Managing Director

0001062993-19-001843.txt : 20190424 0001062993-19-001843.hdr.sgml : 20190424 20190424110215 ACCESSION NUMBER: 0001062993-19-001843 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190424 DATE AS OF CHANGE: 20190424 EFFECTIVENESS DATE: 20190424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MIZUHO SECURITIES USA LLC CENTRAL INDEX KEY: 0001513006 IRS NUMBER: 362880742 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14335 FILM NUMBER: 19762987 BUSINESS ADDRESS: STREET 1: 320 PARK AVE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-209-9462 MAIL ADDRESS: STREET 1: 320 PARK AVE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC. DATE OF NAME CHANGE: 20110214 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513006 XXXXXXXX 03-31-2019 03-31-2019 MIZUHO SECURITIES USA LLC

320 PARK AVE, 12TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-14335 N Mitchell Billek Managing Director 201.626.1286 Mitchell Billek New York NY 03-31-2019 0 109 1332710 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ALBERTON ACQUISITION CORP ORD SHS G35006108 6899 693340 SH SOLE 6899 0 0 ALLEGRO MERGER CORP COM 01749N103 3458 346500 SH SOLE 3458 0 0 AMCI ACQUISITION CORP CLASS A 00165R101 1085 110299 SH SOLE 1085 0 0 ANDINA ACQUISITION CORP III SHS G04415108 2730 279991 SH SOLE 2730 0 0 ARYA SCIENCES ACQUISITION CO SHS CL A G3165V109 736 75000 SH SOLE 736 0 0 BIG ROCK PARTNERS ACQUISI CO COM 089482103 2359 228589 SH SOLE 2359 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1340 15084 SH SOLE 1340 0 0 BISON CAP ACQUISITION CORP ORD SHS G1142P104 1946 185164 SH SOLE 1946 0 0 BLACK RIDGE ACQUISITION CORP COM 09216T107 4860 498999 SH SOLE 4860 0 0 BOSTON PROPERTIES INC COM 101121101 1339 10000 SH SOLE 1339 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 7205 5048000 SH SOLE 7205 0 0 CLOVIS ONCOLOGY INC NOTE 1.250% 5/0 189464AC4 3110 4000000 SH SOLE 3110 0 0 CLOVIS ONCOLOGY INC COM 189464100 261 10500 SH SOLE 261 0 0 CM SEVEN STAR ACQUISITION CO SHS G2345N102 13469 1842599 SH SOLE 13469 0 0 COTY INC COM CL A 222070203 43 3700 SH SOLE 43 0 0 COTY INC COM CL A 222070203 709 3700 SH Call SOLE 709 0 0 CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 4426 3738 SH SOLE 4426 0 0 CTRIP COM INTL LTD SPONSORED ADS 22943F100 350 8000 SH SOLE 350 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 1915 1500000 SH SOLE 1915 0 0 DANAHER CORPORATION 4.75 MND CV PFD 235851300 2410 2300 SH SOLE 2410 0 0 DEXCOM INC NOTE 0.750% 5/1 252131AF4 6720 5000000 SH SOLE 6720 0 0 DISH NETWORK CORP NOTE 3.375% 8/1 25470MAB5 5108 6000000 SH SOLE 5108 0 0 EDISON INTL COM 281020107 3901 62998 SH SOLE 3901 0 0 LILLY ELI & CO COM 532457108 3945 30400 SH SOLE 3945 0 0 LILLY ELI & CO COM 532457108 1 30400 SH Call SOLE 1 0 0 ENERGIZER HLDGS INC NEW 7.5 MCNV PFD A 29272W208 4367 45000 SH SOLE 4367 0 0 EURONET WORLDWIDE INC COM 298736109 214 1500 SH SOLE 214 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 995 100000 SH SOLE 995 0 0 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 521 560000 SH SOLE 521 0 0 FORTIVE CORP 5% PFD CNV SER A 34959J207 2103 2000 SH SOLE 2103 0 0 FORTIVE CORP COM 34959J108 419 5000 SH SOLE 419 0 0 FORUM MERGER II CORP CL A 34986F103 1239 125000 SH SOLE 1239 0 0 GIGCAPITAL INC COM 37518N106 4412 432500 SH SOLE 4412 0 0 GORDON POINTE ACQUISITION CO COM CLASS A 382788107 5628 557267 SH SOLE 5628 0 0 GRAF INDL CORP COM 384278107 1436 146106 SH SOLE 1436 0 0 GREENLAND ACQUISITIN CORPORA SHS G40981139 5085 505000 SH SOLE 5085 0 0 GS ACQUISITION HLDGS CORP COM CL A 36255F102 501 50000 SH SOLE 501 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 3572 3277000 SH SOLE 3572 0 0 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 3175 3000000 SH SOLE 3175 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 6226 5000000 SH SOLE 6226 0 0 HL ACQUISITIONS CORP SHS G4603R106 2086 210101 SH SOLE 2086 0 0 HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 1133 1000000 SH SOLE 1133 0 0 II VI INC NOTE 0.250% 9/0 902104AB4 4764 4555000 SH SOLE 4764 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 2461 1810000 SH SOLE 2461 0 0 ILLUMINA INC NOTE 6/1 452327AF6 9199 7500000 SH SOLE 9199 0 0 INSMED INC NOTE 1.750% 1/1 457669AA7 1538 1529000 SH SOLE 1538 0 0 INSULET CORP NOTE 1.250% 9/1 45784PAF8 8245 5000000 SH SOLE 8245 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2838 15788 SH SOLE 2838 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 6310 4714000 SH SOLE 6310 0 0 KBL MERGER CORP IV COM 48242A104 8727 881500 SH SOLE 8727 0 0 LEGACY ACQUISITION CORP COM CL A 524643103 8785 875000 SH SOLE 8785 0 0 LEISURE ACQUISITION CORP COM 52539T107 106 10522 SH SOLE 106 0 0 LEO HOLDINGS CORP COM CL A G5463L105 2532 252158 SH SOLE 2532 0 0 LIBERTY MEDIA CORP DELAWARE DEB 2.250% 9/3 531229AE2 1285 2500000 SH SOLE 1285 0 0 LONGEVITY ACQUISITION CORP ORD SHS G56372132 2296 228496 SH SOLE 2296 0 0 MEDICINES CO NOTE 2.750% 7/1 584688AG0 1627 1930000 SH SOLE 1627 0 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 3550 3550000 SH SOLE 3550 0 0 MEGALITH FINL ACQUISITION CO CL A COM 58518F109 671 67200 SH SOLE 671 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 17999 11000000 SH SOLE 17999 0 0 MICRON TECHNOLOGY INC COM 595112103 2769 67000 SH SOLE 2769 0 0 MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 24855 6000000 SH SOLE 24855 0 0 MODERN MEDIA ACQUISITION COM 60765P103 13505 1357318 SH SOLE 13505 0 0 MONOCLE ACQUISITION CORP COM 609754106 980 100000 SH SOLE 980 0 0 NEW FRONTIER CORP COM CL A G6485P108 495 50000 SH SOLE 495 0 0 NEXTERA ENERGY INC COM 65339F101 6235 32250 SH SOLE 6235 0 0 NUANCE COMMUNICATIONS INC NOTE 1.250% 4/0 67020YAN0 2470 2500000 SH SOLE 2470 0 0 NXP SEMICONDUCTORS N V NOTE 1.000%12/0 62952QAB6 2572 2500000 SH SOLE 2572 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 8608 6956000 SH SOLE 8608 0 0 OPES ACQUISITION CORP COM 68373P100 2681 264090 SH SOLE 2681 0 0 PACIRA PHARMACEUTICALS INC COM 695127100 932 24500 SH SOLE 932 0 0 PENSARE ACQUISITION CORP COM 70957E105 18075 1760000 SH SOLE 18075 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 5945 4385000 SH SOLE 5945 0 0 REGALWOOD GLOBAL ENERGY LTD COM CL A G74760102 614 60827 SH SOLE 614 0 0 RESTORATION HARDWARE HLDGS I NOTE 6/1 761283AD2 20175 20075000 SH SOLE 20175 0 0 RESTORATION HARDWARE HLDGS I DBCV 7/1 761283AC4 8468 7735000 SH SOLE 8468 0 0 ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 5905 5913000 SH SOLE 5905 0 0 KBL MERGER CORP IV RIGHT 06/07/2019 48242A120 11 49900 SH SOLE 11 0 0 SABAN CAP ACQUISITION CORP COM CL A 78516C106 15277 1486075 SH SOLE 15277 0 0 SCORPIO TANKERS INC NOTE 3.000% 5/1 80918TAB5 3538 4028000 SH SOLE 3538 0 0 SEMPRA ENERGY 6% PFD CONV A 816851406 5283 50000 SH SOLE 5283 0 0 SENTINEL ENERGY SVCS INC CL A 81728P105 252 25000 SH SOLE 252 0 0 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 1615 1500000 SH SOLE 1615 0 0 SILVER STD RES INC NOTE 2.875% 2/0 82823LAC0 3006 3000000 SH SOLE 3006 0 0 SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 9925 973986 SH SOLE 9925 0 0 SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 934 95072 SH SOLE 934 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 7373 28453 SH SOLE 7373 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 889427 3146542 SH SOLE 889427 0 0 SQUARE INC NOTE 0.375% 3/0 852234AB9 3268 1000000 SH SOLE 3268 0 0 SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT 86722Y101 326 26218 SH SOLE 326 0 0 TELLURIAN INC NEW COM 87968A104 113 10069 SH SOLE 113 0 0 TENZING ACQUISITION CORP ORD SHS G8708A116 4492 446100 SH SOLE 4492 0 0 THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 6178 605689 SH SOLE 6178 0 0 TIBERIUS ACQUISITION CORP COM 88633A107 2205 218770 SH SOLE 2205 0 0 TOTTENHAM ACQUISITION I LTD SHS G8959N106 2972 294282 SH SOLE 2972 0 0 TRANSOCEAN LTD REG SHS H8817H100 1611 185000 SH SOLE 1611 0 0 TRIDENT ACQUISITIONS CORP COM 89615T106 2853 280000 SH SOLE 2853 0 0 TRINITY MERGER CORP COM CL A 89653L106 3332 326000 SH SOLE 3332 0 0 TUSCAN HOLDINGS CORP COM 90069K104 244 25000 SH SOLE 244 0 0 TWELVE SEAS INVESTMENT COMPA SHS G9145A107 8547 854727 SH SOLE 8547 0 0 DTE ENERGY CO UNIT 99/99/9999 233331883 1106 20000 SH SOLE 1106 0 0 GORES METROPOULOS INC UNIT 99/99/9999 382872208 218 21326 SH SOLE 218 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1904 60000 SH SOLE 1904 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 15 60000 SH Call SOLE 15 0 0 VANTAGE ENERGY ACQUISITION COM CL A 92211L105 15005 1468223 SH SOLE 15005 0 0 VIPSHOP HLDGS LTD SPONSORED ADS A 92763W103 129 16089 SH SOLE 129 0 0 WIX COM LTD SHS M98068105 1208 10000 SH SOLE 1208 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 3901 2761000 SH SOLE 3901 0 0 WRIGHT MED GROUP INC NOTE 2.000% 2/1 98235TAE7 1721 1494000 SH SOLE 1721 0 0 ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 3068 3000000 SH SOLE 3068 0 0