0001072613-11-000462.txt : 20110510 0001072613-11-000462.hdr.sgml : 20110510 20110510143118 ACCESSION NUMBER: 0001072613-11-000462 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 EFFECTIVENESS DATE: 20110510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEA Management Company, LLC CENTRAL INDEX KEY: 0001512848 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14302 FILM NUMBER: 11827388 BUSINESS ADDRESS: STREET 1: 1954 GREENSPRING DRIVE STREET 2: SUITE 600 CITY: TIMONIUM STATE: MD ZIP: 21093 BUSINESS PHONE: 410-842-4000 MAIL ADDRESS: STREET 1: 1954 GREENSPRING DRIVE STREET 2: SUITE 600 CITY: TIMONIUM STATE: MD ZIP: 21093 13F-HR 1 nea-form13f_17100.txt NEA MANAGEMENT COMPANY LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [_]; Amendment Number: _______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NEA Management Company, LLC Address: 1954 Greenspring Drive, Suite 600 Timonium, MD 21093 Form 13F File Number: 28-14302 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Louis S. Citron Title: Secretary Phone: 410-842-4000 Signature, Place and Date of Signing: /s/ Louis S. Citron, Timonium, Maryland, May 10, 2011 ------------------------------------------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT [_] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: $575,528 (thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ACADIA PHARMACEUTICALS INC COM 004225108 8142 5026179 SH DEFINED 5026179 ALEXZA PHARMACEUTICALS INC COM 015384100 1111 653705 SH DEFINED 653705 AMICUS THERAPEUTICS INC COM 03152W109 31997 4513029 SH DEFINED 4513029 ARQULE INC COM 04269E107 15710 2200317 SH DEFINED 2200317 CADENCE PHARMACEUTICALS INC COM 12738T100 16517 1799286 SH DEFINED 1799286 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 1066 61128 SH DEFINED 61128 ECHO GLOBAL LOGISTICS INC COM 27875T101 31844 2425318 SH DEFINED 2425318 EXELIXIS INC COM 30161Q104 25005 2207000 SH DEFINED 2207000 FINANCIAL ENGINES INC COM 317485100 19621 711927 SH DEFINED 711927 GLU MOBILE INC COM 379890106 24057 5568793 SH DEFINED 5568793 INFINITY PHARMACEUTICALS INC COM 45665G303 3706 630292 SH DEFINED 630292 INHIBITEX INC COM 45719T103 32010 8842612 SH DEFINED 8842612 INNERWORKINGS INC COM 45773Y105 52667 7136397 SH DEFINED 7136397 LEXICON PHARMACEUTICALS INC COM 528872104 19616 11676000 SH DEFINED 11676000 MOTRICITY INC COM 620107102 189 12599 SH DEFINED 12599 NEUROMETRIX INC COM 641255104 982 1887906 SH DEFINED 1887906 RIGEL PHARMACEUTICALS INC COM 766559603 13123 1845650 SH DEFINED 1845650 SEATTLE GENETICS INC COM 812578102 13235 850000 SH DEFINED 850000 SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 8657 2278177 SH DEFINED 2278177 SOLTA MED INC COM 83438K103 6869 2081658 SH DEFINED 2081658 SUNESIS PHARMACEUTICALS INC COM 867328502 10935 5636573 SH DEFINED 5636573 TARGACEPT INC COM 87611R306 121481 4568666 SH DEFINED 4568666 TRANSCEPT PHARMACEUTICALS INC COM 89354M106 17091 2086755 SH DEFINED 2086755 VONAGE HLDGS CORP COM 92886T201 85006 18641710 SH DEFINED 18641710 YM BIOSCIENCES INC COM 984238105 3894 1474998 SH DEFINED 1474998 ZHONE TECHNOLOGIES INC COM 98950P884 10997 4781290 SH DEFINED 4781290