0001062993-14-001927.txt : 20140403
0001062993-14-001927.hdr.sgml : 20140403
20140403123448
ACCESSION NUMBER: 0001062993-14-001927
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140403
DATE AS OF CHANGE: 20140403
EFFECTIVENESS DATE: 20140403
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MIZUHO SECURITIES USA INC.
CENTRAL INDEX KEY: 0001513006
IRS NUMBER: 362880742
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14335
FILM NUMBER: 14741120
BUSINESS ADDRESS:
STREET 1: 320 PARK AVE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-209-9462
MAIL ADDRESS:
STREET 1: 320 PARK AVE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001513006
XXXXXXXX
03-31-2014
03-31-2014
MIZUHO SECURITIES USA INC.
320 PARK AVE, 12TH FLOOR
NEW YORK
NY
10020
13F HOLDINGS REPORT
028-14335
N
Mitchell Billek
Managing Director
201.626.1286
Mitchell Billek
New York
NY
03-31-2014
0
14
369943
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AFFYMETRIX INC
NOTE 4.000% 7/0
00826TAH1
2119
1500000
SH
SOLE
1500000
0
0
AUXILIUM PHARMACEUTICALS INC
NOTE 1.500% 7/1
05334DAA5
1318
1000000
SH
SOLE
1000000
0
0
BRISTOW GROUP INC
NOTE 3.000% 6/1
110394AC7
362
300000
SH
SOLE
300000
0
0
CADENCE DESIGN SYSTEM INC
NOTE 2.625% 6/0
127387AJ7
3113
1500000
SH
SOLE
1500000
0
0
DEALERTRACK TECHNOLOGIES INC
NOTE 1.500% 3/1
242309AB8
14
10000
SH
SOLE
10000
0
0
ISHARES
20+ YR TR BD ETF
464287432
338218
3100000
SH
SOLE
3100000
0
0
LEAP WIRELESS INTL INC
NOTE 4.500% 7/1
521863AL4
2021
2000000
SH
SOLE
2000000
0
0
MICRON TECHNOLOGY INC
NOTE 1.625% 2/1
595112AU7
24
11000
SH
SOLE
11000
0
0
NAVISTAR INTL CORP NEW
NOTE 3.000%10/1
63934EAL2
3441
3433000
SH
SOLE
3433000
0
0
NEWMONT MINING CORP
NOTE 1.250% 7/1
651639AH9
11802
11810000
SH
SOLE
11810000
0
0
NUANCE COMMUNICATIONS INC
NOTE 2.750%11/0
67020YAF7
4544
4550000
SH
SOLE
4550000
0
0
OMNICARE INC
NOTE 3.500% 2/1
681904AQ1
857
850000
SH
SOLE
850000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.500% 8/1
74348TAD4
521
500000
SH
SOLE
500000
0
0
TRINITY INDS INC
NOTE 3.875% 6/0
896522AF6
1590
1000000
SH
SOLE
1000000
0
0