0001072613-13-000216.txt : 20130506 0001072613-13-000216.hdr.sgml : 20130506 20130506100823 ACCESSION NUMBER: 0001072613-13-000216 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 EFFECTIVENESS DATE: 20130506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEA Management Company, LLC CENTRAL INDEX KEY: 0001512848 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14302 FILM NUMBER: 13814728 BUSINESS ADDRESS: STREET 1: 1954 GREENSPRING DRIVE STREET 2: SUITE 600 CITY: TIMONIUM STATE: MD ZIP: 21093 BUSINESS PHONE: 410-842-4000 MAIL ADDRESS: STREET 1: 1954 GREENSPRING DRIVE STREET 2: SUITE 600 CITY: TIMONIUM STATE: MD ZIP: 21093 13F-HR 1 nea-form13f_17503.txt NEA MANAGEMENT COMPANY LLC 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [_]; Amendment Number: _______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NEA Management Company, LLC Address: 1954 Greenspring Drive, Suite 600 Timonium, MD 21093 Form 13F File Number: 28-14302 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Louis S. Citron Title: Secretary Phone: 410-842-4000 Signature, Place and Date of Signing: /s/ Louis S. Citron, Timonium, Maryland, May 6, 2013 ------------------------------------------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 27 Form 13F Information Table Value Total: $1,609,905 (thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ALIMERA SCIENCES INC COM 016259103 8231 2681250 SH DEFINED 2681250 AMICUS THERAPEUTICS INC COM 03152W109 17920 5653029 SH DEFINED 5653029 ARQULE INC COM 04269E107 6528 2520316 SH DEFINED 2520316 AUDIENCE INC COM 05070J102 43890 2878005 SH DEFINED 2878005 BOINGO WIRELESS INC COM 09739C102 35556 6441293 SH DEFINED 6441293 CADENCE PHARMACEUTICALS INC COM 12738T100 13850 2070286 SH DEFINED 2070286 CLOVIS ONCOLOGY INC COM 189464100 98240 3426567 SH DEFINED 3426567 EXELIXIS INC COM 30161Q104 10196 2207000 SH DEFINED 2207000 FUSION-IO INC COM 36112J107 115218 7038379 SH DEFINED 7038379 GLU MOBILE INC COM 379890106 17831 5943793 SH DEFINED 5943793 GROUPON INC COM CL A 399473107 535213 87453072 SH DEFINED 87453072 HYPERION THERAPEUTICS INC COM 44915N101 74471 2884221 SH DEFINED 2884221 INTERMUNE INC COM 45884X103 7276 804000 SH DEFINED 804000 LEXICON PHARMACEUTICALS INC COM 528872104 25454 11676000 SH DEFINED 11676000 MILLENNIAL MEDIA INC COM 60040N105 52227 8224752 SH DEFINED 8224752 NEKTAR THERAPEUTICS COM 640268108 20082 1825600 SH DEFINED 1825600 NEUROMETRIX INC COM 641255104 141 57273 SH DEFINED 57273 RIGEL PHARMACEUTICALS INC COM 766559603 22053 3243150 SH DEFINED 3243150 SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 6644 2275177 SH DEFINED 2275177 SOLTA MED INC COM 83438K103 6291 2859577 SH DEFINED 2859577 SUNESIS PHARMACEUTICALS INC COM 867328502 30832 5636573 SH DEFINED 5636573 SUPERNUS PHARMACEUTICALS INC COM 868459108 59853 10650000 SH DEFINED 10650000 TARGACEPT INC COM 87611R306 19568 4571999 SH DEFINED 4571999 TESARO INC COM 881569107 252680 11506397 SH DEFINED 11506397 TRANSCEPT PHARMACEUTICALS INC COM 89354M106 9996 2086755 SH DEFINED 2086755 XOOM CORP COM 98419Q101 115409 5052935 SH DEFINED 5052935 ZHONE TECHNOLOGIES INC COM 98950P884 4255 4781290 SH DEFINED 4781290