0001072613-11-000810.txt : 20111101
0001072613-11-000810.hdr.sgml : 20111101
20111101171028
ACCESSION NUMBER: 0001072613-11-000810
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111101
DATE AS OF CHANGE: 20111101
EFFECTIVENESS DATE: 20111101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEA Management Company, LLC
CENTRAL INDEX KEY: 0001512848
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14302
FILM NUMBER: 111172167
BUSINESS ADDRESS:
STREET 1: 1954 GREENSPRING DRIVE
STREET 2: SUITE 600
CITY: TIMONIUM
STATE: MD
ZIP: 21093
BUSINESS PHONE: 410-842-4000
MAIL ADDRESS:
STREET 1: 1954 GREENSPRING DRIVE
STREET 2: SUITE 600
CITY: TIMONIUM
STATE: MD
ZIP: 21093
13F-HR
1
nea-form13f_17212.txt
NEA MANAGEMENT COMPANY LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [_]; Amendment Number: _______
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: NEA Management Company, LLC
Address: 1954 Greenspring Drive, Suite 600
Timonium, MD 21093
Form 13F File Number: 28-14302
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Louis S. Citron
Title: Secretary
Phone: 410-842-4000
Signature, Place and Date of Signing:
/s/ Louis S. Citron, Timonium, Maryland, November 1, 2011
-------------------------------------------------------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 30
Form 13F Information Table Value Total: $916,461 (thousands)
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC COM 004225108 5428 5026179 SH DEFINED 5026179
ALEXZA PHARMACEUTICALS INC COM 015384100 706 653705 SH DEFINED 653705
AMICUS THERAPEUTICS INC COM 03152W109 17330 4513029 SH DEFINED 4513029
ARQULE INC COM 04269E107 11869 2350316 SH DEFINED 2350316
BCD SEMICONDUCTOR MFG LTD SPONSORED ADR 055347207 4167 833332 SH DEFINED 833332
BOINGO WIRELESS INC COM 09739C102 46055 6441293 SH DEFINED 6441293
CADENCE PHARMACEUTICALS INC COM 12738T100 13429 2050286 SH DEFINED 2050286
CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 837 61128 SH DEFINED 61128
ECHO GLOBAL LOGISTICS INC COM 27875T101 32257 2425318 SH DEFINED 2425318
EXELIXIS INC COM 30161Q104 12050 2207000 SH DEFINED 2207000
FINANCIAL ENGINES INC COM 317485100 315 17390 SH DEFINED 17390
FUSION-IO INC COM 36112J107 492783 25935930 SH DEFINED 25935930
GLU MOBILE INC COM 379890106 12541 5943793 SH DEFINED 5943793
INFINITY PHARMACEUTICALS INC COM 45665G303 7185 1019192 SH DEFINED 1019192
INHIBITEX INC COM 45719T103 21753 8842612 SH DEFINED 8842612
INNERWORKINGS INC COM 45773Y105 55949 7136397 SH DEFINED 7136397
LEXICON PHARMACEUTICALS INC COM 528872104 10742 11676000 SH DEFINED 11676000
MOTRICITY INC COM 620107102 21 12234 SH DEFINED 12234
NEKTAR THERAPEUTICS COM 640268108 8854 1825600 SH DEFINED 1825600
NEUROMETRIX INC COM 641255104 551 314651 SH DEFINED 314651
RIGEL PHARMACEUTICALS INC COM 766559603 23870 3243150 SH DEFINED 3243150
SEATTLE GENETICS INC COM 812578102 3581 188100 SH DEFINED 188100
SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 5301 2275177 SH DEFINED 2275177
SOLTA MED INC COM 83438K103 2793 2234058 SH DEFINED 2234058
SUNESIS PHARMACEUTICALS INC COM 867328502 6933 5636573 SH DEFINED 5636573
TARGACEPT INC COM 87611R306 68530 4568666 SH DEFINED 4568666
TRANSCEPT PHARMACEUTICALS INC COM 89354M106 13814 2086755 SH DEFINED 2086755
VONAGE HLDGS CORP COM 92886T201 30613 11774331 SH DEFINED 11774331
YM BIOSCIENCES INC COM 984238105 562 302199 SH DEFINED 302199
ZHONE TECHNOLOGIES INC COM 98950P884 5642 4781290 SH DEFINED 4781290