-004101 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191031 EFFECTIVENESS DATE: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MIZUHO SECURITIES USA LLC CENTRAL INDEX KEY: 0001513006 IRS NUMBER: 362880742 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14335 FILM NUMBER: 191183060 BUSINESS ADDRESS: STREET 1: 320 PARK AVE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-209-9462 MAIL ADDRESS: STREET 1: 320 PARK AVE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC. DATE OF NAME CHANGE: 20110214 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513006 XXXXXXXX 09-30-2019 09-30-2019 MIZUHO SECURITIES USA LLC

320 PARK AVE, 12TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-14335 N Mitchell Billek Managing Director 201.626.1286 Mitchell Billek New York NY 09-30-2019 0 136 1683863 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 937 5700 SH DFND 937 0 0 8I ENTERPRISES ACQUISITIN CO SHS G2956M104 7278 730000 SH DFND 7278 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 981 5100 SH DFND 981 0 0 ACT II GLOBAL ACQUISITION CO CL A SHS G0080J104 1478 150001 SH DFND 1478 0 0 AGBA ACQUISITION LTD SHS G0120M109 1738 175200 SH DFND 1738 0 0 ALBERTON ACQUISITION CORP ORD SHS G35006108 11968 1167634 SH DFND 11968 0 0 ALLEGRO MERGER CORP COM 01749N103 4472 440126 SH DFND 4472 0 0 ALPHABET INC CAP STK CL C 02079K107 3535 2900 SH DFND 3535 0 0 AMAZON COM INC COM 023135106 1215 700 SH DFND 1215 0 0 AMCI ACQUISITION CORP CLASS A 00165R101 2571 256375 SH DFND 2571 0 0 AMERICAN ELEC PWR CO INC COM 025537101 656 7000 SH DFND 656 0 0 ANDINA ACQUISITION CORP III SHS G04415108 11705 1171700 SH DFND 11705 0 0 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258 25241 SH DFND 258 0 0 WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 1856 1500000 SH DFND 1856 0 0 WEALTHBRIDGE ACQUISITION LTD SHS G4887W110 6565 650000 SH DFND 6565 0 0 WEC ENERGY GROUP INC COM 92939U106 1993 20952 SH DFND 1993 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 8217 6279000 SH DFND 8217 0 0 SENTINEL ENERGY SVCS INC *W EXP 11/02/202 81728P113 20 49700 SH DFND 20 0 0