0001072613-11-000810.txt : 20111101 0001072613-11-000810.hdr.sgml : 20111101 20111101171028 ACCESSION NUMBER: 0001072613-11-000810 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111101 DATE AS OF CHANGE: 20111101 EFFECTIVENESS DATE: 20111101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEA Management Company, LLC CENTRAL INDEX KEY: 0001512848 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14302 FILM NUMBER: 111172167 BUSINESS ADDRESS: STREET 1: 1954 GREENSPRING DRIVE STREET 2: SUITE 600 CITY: TIMONIUM STATE: MD ZIP: 21093 BUSINESS PHONE: 410-842-4000 MAIL ADDRESS: STREET 1: 1954 GREENSPRING DRIVE STREET 2: SUITE 600 CITY: TIMONIUM STATE: MD ZIP: 21093 13F-HR 1 nea-form13f_17212.txt NEA MANAGEMENT COMPANY LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [_]; Amendment Number: _______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NEA Management Company, LLC Address: 1954 Greenspring Drive, Suite 600 Timonium, MD 21093 Form 13F File Number: 28-14302 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Louis S. Citron Title: Secretary Phone: 410-842-4000 Signature, Place and Date of Signing: /s/ Louis S. Citron, Timonium, Maryland, November 1, 2011 ------------------------------------------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: $916,461 (thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ACADIA PHARMACEUTICALS INC COM 004225108 5428 5026179 SH DEFINED 5026179 ALEXZA PHARMACEUTICALS INC COM 015384100 706 653705 SH DEFINED 653705 AMICUS THERAPEUTICS INC COM 03152W109 17330 4513029 SH DEFINED 4513029 ARQULE INC COM 04269E107 11869 2350316 SH DEFINED 2350316 BCD SEMICONDUCTOR MFG LTD SPONSORED ADR 055347207 4167 833332 SH DEFINED 833332 BOINGO WIRELESS INC COM 09739C102 46055 6441293 SH DEFINED 6441293 CADENCE PHARMACEUTICALS INC COM 12738T100 13429 2050286 SH DEFINED 2050286 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 837 61128 SH DEFINED 61128 ECHO GLOBAL LOGISTICS INC COM 27875T101 32257 2425318 SH DEFINED 2425318 EXELIXIS INC COM 30161Q104 12050 2207000 SH DEFINED 2207000 FINANCIAL ENGINES INC COM 317485100 315 17390 SH DEFINED 17390 FUSION-IO INC COM 36112J107 492783 25935930 SH DEFINED 25935930 GLU MOBILE INC COM 379890106 12541 5943793 SH DEFINED 5943793 INFINITY PHARMACEUTICALS INC COM 45665G303 7185 1019192 SH DEFINED 1019192 INHIBITEX INC COM 45719T103 21753 8842612 SH DEFINED 8842612 INNERWORKINGS INC COM 45773Y105 55949 7136397 SH DEFINED 7136397 LEXICON PHARMACEUTICALS INC COM 528872104 10742 11676000 SH DEFINED 11676000 MOTRICITY INC COM 620107102 21 12234 SH DEFINED 12234 NEKTAR THERAPEUTICS COM 640268108 8854 1825600 SH DEFINED 1825600 NEUROMETRIX INC COM 641255104 551 314651 SH DEFINED 314651 RIGEL PHARMACEUTICALS INC COM 766559603 23870 3243150 SH DEFINED 3243150 SEATTLE GENETICS INC COM 812578102 3581 188100 SH DEFINED 188100 SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 5301 2275177 SH DEFINED 2275177 SOLTA MED INC COM 83438K103 2793 2234058 SH DEFINED 2234058 SUNESIS PHARMACEUTICALS INC COM 867328502 6933 5636573 SH DEFINED 5636573 TARGACEPT INC COM 87611R306 68530 4568666 SH DEFINED 4568666 TRANSCEPT PHARMACEUTICALS INC COM 89354M106 13814 2086755 SH DEFINED 2086755 VONAGE HLDGS CORP COM 92886T201 30613 11774331 SH DEFINED 11774331 YM BIOSCIENCES INC COM 984238105 562 302199 SH DEFINED 302199 ZHONE TECHNOLOGIES INC COM 98950P884 5642 4781290 SH DEFINED 4781290