0001072613-11-000614.txt : 20110727 0001072613-11-000614.hdr.sgml : 20110727 20110727131847 ACCESSION NUMBER: 0001072613-11-000614 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110727 DATE AS OF CHANGE: 20110727 EFFECTIVENESS DATE: 20110727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEA Management Company, LLC CENTRAL INDEX KEY: 0001512848 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14302 FILM NUMBER: 11989576 BUSINESS ADDRESS: STREET 1: 1954 GREENSPRING DRIVE STREET 2: SUITE 600 CITY: TIMONIUM STATE: MD ZIP: 21093 BUSINESS PHONE: 410-842-4000 MAIL ADDRESS: STREET 1: 1954 GREENSPRING DRIVE STREET 2: SUITE 600 CITY: TIMONIUM STATE: MD ZIP: 21093 13F-HR 1 nea-form13f_17157.txt NEA MANAGEMENT COMPANY LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [_]; Amendment Number: _______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NEA Management Company, LLC Address: 1954 Greenspring Drive, Suite 600 Timonium, MD 21093 Form 13F File Number: 28-14302 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Louis S. Citron Title: Secretary Phone: 410-842-4000 Signature, Place and Date of Signing: /s/ Louis S. Citron, Timonium, Maryland, July 27, 2011 ------------------------------------------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT [_] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $1,411 (thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ACADIA PHARMACEUTICALS INC COM 004225108 8193 5026179 SH DEFINED 5026179 ALEXZA PHARMACEUTICALS INC COM 015384100 1190 653705 SH DEFINED 653705 AMICUS THERAPEUTICS INC COM 03152W109 26807 4513029 SH DEFINED 4513029 ARQULE INC COM 04269E107 13752 2200317 SH DEFINED 2200317 BOINGO WIRELESS INC COM 09739C102 58487 6441293 SH DEFINED 6441293 CADENCE PHARMACEUTICALS INC COM 12738T100 16715 1816886 SH DEFINED 1816886 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 1088 61128 SH DEFINED 61128 ECHO GLOBAL LOGISTICS INC COM 27875T101 43049 2425318 SH DEFINED 2425318 EXELIXIS INC COM 30161Q104 19775 2207000 SH DEFINED 2207000 FINANCIAL ENGINES INC COM 317485100 2279 87927 SH DEFINED 87927 FUSION-IO INC COM 36112J107 780412 25935930 SH DEFINED 25935930 GLU MOBILE INC COM 379890106 29348 5568793 SH DEFINED 5568793 INFINITY PHARMACEUTICALS INC COM 45665G303 7240 876492 SH DEFINED 876492 INHIBITEX INC COM 45719T103 34663 8842612 SH DEFINED 8842612 INNERWORKINGS INC COM 45773Y105 59518 7136397 SH DEFINED 7136397 LEXICON PHARMACEUTICALS INC COM 528872104 20550 11676000 SH DEFINED 11676000 MOTRICITY INC COM 620107102 97 12599 SH DEFINED 12599 NEUROMETRIX INC COM 641255104 774 1887906 SH DEFINED 1887906 RIGEL PHARMACEUTICALS INC COM 766559603 25809 2814450 SH DEFINED 2814450 SEATTLE GENETICS INC COM 812578102 17442 850000 SH DEFINED 850000 SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 8930 2278177 SH DEFINED 2278177 SOLTA MED INC COM 83438K103 5745 2081658 SH DEFINED 2081658 SUNESIS PHARMACEUTICALS INC COM 867328502 11780 5636573 SH DEFINED 5636573 TARGACEPT INC COM 87611R306 96262 4568666 SH DEFINED 4568666 TRANSCEPT PHARMACEUTICALS INC COM 89354M106 22850 2086755 SH DEFINED 2086755 VONAGE HLDGS CORP COM 92886T201 82210 18641710 SH DEFINED 18641710 YM BIOSCIENCES INC COM 984238105 4145 1474998 SH DEFINED 1474998 ZHONE TECHNOLOGIES INC COM 98950P884 11427 4781290 SH DEFINED 4781290