0001512920-12-000031.txt : 20120424 0001512920-12-000031.hdr.sgml : 20120424 20120424142609 ACCESSION NUMBER: 0001512920-12-000031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120424 DATE AS OF CHANGE: 20120424 EFFECTIVENESS DATE: 20120424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPROTT INC. CENTRAL INDEX KEY: 0001512920 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14703 FILM NUMBER: 12775695 BUSINESS ADDRESS: STREET 1: ROYAL BANK PLAZA, SOUTH TOWER STREET 2: 200 BAY STREET, SUITE 2700 CITY: TORONTO STATE: A6 ZIP: M5J 2J1 BUSINESS PHONE: 416-943-4065 MAIL ADDRESS: STREET 1: ROYAL BANK PLAZA, SOUTH TOWER STREET 2: 200 BAY STREET, SUITE 2700 CITY: TORONTO STATE: A6 ZIP: M5J 2J1 13F-HR 1 mar1213f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sprott Inc. Address: Royal Bank Plaza, South Tower 200 Bay Street, Suite 2700, PO Box 27 Toronto, Ontario Canada M5J 2J1 Form 13F File Number: 28- 11504 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kirstin McTaggart Title: Authorized Person Phone: 416-943-4065 Signature, Place, and Date of Signing: Kirstin McTaggart Toronto, Ontario, Canada April 24, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 134 Form 13F Information Table Value Total: $849,524 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. If there are no entries in this list, state NONE and omit the column headings and list entries. FORM 13F INFORMATION TABLE Name Of Issuer Title Cusip Value USD Shares or ShPut/ InvestmeOtheVoting Authority Class (x$1000) Prn Amt PrCall DiscretiMgrs Sole Shared None AGNICO EAGLE MINES LTD com 00847410 550 16,484 sh Sole 16,484 AGRIUM INC com 00891610 199 2,300 sh Sole 2,300 ALDERON IRON ORE CORP com 01434T10 91 30,000 sh Sole 30,000 ALEXCO RESOURCE CORP com 01535P10 51,759 7,415,350 sh Sole 7,415,350 ALLIED NEVADA GOLD CORP com 01934410 32,293 992,702 sh Sole 992,702 ALMADEN MINERALS LTD com 02028310 3,928 1,516,630 sh Sole 1,516,630 ANGLOGOLD ASHANTI LTD com 03512820 15 400 sh Sole 400 ASA GOLD AND PRECIOUS MTLS LTD com G3156P10 8 300 sh Sole 300 AURICO GOLD INC com 05155C10 4,763 537,000 sh Sole 537,000 AURIZON MINES LTD com 05155P10 487 100,600 sh Sole 100,600 AVINO SILVER & GOLD MINES LTD com 05390610 5,972 2,857,200 sh Sole 2,857,200 BARRICK GOLD CORP com 06790110 29,713 683,369 sh Sole 683,369 BAYTEX ENERGY CORP com 07317Q10 171 3,300 sh Sole 3,300 BHP BILLITON LTD com 08860610 36 500 sh Sole 500 BP PLC com 05562210 18 400 sh Sole 400 BRIGUS GOLD CORP com 10949010 12,485 16,214,091 sh Sole 16,214,091 BROOKFIELD ASSET MGMT INC com 11258510 57 1,795 sh Sole 1,795 BURCON NUTRASCIENCE CORP com 12083110 41 6,400 sh Sole 6,400 CAMECO CORP com 13321L10 318 14,820 sh Sole 14,820 CANADIAN NAT RES LTD com 13638510 4,977 150,000 sh Sole 150,000 CARDERO RES CORP com 14140U10 176 152,800 sh Sole 152,800 CELESTICA INC com 15101Q10 4,737 495,000 sh Sole 495,000 CENOVUS ENERGY INC com 15135U10 248 6,900 sh Sole 6,900 CENTRAL FD CDA LTD com 15350110 2,344 106,783 sh Sole 106,783 CLAUDE RES INC com 18287310 7,951 7,227,838 sh Sole 7,227,838 COEUR D ALENE MINES CORP com 19210850 41,505 1,748,300 sh Sole 1,748,300 COMCAST CORP com 20030N20 885 30,000 sh Sole 30,000 CROSSHAIR ENERGY CORP com 22765F10 563 1,125,000 sh Sole 1,125,000 DEJOUR ENERGY INC com 24486R10 1 2,000 sh Sole 2,000 DENISON MINES CORP com 24835610 99 64,496 sh Sole 64,496 DESTINATION MATERNITY CORP com 25065D10 520 28,000 sh Sole 28,000 DOMTAR CORP com 25755920 382 4,000 sh Sole 4,000 DRDGOLD LIMITED com 26152H30 1 200 sh Sole 200 ELDORADO GOLD CORP com 28490210 13,999 1,018,818 sh Sole 1,018,818 ENCANA CORP com 29250510 145 7,365 sh Sole 7,365 ENDEAVOUR SILVER CORP com 29258Y10 4,719 497,800 sh Sole 497,800 ETFS PLATINUM TRUST com 26922V10 10 60 sh Sole 60 EURASIAN MINERALS INC com 29843R10 16,253 6,887,173 sh Sole 6,887,173 EXETER RES CORP com 30183510 9,168 3,346,000 sh Sole 3,346,000 EXTORRE GOLD MINES LTD com 30227B10 15,378 2,546,100 sh Sole 2,546,100 FINISH LINE INC com 31792310 6,485 305,600 sh Sole 305,600 FIRST MAJESTIC SILVER CORP com 32076V10 73,768 4,449,200 sh Sole 4,449,200 FOOT LOCKER INC com 34484910 4,037 130,000 sh Sole 130,000 FORTUNA SILVER MINES INC com 34991510 41,029 9,077,145 sh Sole 9,077,145 FRANCO NEVADA CORP com 35185810 361 8,391 sh Sole 8,391 FRONTIER COMMUNICATIONS CORP com 35906A10 33 8,000 sh Sole 8,000 GLOBAL X SILVER MINERS ETF com 37950E85 2,401 108,000 sh Sole 108,000 GOLDEN MINERALS CO com 38111910 5,686 674,500 sh Sole 674,500 GT ADVANCED TECHNOLOGIES INC com 36191U10 5,309 642,000 sh Sole 642,000 GULF RESOURCES INC com 40251W30 59 25,000 sh Sole 25,000 HARMONY GOLD MNG LTD com 41321630 27 2,500 sh Sole 2,500 HECLA MNG CO com 42270410 8,924 1,931,680 sh Sole 1,931,680 HELMERICH & PAYNE INC com 42345210 32 600 sh Sole 600 HUDBAY MINERALS INC com 44362810 4,352 397,100 sh Sole 397,100 IAMGOLD CORP com 45091310 5,738 431,745 sh Sole 431,745 IMPERIAL OIL LTD com 45303840 113 2,500 sh Sole 2,500 INTERDIGITAL INC com 45867G10 2,179 62,500 sh Sole 62,500 INTERNATIONAL TOWER HILL MINES LTD com 46050R10 6 1,500 sh Sole 1,500 ISHARES SILVER TRUST com 46428Q10 5,373 171,230 sh Sole 171,230 ISHARES BARCLAYS SHORT TREASURY BOND com 46428867 1,544 14,010 sh Sole 14,010 JAGUAR MNG INC com 47009M10 1,460 312,600 sh Sole 312,600 JOHNSON & JOHNSON com 47816010 488 7,400 sh Sole 7,400 KEEGAN RES INC com 48727510 4,501 1,196,950 sh Sole 1,196,950 KIMBER RES INC com 49435N10 4,698 5,106,557 sh Sole 5,106,557 KINROSS GOLD CORP com 49690240 163 16,607 sh Sole 16,607 KOBEX MINERALS INC com 49989C10 4,879 8,559,590 sh Sole 8,559,590 KODIAK OIL & GAS CORP com 50015Q10 10,303 1,034,460 sh Sole 1,034,460 LAKE SHORE GOLD CORP com 51072810 899 864,875 sh Sole 864,875 MAG SILVER CORP com 55903Q10 29,849 2,955,304 sh Sole 2,955,304 MAGNA INTL INC com 55922240 4,726 99,000 sh Sole 99,000 MARKET VECTORS GOLD MINER ETF com 57060U10 16,082 324,622 sh Sole 324,622 MARKET VECTORS JUNIOR GOLD MINERS ETF com 57060U58 12,358 503,400 sh Sole 503,400 MCDERMOTT INTL INC com 58003710 6 500 sh Sole 500 MFC INDL LTD com 55278T10 1 96 sh Sole 96 MIDWAY GOLD CORP com 59815310 283 198,100 sh Sole 198,100 MINCO GOLD CORPORATION com 60254D10 494 721,780 sh Sole 721,780 MINEFINDERS CORP LTD com 60290010 6,311 454,000 sh Sole 454,000 MINES MGMT INC com 60343210 167 98,400 sh Sole 98,400 MOSAIC CO com 61945C10 116 2,100 sh Sole 2,100 NEVSUN RES LTD com 64156L10 18 5,000 sh Sole 5,000 NEW GOLD INC com 64453510 4,537 459,235 sh Sole 459,235 NEWMONT MINING CORP com 65163910 33 653 sh Sole 653 NEXEN INC com 65334H10 46 2,500 sh Sole 2,500 NORTH AMERN PALLADIUM LTD com 65691210 0 100 sh Sole 100 OILSANDS QUEST INC com 67804610 1,853 10,352,861 sh Sole 10,352,861 ONCOLYTICS BIOTECH INC com 68231010 1,370 323,000 sh Sole 323,000 PACIFIC ETHANOL INC com 69423U20 19 16,929 sh Sole 16,929 PAN AMERICAN SILVER CORP com 69790010 13,527 613,189 sh Sole 613,189 PENGROWTH ENERGY CORP com 70706P10 7,156 761,259 sh Sole 761,259 PENN WEST PETROLEUM LTD com 70788710 74 3,800 sh Sole 3,800 PFIZER INC com 71708110 453 20,000 sh Sole 20,000 PLATINUM GROUP METALS LTD com 72765Q20 135 92,000 sh Sole 92,000 POTASH CORP SASK INC com 73755L10 283 6,200 sh Sole 6,200 PRECISION DRILLING CORP com 74022D30 167 16,646 sh Sole 16,646 PRETIUM RES INC com 74139C10 7,690 538,131 sh Sole 538,131 QUEST RARE MINERALS LTD com 74836T10 13 5,000 sh Sole 5,000 RESEARCH IN MOTION LTD com 76097510 43 2,900 sh Sole 2,900 REVETT MINERALS INC com 76150520 920 220,000 sh Sole 220,000 RICHMONT MINES INC com 76547T10 4,633 595,500 sh Sole 595,500 RIO TINTO PLC com 76720410 22 400 sh Sole 400 ROYAL GOLD INC com 78028710 280 4,292 sh Sole 4,292 RUBICON MINERALS CORP com 78091110 354 108,600 sh Sole 108,600 SAN JUAN BASIN ROYALTY TRUST com 79824110 3 155 sh Sole 155 SCHLUMBERGER LTD com 80685710 84 1,200 sh Sole 1,200 SILVER BULL RES INC com 82745810 3,421 5,929,658 sh Sole 5,929,658 SILVER STD RES INC com 82823L10 866 57,600 sh Sole 57,600 SILVER WHEATON CORP com 82833610 29,720 895,194 sh Sole 895,194 SILVERCORP METALS INC com 82835P10 8 1,100 sh Sole 1,100 SOLITARIO EXPL & RTY CORP com 8342EP10 2,964 2,148,040 sh Sole 2,148,040 SPDR GOLD TRUST com 78463V10 2,708 16,705 sh Sole 16,705 SPDR BARCLAYS CAPITAL HIGH YLD BOND E com 78464A41 3,691 93,750 sh Sole 93,750 SPROTT PHYSICAL GOLD TRUST com 85207H10 65,181 4,513,919 sh Sole 4,513,919 SPROTT PHYSICAL SILVER TRUST com 85207K10 77,140 5,659,568 sh Sole 5,659,568 SPROTT RESOURCE LENDING CORP com 85207J10 21,301 13,654,384 sh Sole 13,654,384 SUNCOR ENERGY INC com 86722410 8,087 247,300 sh Sole 247,300 SUNOPTA INC com 8676EP10 5 900 sh Sole 900 SWEDISH EXPORT CREDIT CORP com 87029760 9 1,000 sh Sole 1,000 SYNOPSYS INC com 87160710 307 10,000 sh Sole 10,000 TALISMAN ENERGY INC com 87425E10 490 38,900 sh Sole 38,900 TIM HORTONS INC com 88706M10 1,692 31,600 sh Sole 31,600 TIMBERLINE RES CORP com 88713310 217 424,670 sh Sole 424,670 TIMMINS GOLD CORP com 88741P10 14,054 6,273,900 sh Sole 6,273,900 TRANSATLANTIC PETROLEUM LTD com G8998210 26 20,000 sh Sole 20,000 U S ENERGY CORP com 91180510 4,726 1,495,598 sh Sole 1,495,598 U S GEOTHERMAL INC com 90338S10 833 1,602,493 sh Sole 1,602,493 UR ENERGY INC com 91688R10 49 40,000 sh Sole 40,000 URANERZ ENERGY CORP com 91688T10 13 5,136 sh Sole 5,136 URANIUM ENERGY CORP com 91689610 8 2,000 sh Sole 2,000 VISTA GOLD CORP com 92792630 15,892 5,061,233 sh Sole 5,061,233 VODAFONE GROUP PLC com 92857W20 415 15,000 sh Sole 15,000 WHITING PETE CORP com 96638710 255 4,700 sh Sole 4,700 WI-LAN INC com 92897210 18,419 3,576,470 sh Sole 3,576,470 WYNDHAM WORLDWIDE CORP com 98310W10 200 4,300 sh Sole 4,300 YAMANA GOLD INC com 98462Y10 909 58,165 sh Sole 58,165 134 849,524162,770,649 162,770,649