0001567619-21-003622.txt : 20210212
0001567619-21-003622.hdr.sgml : 20210212
20210212173008
ACCESSION NUMBER: 0001567619-21-003622
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
EFFECTIVENESS DATE: 20210212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Westchester Capital Management, LLC
CENTRAL INDEX KEY: 0001512805
IRS NUMBER: 273790558
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14257
FILM NUMBER: 21629990
BUSINESS ADDRESS:
STREET 1: 100 SUMMIT LAKE DRIVE
CITY: VALHALLA
STATE: NY
ZIP: 10595
BUSINESS PHONE: 914-741-5600
MAIL ADDRESS:
STREET 1: 100 SUMMIT LAKE DRIVE
CITY: VALHALLA
STATE: NY
ZIP: 10595
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001512805
XXXXXXXX
12-31-2020
12-31-2020
Westchester Capital Management, LLC
100 SUMMIT LAKE DRIVE
VALHALLA
NY
10595
13F HOLDINGS REPORT
028-14257
N
Bruce Rubin
Chief Operating Officer and Chief Compliance Officer
914-741-5600
Bruce Rubin
Valhalla
NY
02-12-2021
1
386
3063579
false
1
0001277372
028-11493
WESTCHESTER CAPITAL PARTNERS, LLC
INFORMATION TABLE
2
form13fInfoTable.xml
ACE Convergence Acquisition Corp.
CL A
G0083D120
5110
499998
SH
SOLE
499998
0
0
ACE Convergence Acquisition Corp.
CL A
G0083D120
255
24918
SH
OTR
1
24918
0
0
ACE Convergence Acquisition Corp.
*W EXP 09/30/202
G0083D104
347
249999
SH
SOLE
249999
0
0
AECOM
COM
00766T100
60
1200
SH
SOLE
1200
0
0
AECOM
COM
00766T100
976
19600
SH
OTR
1
19600
0
0
AECOM
COM
00766T100
1772
35600
SH
Put
SOLE
35600
0
0
AECOM
COM
00766T100
249
5000
SH
Put
OTR
1
5000
0
0
AECOM
COM
00766T100
1767
35500
SH
Put
SOLE
35500
0
0
AECOM
COM
00766T100
249
5000
SH
Put
OTR
1
5000
0
0
AECOM
COM
00766T100
3450
69300
SH
Put
SOLE
69300
0
0
AECOM
COM
00766T100
478
9600
SH
Put
OTR
1
9600
0
0
Ackrell SPAC Partners I Co.
UNIT 12/01/2026
00461L204
2058
200000
SH
SOLE
200000
0
0
Aerojet Rocketdyne Holdings, Inc.
COM
007800105
23034
435829
SH
SOLE
435829
0
0
Aerojet Rocketdyne Holdings, Inc.
COM
007800105
285
5402
SH
OTR
1
5402
0
0
Aersale Corporation
*W EXP 11/04/202
00810F114
445
239059
SH
SOLE
239059
0
0
Aersale Corporation
*W EXP 11/04/202
00810F114
20
10552
SH
OTR
1
10552
0
0
Ajax I
UNIT 99/99/9999
G0190X118
24807
1998914
SH
SOLE
1998914
0
0
Ajax I
UNIT 99/99/9999
G0190X118
814
65601
SH
OTR
1
65601
0
0
Alexion Pharmaceuticals, Inc.
COM
015351109
121857
779933
SH
SOLE
779933
0
0
Alexion Pharmaceuticals, Inc.
COM
015351109
1672
10699
SH
OTR
1
10699
0
0
Altitude Acquisition Corp.
UNIT 11/30/2027
02156Y202
7148
690590
SH
SOLE
690590
0
0
Altitude Acquisition Corp.
UNIT 11/30/2027
02156Y202
72
6910
SH
OTR
1
6910
0
0
American Equity Investment Life Holding C
COM
025676206
799
28879
SH
SOLE
28879
0
0
American Equity Investment Life Holding C
COM
025676206
31
1121
SH
OTR
1
1121
0
0
Apex Technology Acquisition Corp.
*W EXP 09/18/202
03768F110
856
199999
SH
SOLE
199999
0
0
Apollo Senior Floating Rate Fund Inc.
COM
037636107
160
11127
SH
SOLE
11127
0
0
Apollo Strategic Growth Capital
UNIT 99/99/9999
G0411R122
12231
1119040
SH
SOLE
1119040
0
0
Apollo Strategic Growth Capital
UNIT 99/99/9999
G0411R122
149
13624
SH
OTR
1
13624
0
0
Artius Acquisition Inc.
COM CL A
04316G105
13209
1242654
SH
SOLE
1242654
0
0
Artius Acquisition Inc.
COM CL A
04316G105
313
29403
SH
OTR
1
29403
0
0
Artius Acquisition Inc.
*W EXP 07/13/202
04316G113
533
242320
SH
SOLE
242320
0
0
Artius Acquisition Inc.
*W EXP 07/13/202
04316G113
22
9801
SH
OTR
1
9801
0
0
Ascendant Digital Acquisition Corp.
*W EXP 07/28/202
G05155117
427
249999
SH
SOLE
249999
0
0
Ascendant Digital Acquisition Corp.
COM CL A
G05155109
6990
681247
SH
SOLE
681247
0
0
Ascendant Digital Acquisition Corp.
COM CL A
G05155109
145
14140
SH
OTR
1
14140
0
0
Ascendant Digital Acquisition Corp.
UNIT 99/99/9999
G05155125
388
36942
SH
SOLE
36942
0
0
Ascendant Digital Acquisition Corp.
UNIT 99/99/9999
G05155125
85
8124
SH
OTR
1
8124
0
0
Avanti Acquisition Corp.
SHS CL A
G0682V109
5729
557275
SH
SOLE
557275
0
0
Avanti Acquisition Corp.
SHS CL A
G0682V109
265
25753
SH
OTR
1
25753
0
0
Avanti Acquisition Corp.
UNIT 99/99/9999
G0682V117
3686
340000
SH
SOLE
340000
0
0
Avanti Acquisition Corp.
UNIT 99/99/9999
G0682V117
108
10000
SH
OTR
1
10000
0
0
Axalta Coating Systems Ltd.
COM
G0750C108
112
3936
SH
OTR
1
3936
0
0
BlackRock MuniYield Quality
COM
09254E103
2027
140277
SH
SOLE
140277
0
0
BlackRock MuniYield Quality
COM
09254E103
351
24257
SH
OTR
1
24257
0
0
Blackrock Fltg Rate Inc. Strategies Fund
COM
09255X100
116
9611
SH
SOLE
9611
0
0
BowX Acquisition Corp.
UNIT 08/03/2025
103085205
7323
684400
SH
SOLE
684400
0
0
BowX Acquisition Corp.
UNIT 08/03/2025
103085205
523
48847
SH
OTR
1
48847
0
0
Bridgetown Holdings Limited
COM CL A
G1355U113
1934
124945
SH
SOLE
124945
0
0
Bridgetown Holdings Limited
COM CL A
G1355U113
272
17545
SH
OTR
1
17545
0
0
Broadmark Realty Capital Inc.
COM
11135B100
5145
504365
SH
SOLE
504365
0
0
Broadmark Realty Capital Inc.
COM
11135B100
406
39802
SH
OTR
1
39802
0
0
Burgundy Technology Acquisition Corp.
CL A
G1702T116
12540
1204588
SH
SOLE
1204588
0
0
Burgundy Technology Acquisition Corp.
CL A
G1702T116
162
15551
SH
OTR
1
15551
0
0
Burgundy Technology Acquisition Corp.
UNIT 08/26/2025
G1702T132
1128
99996
SH
SOLE
99996
0
0
Burgundy Technology Acquisition Corp.
UNIT 08/26/2025
G1702T132
61
5409
SH
OTR
1
5409
0
0
CC Neuberger Principal Holdings I
COM
G1992Y114
13520
1247189
SH
SOLE
1247189
0
0
CC Neuberger Principal Holdings I
COM
G1992Y114
529
48772
SH
OTR
1
48772
0
0
CC Neuberger Principal Holdings I
*W EXP 99/99/999
G1992Y122
51
21801
SH
SOLE
21801
0
0
CC Neuberger Principal Holdings I
*W EXP 99/99/999
G1992Y122
1
312
SH
OTR
1
312
0
0
CC Neuberger Principal Holdings II
SHS CL A
G3166T103
12447
1196870
SH
SOLE
1196870
0
0
CC Neuberger Principal Holdings II
SHS CL A
G3166T103
558
53654
SH
OTR
1
53654
0
0
CC Neuberger Principal Holdings II
*W EXP 07/29/202
G3166T111
96
56249
SH
SOLE
56249
0
0
CHP Merger Corp.
COM CL A
12558Y106
1988
193746
SH
SOLE
193746
0
0
CHP Merger Corp.
COM CL A
12558Y106
67
6502
SH
OTR
1
6502
0
0
CHP Merger Corp.
*W EXP 11/22/202
12558Y114
126
96873
SH
SOLE
96873
0
0
CHP Merger Corp.
*W EXP 11/22/202
12558Y114
4
3251
SH
OTR
1
3251
0
0
CONX Corp.
UNIT 10/30/2027
212873202
10496
1004442
SH
SOLE
1004442
0
0
CONX Corp.
UNIT 10/30/2027
212873202
503
48161
SH
OTR
1
48161
0
0
Churchill Capital Corp II
CL A
17143G106
8479
819188
SH
SOLE
819188
0
0
Churchill Capital Corp IV
CL A
171439102
13731
1371735
SH
SOLE
1371735
0
0
Churchill Capital Corp IV
CL A
171439102
343
34295
SH
OTR
1
34295
0
0
Churchill Capital Corp IV
*W EXP 08/04/202
171439110
417
274347
SH
SOLE
274347
0
0
Churchill Capital Corp IV
*W EXP 08/04/202
171439110
10
6859
SH
OTR
1
6859
0
0
Cincinnati Bell Inc. NEW
COM NEW
171871502
7928
518875
SH
SOLE
518875
0
0
Cincinnati Bell Inc. NEW
COM NEW
171871502
84
5525
SH
OTR
1
5525
0
0
Cohn Robbins Holdings Corp.
COM CL A
G23726105
15529
1491735
SH
SOLE
1491735
0
0
Cohn Robbins Holdings Corp.
COM CL A
G23726105
254
24438
SH
OTR
1
24438
0
0
Cohn Robbins Holdings Corp.
*W EXP 08/28/202
G23726113
655
364144
SH
SOLE
364144
0
0
Cohn Robbins Holdings Corp.
*W EXP 08/28/202
G23726113
15
8146
SH
OTR
1
8146
0
0
Concentrix Corporation
COM
20602D101
3376
34200
SH
SOLE
34200
0
0
Concentrix Corporation
COM
20602D101
464
4700
SH
OTR
1
4700
0
0
Concho Resources Inc.
COM
20605P101
87181
1494101
SH
SOLE
1494101
0
0
Concho Resources Inc.
COM
20605P101
1252
21460
SH
OTR
1
21460
0
0
CoreLogic, Inc.
COM
21871D103
1604
20750
SH
SOLE
20750
0
0
CoreLogic, Inc.
COM
21871D103
223
2885
SH
OTR
1
2885
0
0
Crescent Acquisition Corp.
COM CL A
22564L105
2123
203166
SH
SOLE
203166
0
0
Crown Holdings, Inc.
COM
228368106
832
8300
SH
OTR
1
8300
0
0
Crown Holdings, Inc.
COM
228368106
266
28300
SH
Put
SOLE
28300
0
0
Crown Holdings, Inc.
COM
228368106
41
4400
SH
Put
OTR
1
4400
0
0
Crown Holdings, Inc.
COM
228368106
264
28100
SH
Put
SOLE
28100
0
0
Crown Holdings, Inc.
COM
228368106
37
3900
SH
Put
OTR
1
3900
0
0
D8 Holdings Corp.
SHS CL A
G2614K110
2032
200000
SH
SOLE
200000
0
0
D8 Holdings Corp.
*W EXP 08/05/202
G2614K128
105
100000
SH
SOLE
100000
0
0
DFP Healthcare Acquisitions Corp.
COM CL A
23343Q100
2661
246422
SH
SOLE
246422
0
0
DFP Healthcare Acquisitions Corp.
COM CL A
23343Q100
269
24878
SH
OTR
1
24878
0
0
Dell Technologies Inc.
CL C
24703L202
846
11538
SH
OTR
1
11538
0
0
Dell Technologies Inc.
CL C
24703L202
5423
74000
SH
Put
SOLE
74000
0
0
Dell Technologies Inc.
CL C
24703L202
740
10100
SH
Put
OTR
1
10100
0
0
Discovery Inc.
COM SER C
25470F302
3779
144309
SH
SOLE
144309
0
0
Discovery Inc.
COM SER C
25470F302
531
20269
SH
OTR
1
20269
0
0
Dragoneer Growth Opport. Corp.
*W EXP 08/18/202
G28302118
13
3000
SH
SOLE
3000
0
0
DuPont de Nemours, Inc.
COM
26614N102
5931
83400
SH
Put
SOLE
83400
0
0
DuPont de Nemours, Inc.
COM
26614N102
1180
16600
SH
Put
OTR
1
16600
0
0
DuPont de Nemours, Inc.
COM
26614N102
1259
17700
SH
Put
SOLE
17700
0
0
DuPont de Nemours, Inc.
COM
26614N102
164
2300
SH
Put
OTR
1
2300
0
0
DuPont de Nemours, Inc.
COM
26614N102
7139
100400
SH
Put
SOLE
100400
0
0
DuPont de Nemours, Inc.
COM
26614N102
1180
16600
SH
Put
OTR
1
16600
0
0
DuPont de Nemours, Inc.
COM
26614N102
10994
154600
SH
Put
SOLE
154600
0
0
DuPont de Nemours, Inc.
COM
26614N102
15306
215249
SH
SOLE
215249
0
0
DuPont de Nemours, Inc.
COM
26614N102
2094
29453
SH
OTR
1
29453
0
0
E.Merge Technology Acquisition Corp.
*W EXP 07/30/202
26873Y112
697
461431
SH
SOLE
461431
0
0
E.Merge Technology Acquisition Corp.
*W EXP 07/30/202
26873Y112
15
9836
SH
OTR
1
9836
0
0
E.Merge Technology Acquisition Corp.
COM CL A
26873Y104
14161
1384293
SH
SOLE
1384293
0
0
E.Merge Technology Acquisition Corp.
COM CL A
26873Y104
302
29508
SH
OTR
1
29508
0
0
Eaton Vance Corp.
COM NON VTG
278265103
133970
1972179
SH
SOLE
1972179
0
0
Eaton Vance Floating-Rate Income Trust
COM
278279104
669
50863
SH
SOLE
50863
0
0
Eidos Therapeutics, Inc.
COM
28249H104
1861
14145
SH
SOLE
14145
0
0
Eidos Therapeutics, Inc.
COM
28249H104
259
1971
SH
OTR
1
1971
0
0
Equity Distribution Acquisition Corp.
*W EXP 09/09/202
29465E114
51
28706
SH
SOLE
28706
0
0
Equity Distribution Acquisition Corp.
COM CL A
29465E106
3829
373944
SH
SOLE
373944
0
0
Equity Distribution Acquisition Corp.
COM CL A
29465E106
125
12174
SH
OTR
1
12174
0
0
Equity Distribution Acquisition Corp.
UNIT 99/99/9999
29465E205
148
13882
SH
SOLE
13882
0
0
FTAC Olympus Acquisition Corp.
CL A SHS
G37288100
7206
699585
SH
SOLE
699585
0
0
FTAC Olympus Acquisition Corp.
CL A SHS
G37288100
1292
125451
SH
OTR
1
125451
0
0
FTAC Olympus Acquisition Corp.
*W EXP 08/28/202
G37288126
399
209844
SH
SOLE
209844
0
0
FTAC Olympus Acquisition Corp.
*W EXP 08/28/202
G37288126
79
41817
SH
OTR
1
41817
0
0
Falcon Capital Acquisition Corp.
COM CL A
30606L108
10297
976944
SH
SOLE
976944
0
0
Falcon Capital Acquisition Corp.
COM CL A
30606L108
303
28747
SH
OTR
1
28747
0
0
Falcon Capital Acquisition Corp.
*W EXP 08/20/202
30606L116
107
50000
SH
SOLE
50000
0
0
Far Peak Acquisition Corporation
UNIT 99/99/9999
G3312L129
1958
189200
SH
SOLE
189200
0
0
Far Peak Acquisition Corporation
UNIT 99/99/9999
G3312L129
261
25246
SH
OTR
1
25246
0
0
Fintech Acquisition Corp. IV
CL A
31810N104
512
45320
SH
SOLE
45320
0
0
Fintech Acquisition Corp. IV
*W EXP 12/31/202
31810N112
146
66666
SH
SOLE
66666
0
0
First Trust Senior Fltg. Rate Income Fd.I
COM
33733U108
68
5810
SH
SOLE
5810
0
0
FirstMark Horizon Acquisition Corp.
UNIT 99/99/9999
33765Y200
3883
340600
SH
SOLE
340600
0
0
FirstMark Horizon Acquisition Corp.
UNIT 99/99/9999
33765Y200
107
9400
SH
OTR
1
9400
0
0
Fitbit, Inc.
CL A
33812L102
38718
5693890
SH
SOLE
5693890
0
0
Fitbit, Inc.
CL A
33812L102
578
84971
SH
OTR
1
84971
0
0
Foley Trasimene Acquisition Corp.
COM CL A
34431F104
7827
700085
SH
SOLE
700085
0
0
Foley Trasimene Acquisition Corp.
COM CL A
34431F104
106
9479
SH
OTR
1
9479
0
0
Foley Trasimene Acquisition Corp.
*W EXP 05/26/202
34431F112
322
127301
SH
SOLE
127301
0
0
Fortive Corporation
COM
34959J108
2597
36675
SH
SOLE
36675
0
0
Fortive Corporation
COM
34959J108
549
7745
SH
OTR
1
7745
0
0
Fox Corporation
CL A COM
35137L105
1709
58698
SH
SOLE
58698
0
0
Fox Corporation
CL A COM
35137L105
632
21715
SH
OTR
1
21715
0
0
Frazier Lifesciences Acquisition Corp
UNIT 12/09/2025
G3710A121
243
23458
SH
SOLE
23458
0
0
Frazier Lifesciences Acquisition Corp
UNIT 12/09/2025
G3710A121
5
486
SH
OTR
1
486
0
0
Fusion Acquisition Corp.
CL A
36118H105
5565
492434
SH
SOLE
492434
0
0
Fusion Acquisition Corp.
*W EXP 06/01/202
36118H113
640
249998
SH
SOLE
249998
0
0
GCM Grosvenor Inc
*W EXP 11/17/202
36831E116
554
308274
SH
SOLE
308274
0
0
GCM Grosvenor Inc
*W EXP 11/17/202
36831E116
1
329
SH
OTR
1
329
0
0
GS Acquisition Holdings Corp II
COM CL A
36258Q105
13155
1206893
SH
SOLE
1206893
0
0
GS Acquisition Holdings Corp II
COM CL A
36258Q105
373
34190
SH
OTR
1
34190
0
0
GS Acquisition Holdings Corp II
*W EXP 06/30/202
36258Q113
64
24999
SH
SOLE
24999
0
0
Galileo Acquisition Corp.
SHS
G3770A102
3060
300000
SH
SOLE
300000
0
0
Galileo Acquisition Corp.
*W EXP 10/31/202
G3770A110
252
300000
SH
SOLE
300000
0
0
Genworth Financial, Inc.
COM CL A
37247D106
1389
367341
SH
SOLE
367341
0
0
Genworth Financial, Inc.
COM CL A
37247D106
21
5461
SH
OTR
5461
0
0
GigCapital3, Inc.
COM
37519D107
2198
166805
SH
SOLE
166805
0
0
GigCapital3, Inc.
COM
37519D107
47
3549
SH
OTR
1
3549
0
0
GigCapital3, Inc.
*W EXP 05/18/202
37519D115
738
211454
SH
SOLE
211454
0
0
GigCapital3, Inc.
*W EXP 05/18/202
37519D115
9
2662
SH
OTR
1
2662
0
0
Golden Falcon Acquisition Corp.
UNIT 99/99/9999
38102H208
5652
543419
SH
SOLE
543419
0
0
Golden Falcon Acquisition Corp.
UNIT 99/99/9999
38102H208
268
25734
SH
OTR
1
25734
0
0
Gores Holdings IV, Inc.
COM CL A
382865103
2565
195327
SH
SOLE
195327
0
0
Gores Holdings IV, Inc.
COM CL A
382865103
312
23781
SH
OTR
1
23781
0
0
Gores Holdings V, Inc.
COM CL A
382864106
5190
499009
SH
SOLE
499009
0
0
Gores Holdings V, Inc.
COM CL A
382864106
149
14296
SH
OTR
1
14296
0
0
Gores Holdings V, Inc.
UNIT 99/99/9999
382864205
2479
230153
SH
SOLE
230153
0
0
Gores Holdings V, Inc.
UNIT 99/99/9999
382864205
57
5333
SH
OTR
1
5333
0
0
Grubhub Inc
COM
400110102
93758
1255972
SH
SOLE
1255972
0
0
Grubhub Inc
COM
400110102
1464
19611
SH
OTR
1
19611
0
0
HPX Corp
SHS CL A
G32219100
1252
124998
SH
SOLE
124998
0
0
HPX Corp
*W EXP 07/14/202
G32219126
67
62499
SH
SOLE
62499
0
0
Healthcare Services Acquisition Corp.
UNIT 11/18/2023
42227K203
6702
655740
SH
SOLE
655740
0
0
Healthcare Services Acquisition Corp.
UNIT 11/18/2023
42227K203
261
25587
SH
OTR
1
25587
0
0
Highcape Capital Acquisition Corp.
COM CL A
42984L105
4824
471804
SH
SOLE
471804
0
0
Highcape Capital Acquisition Corp.
UNIT 09/30/2027
42984L204
0
3
SH
SOLE
3
0
0
Highcape Capital Acquisition Corp.
W* EXP 09/30/202
42984L113
179
157268
SH
SOLE
157268
0
0
Highland Transcend Partners I Corp.
UNIT 99/99/9999
G44690116
1050
100000
SH
SOLE
100000
0
0
Holicity Inc.
COM CL A
435063102
2895
286377
SH
SOLE
286377
0
0
Holicity Inc.
COM CL A
435063102
128
12623
SH
OTR
1
12623
0
0
Holicity Inc.
UNIT 08/05/2025
435063201
936
90052
SH
SOLE
90052
0
0
Holicity Inc.
UNIT 08/05/2025
435063201
103
9948
SH
OTR
1
9948
0
0
Hudson Executive Investment Corp.
COM CL A
443761101
7362
681062
SH
SOLE
681062
0
0
Hudson Executive Investment Corp.
*W EXP 06/21/202
443761119
156
90531
SH
SOLE
90531
0
0
IAC/InterActiveCorp. NEW
COM
44891N109
2878
15200
SH
Put
SOLE
15200
0
0
IAC/InterActiveCorp. NEW
COM
44891N109
436
2300
SH
Put
OTR
1
2300
0
0
IAC/InterActiveCorp. NEW
COM
44891N109
827
4366
SH
SOLE
4366
0
0
IAC/InterActiveCorp. NEW
COM
44891N109
436
2304
SH
OTR
1
2304
0
0
IHS Markit Ltd.
SHS
G47567105
127742
1422039
SH
SOLE
1422039
0
0
IHS Markit Ltd.
SHS
G47567105
1354
15071
SH
OTR
1
15071
0
0
Select Sector SPDR TR
SBI INT-INDS
81369Y704
2355
26600
SH
Put
SOLE
26600
0
0
Select Sector SPDR TR
SBI INT-INDS
81369Y704
319
3600
SH
Put
OTR
1
3600
0
0
Inphi Corporation
COM
45772F107
132625
826477
SH
SOLE
826477
0
0
Inphi Corporation
COM
45772F107
2052
12790
SH
OTR
1
12790
0
0
InterPrivate Accquisition Corp.
COM
46064A103
1381
94947
SH
SOLE
94947
0
0
InterPrivate Accquisition Corp.
*W EXP 10/24/202
46064A111
874
213249
SH
SOLE
213249
0
0
International General Ins Hld Ltd
*W EXP 03/17/202
G4809J114
397
502689
SH
SOLE
502689
0
0
International General Ins Hld Ltd
*W EXP 03/17/202
G4809J114
4
5597
SH
OTR
1
5597
0
0
Invesco Senior Income Trust
COM
46131H107
257
64480
SH
SOLE
64480
0
0
Jaws Spitfire Acquisition Corp.
UNIT 99/99/9999
G50740128
773
70000
SH
SOLE
70000
0
0
Juniper Industrial Holdings, Inc.
COM CL A
48205G106
13349
1246442
SH
SOLE
1246442
0
0
Juniper Industrial Holdings, Inc.
COM CL A
48205G106
363
33851
SH
OTR
1
33851
0
0
Juniper Industrial Holdings, Inc.
*W EXP 11/13/202
48205G114
1289
700497
SH
SOLE
700497
0
0
Kansas City Southern
COM NEW
485170302
1677
8215
SH
SOLE
8215
0
0
Kansas City Southern
COM NEW
485170302
376
1842
SH
OTR
1
1842
0
0
Kansas City Southern
COM NEW
485170302
2735
13400
SH
Put
SOLE
13400
0
0
Kansas City Southern
COM NEW
485170302
367
1800
SH
Put
OTR
1
1800
0
0
LGL Systems Acquisition Corporation
*W EXP 11/12/202
50201G114
664
409838
SH
SOLE
409838
0
0
LGL Systems Acquisition Corporation
*W EXP 11/12/202
50201G114
35
21411
SH
OTR
1
21411
0
0
LGL Systems Acquisition Corporation
COM CL A
50201G106
8295
819676
SH
SOLE
819676
0
0
LGL Systems Acquisition Corporation
COM CL A
50201G106
433
42822
SH
OTR
1
42822
0
0
Landcadia Holdings III, Inc.
UNIT 99/99/9999
51476H209
2792
250000
SH
SOLE
250000
0
0
Landcadia Holdings III, Inc.
UNIT 99/99/9999
51476H209
223
20000
SH
OTR
1
20000
0
0
Liberty Broadband Corporation
COM SER C
530307305
0
1
SH
SOLE
1
0
0
Lionheart Acquisition Corp II
UNIT 08/13/2025
53625R203
1031
99008
SH
SOLE
99008
0
0
Lionheart Acquisition Corp II
UNIT 08/13/2025
53625R203
16
1492
SH
OTR
1
1492
0
0
Live Oak Acquisition Corp. II
UNIT 99/99/9999
53804W205
108
10000
SH
SOLE
10000
0
0
Longview Acquisition Corp.
COM CL A
543195101
1167
58965
SH
SOLE
58965
0
0
Longview Acquisition Corp.
*W EXP 05/27/202
543195119
1922
291665
SH
SOLE
291665
0
0
Macquarie Infrastructure Corp
NOTE 2.000%10/0
55608BAB1
7833
7853000
PRN
SOLE
7853000
0
0
Madison Square Garden Entertainment Corp.
CL A
55826T102
1534
14600
SH
Put
SOLE
14600
0
0
Madison Square Garden Entertainment Corp.
CL A
55826T102
210
2000
SH
Put
OTR
1
2000
0
0
Madison Square Garden Entertainment Corp.
CL A
55826T102
214
2039
SH
OTR
1
2039
0
0
Madison Square Garden Sports C
CL A
55825T103
644
3500
SH
SOLE
3500
0
0
Madison Square Garden Sports C
CL A
55825T103
1289
7000
SH
OTR
1
7000
0
0
Marquee Raine Acquisition Corp.
UNIT 12/01/2025
G58442115
650
60000
SH
SOLE
60000
0
0
Maxim Integrated Products, Inc.
COM
57772K101
1773
20000
SH
Call
SOLE
20000
0
0
Maxim Integrated Products, Inc.
COM
57772K101
129620
1462149
SH
SOLE
1462149
0
0
Maxim Integrated Products, Inc.
COM
57772K101
1948
21972
SH
OTR
1
21972
0
0
Merida Merger Corp. I
COM
58953M106
5308
520379
SH
SOLE
520379
0
0
Merida Merger Corp. I
*W EXP 11/07/202
58953M114
187
187285
SH
SOLE
187285
0
0
Merida Merger Corp. I
*W EXP 11/07/202
58953M114
11
10714
SH
OTR
1
10714
0
0
Montes Archimedes Acquisition Corp.
UNIT 09/30/2025
612657205
4988
475037
SH
SOLE
475037
0
0
Montes Archimedes Acquisition Corp.
UNIT 09/30/2025
612657205
262
24963
SH
OTR
1
24963
0
0
Motive Capital Corp
UNIT 99/99/9999
G6293A129
5270
500000
SH
SOLE
500000
0
0
Motive Capital Corp
UNIT 99/99/9999
G6293A129
68
6408
SH
OTR
1
6408
0
0
National General Holdings Corp.
COM
636220303
69067
2020689
SH
SOLE
2020689
0
0
National General Holdings Corp.
COM
636220303
17261
505000
SH
Put
SOLE
505000
0
0
Navistar International Corporation
COM
63934E108
107258
2439897
SH
SOLE
2439897
0
0
Navistar International Corporation
COM
63934E108
1189
27041
SH
OTR
1
27041
0
0
New Providence Aquisition Corp.
COM CL A
64822P106
4322
318255
SH
SOLE
318255
0
0
New Providence Aquisition Corp.
*W EXP 09/11/202
64822P114
756
200000
SH
SOLE
200000
0
0
Nuveen AMT-Free Qty Muni Inc Fd
COM
670657105
617
40863
SH
SOLE
40863
0
0
Nuveen AMT-Free Qty Muni Inc Fd
COM
670657105
990
65582
SH
OTR
1
65582
0
0
Nuveen Int. Dur. Muni Term Fund
COM
670671106
4317
310991
SH
SOLE
310991
0
0
Nuveen Int. Dur. Muni Term Fund
COM
670671106
863
62173
SH
OTR
1
62173
0
0
Nuveen Municipal Credit Income
COM SH BEN INT
67070X101
1730
107330
SH
SOLE
107330
0
0
Nuveen Municipal Credit Income
COM SH BEN INT
67070X101
262
16244
SH
OTR
1
16244
0
0
Nuveen NY AMT-Free Muni Inc
COM
670656107
944
69774
SH
SOLE
69774
0
0
Nuveen NY AMT-Free Muni Inc
COM
670656107
265
19611
SH
OTR
1
19611
0
0
Oaktree Acquisition Corp.
SHS CL A
G67145105
1455
99635
SH
SOLE
99635
0
0
Oaktree Acquisition Corp.
SHS CL A
G67145105
261
17852
SH
OTR
1
17852
0
0
One
COM CL A
G7000X105
1077
100000
SH
SOLE
100000
0
0
One
*W EXP 08/17/202
G7000X121
52
25000
SH
SOLE
25000
0
0
Osprey Technology Acquisition Corp.
COM CL A
68839R104
2585
246910
SH
SOLE
246910
0
0
Osprey Technology Acquisition Corp.
COM CL A
68839R104
158
15045
SH
OTR
1
15045
0
0
Pershing Square Tontine Hldg. Ltd.
COM CL A
71531R109
2635
95059
SH
SOLE
95059
0
0
Pershing Square Tontine Hldg. Ltd.
*W EXP 07/24/202
71531R117
107
11109
SH
SOLE
11109
0
0
Pluralsight, Inc.
COM CL A
72941B106
3674
175300
SH
SOLE
175300
0
0
Porch Group Inc
COM
733245104
3516
273800
SH
SOLE
273800
0
0
Porch Group Inc
COM
733245104
336
26200
SH
OTR
1
26200
0
0
Prime Impact Acquisition I
SHS CL A
G61074103
6347
628371
SH
SOLE
628371
0
0
Prime Impact Acquisition I
SHS CL A
G61074103
230
22754
SH
OTR
1
22754
0
0
Prime Impact Acquisition I
UNIT 10/01/2030
G61074111
269
25375
SH
SOLE
25375
0
0
Prime Impact Acquisition I
UNIT 10/01/2030
G61074111
31
2903
SH
OTR
1
2903
0
0
Qell Acquisition Corp.
UNIT 10/01/2025
G7307X121
3652
275620
SH
SOLE
275620
0
0
Qell Acquisition Corp.
UNIT 10/01/2025
G7307X121
328
24767
SH
OTR
1
24767
0
0
QuantumScape Corporation
COM CL A
74767V109
20901
275000
SH
SOLE
275000
0
0
QuantumScape Corporation
COM CL A
74767V109
1900
25000
SH
OTR
1
25000
0
0
RealPage, Inc.
COM
75606N109
34036
390137
SH
SOLE
390137
0
0
RealPage, Inc.
COM
75606N109
261
2991
SH
OTR
1
2991
0
0
RedBall Acquisition Corp.
COM CL A
G7417R105
4671
428942
SH
SOLE
428942
0
0
RedBall Acquisition Corp.
COM CL A
G7417R105
90
8222
SH
OTR
1
8222
0
0
Replay Acquisition Corp
COM
G75130107
2655
255270
SH
SOLE
255270
0
0
Revolution Acceleration Acquisition Corp
UNIT 12/01/2025
76156P205
1041
100000
SH
SOLE
100000
0
0
Royal Dutch Shell PLC
SPON ADR B
780259107
2445
72754
SH
SOLE
72754
0
0
Royal Dutch Shell PLC
SPON ADR B
780259107
464
13803
SH
OTR
1
13803
0
0
SCVX Corp.
*W EXP 01/24/202
G79448117
65
38043
SH
SOLE
38043
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
73826
197500
SH
Put
SOLE
197500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
935
2500
SH
Put
OTR
1
2500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
36894
98700
SH
Put
SOLE
98700
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
486
1300
SH
Put
OTR
1
1300
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
92254
246800
SH
Put
SOLE
246800
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1196
3200
SH
Put
OTR
1
3200
0
0
SYNNEX Corporation
COM
87162W100
2785
34200
SH
SOLE
34200
0
0
SYNNEX Corporation
COM
87162W100
383
4700
SH
OTR
1
4700
0
0
SYNNEX Corporation
COM
87162W100
1881
23100
SH
Put
SOLE
23100
0
0
SYNNEX Corporation
COM
87162W100
261
3200
SH
Put
OTR
1
3200
0
0
SYNNEX Corporation
COM
87162W100
896
11000
SH
Put
SOLE
11000
0
0
SYNNEX Corporation
COM
87162W100
122
1500
SH
Put
OTR
1
1500
0
0
ScION Tech Growth I
UNIT 12/17/2025
G31067120
4971
481692
SH
SOLE
481692
0
0
ScION Tech Growth I
UNIT 12/17/2025
G31067120
780
75627
SH
OTR
1
75627
0
0
Senior Connect Acquisition Corp. I
UNIT 12/09/2023
81723H207
4116
400000
SH
SOLE
400000
0
0
Senior Connect Acquisition Corp. I
UNIT 12/09/2023
81723H207
106
10304
SH
OTR
1
10304
0
0
Slack Technologies, Inc.
COM CL A
83088V102
139844
3310700
SH
SOLE
3310700
0
0
Slack Technologies, Inc.
COM CL A
83088V102
2359
55844
SH
OTR
1
55844
0
0
Social Capital Hedosophia Hldngs Corp. II
COM CL A
G8251K107
1042
62148
SH
SOLE
62148
0
0
Sogou Inc.
ADR REPSTG A
83409V104
3516
431439
SH
SOLE
431439
0
0
Sogou Inc.
ADR REPSTG A
83409V104
165
20229
SH
OTR
1
20229
0
0
Spartan Acquisition Corp. II
UNIT 99/99/9999
846775203
9135
845860
SH
SOLE
845860
0
0
Spartan Acquisition Corp. II
UNIT 99/99/9999
846775203
293
27104
SH
OTR
1
27104
0
0
Sports Entertainment Acquisition Corp
COM CL A
84918M106
5172
511101
SH
SOLE
511101
0
0
Sports Entertainment Acquisition Corp
UNIT 99/99/9999
84918M205
2908
270473
SH
SOLE
270473
0
0
Sports Entertainment Acquisition Corp
UNIT 99/99/9999
84918M205
117
10850
SH
OTR
1
10850
0
0
Starboard Value Acquisition Corp.
COM CL A
85521J109
1407
135808
SH
SOLE
135808
0
0
Starboard Value Acquisition Corp.
COM CL A
85521J109
188
18122
SH
OTR
1
18122
0
0
TPG Pace Tech Opportunities Corp.
CL A COM
G8990Y103
3178
286347
SH
SOLE
286347
0
0
TPG Pace Tech Opportunities Corp.
CL A COM
G8990Y103
310
27928
SH
OTR
1
27928
0
0
TPG Pace Tech Opportunities Corp.
UNIT 99/99/9999
G8990Y111
297
26149
SH
SOLE
26149
0
0
TPG Pace Tech Opportunities Corp.
UNIT 99/99/9999
G8990Y111
8
693
SH
OTR
1
693
0
0
TWC Tech Holdings II Corp.
COM
90117G105
6247
593273
SH
SOLE
593273
0
0
TWC Tech Holdings II Corp.
COM
90117G105
281
26727
SH
OTR
1
26727
0
0
Tailwind Acquisition Corp.
COM CL A
87403Q102
13033
1254399
SH
SOLE
1254399
0
0
Tailwind Acquisition Corp.
COM CL A
87403Q102
159
15256
SH
OTR
1
15256
0
0
Thunder Bridge Acquisition II, Ltd.
CL A SHS
G8857S116
5352
404858
SH
SOLE
404858
0
0
Thunder Bridge Acquisition II, Ltd.
*W EXP 11/30/202
G8857S108
1478
399999
SH
SOLE
399999
0
0
Tiffany & Co.
COM
886547108
183377
1395036
SH
SOLE
1395036
0
0
Tiffany & Co.
COM
886547108
2560
19474
SH
OTR
1
19474
0
0
Tortoise Acquisition Corp. II
COM CL A
G89554102
2008
188524
SH
SOLE
188524
0
0
Tortoise Acquisition Corp. II
UNIT 06/14/2027
G89554110
0
3
SH
SOLE
3
0
0
Tortoise Acquisition Corp. II
*W EXP 06/14/202
G89554128
134
47131
SH
SOLE
47131
0
0
Tottenham Acquisition I Limited
SHS
G8959N106
1251
114024
SH
SOLE
114024
0
0
Trebia Acquisition Corp.
COM CL A
G9027T109
11300
1047242
SH
SOLE
1047242
0
0
Trebia Acquisition Corp.
COM CL A
G9027T109
756
70033
SH
OTR
1
70033
0
0
Trebia Acquisition Corp.
*W EXP 99/99/999
G9027T117
471
226650
SH
SOLE
226650
0
0
Trebia Acquisition Corp.
*W EXP 99/99/999
G9027T117
28
13275
SH
OTR
1
13275
0
0
Tuscan Holdings Corp. II
COM
90070A103
6173
560702
SH
SOLE
560702
0
0
Tuscan Holdings Corp. II
COM
90070A103
1074
97544
SH
OTR
1
97544
0
0
Tuscan Holdings Corp. II
*W EXP 99/99/999
90070A111
693
289951
SH
SOLE
289951
0
0
Tuscan Holdings Corp. II
*W EXP 99/99/999
90070A111
239
100000
SH
OTR
1
100000
0
0
Union Acquisition Corp.II
SHS
G9402Q100
10
1000
SH
SOLE
1000
0
0
VG Acquisition Corp.
SHS CL A
G9446E105
5176
452871
SH
SOLE
452871
0
0
VG Acquisition Corp.
SHS CL A
G9446E105
316
27621
SH
OTR
1
27621
0
0
VG Acquisition Corp.
UNIT 99/99/9999
G9446E121
0
4
SH
SOLE
4
0
0
VG Acquisition Corp.
UNIT 99/99/9999
G9446E121
0
2
SH
OTR
1
2
0
0
VG Acquisition Corp.
*W EXP 09/29/202
G9446E113
400
150957
SH
SOLE
150957
0
0
VG Acquisition Corp.
*W EXP 09/29/202
G9446E113
24
9207
SH
OTR
1
9207
0
0
Varian Medical Systems, Inc.
COM
92220P105
193444
1105330
SH
SOLE
1105330
0
0
Varian Medical Systems, Inc.
COM
92220P105
2218
12676
SH
OTR
1
12676
0
0
Virtusa Corporation
COM
92827P102
48226
943200
SH
SOLE
943200
0
0
Virtusa Corporation
COM
92827P102
688
13458
SH
OTR
1
13458
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
1923
116700
SH
Put
SOLE
116700
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
260
15800
SH
Put
OTR
1
15800
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
6912
419400
SH
Put
SOLE
419400
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
997
60500
SH
Put
OTR
1
60500
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
3853
233800
SH
Put
SOLE
233800
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
531
32200
SH
Put
OTR
1
32200
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
2835
172000
SH
SOLE
172000
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
669
40600
SH
OTR
1
40600
0
0
Vontier Corporation
COM
928881101
1
35
SH
SOLE
35
0
0
Vontier Corporation
COM
928881101
0
4
SH
OTR
1
4
0
0
Voya Prime Rate Trust
SH BEN INT
92913A100
330
73819
SH
SOLE
73819
0
0
Vy Global Growth
COM CL A
G9444H100
5552
532779
SH
SOLE
532779
0
0
Vy Global Growth
COM CL A
G9444H100
259
24850
SH
OTR
1
24850
0
0
Vy Global Growth
UNIT 99/99/9999
G9444H126
3228
300000
SH
SOLE
300000
0
0
Waddell & Reed Financial, Inc.
CL A
930059100
5824
228679
SH
SOLE
228679
0
0
Whole Earth Brands Inc.
COM CL A
96684W100
4236
388651
SH
SOLE
388651
0
0
Whole Earth Brands Inc.
COM CL A
96684W100
208
19106
SH
OTR
1
19106
0
0
Whole Earth Brands Inc.
*W EXP 06/25/202
96684W126
621
449999
SH
SOLE
449999
0
0
Willis Towers Watson Public Limited Co.
SHS
G96629103
220314
1045726
SH
SOLE
1045726
0
0
Willis Towers Watson Public Limited Co.
SHS
G96629103
3344
15873
SH
OTR
1
15873
0
0
XL Fleet Corp
*W EXP 06/01/202
9837FR118
202
24998
SH
SOLE
24998
0
0
XPO Logistics, Inc.
COM
983793100
5745
48200
SH
SOLE
48200
0
0
XPO Logistics, Inc.
COM
983793100
1216
10200
SH
OTR
1
10200
0
0
XPO Logistics, Inc.
COM
983793100
7450
62500
SH
Put
SOLE
62500
0
0
XPO Logistics, Inc.
COM
983793100
1216
10200
SH
Put
OTR
1
10200
0
0
XPO Logistics, Inc.
COM
983793100
5090
42700
SH
Put
SOLE
42700
0
0
XPO Logistics, Inc.
COM
983793100
691
5800
SH
Put
OTR
1
5800
0
0
Xilinx, Inc.
COM
983919101
101462
715683
SH
SOLE
715683
0
0
Xilinx, Inc.
COM
983919101
1542
10875
SH
OTR
1
10875
0
0
Yucaipa Acquisition Corporation
COM
G9879L105
10863
1075543
SH
SOLE
1075543
0
0
Yucaipa Acquisition Corporation
COM
G9879L105
251
24829
SH
OTR
1
24829
0
0
dMY Technology Group, Inc. II
COM CL A
233277102
3165
179960
SH
SOLE
179960
0
0
dMY Technology Group, Inc. II
COM CL A
233277102
126
7158
SH
OTR
1
7158
0
0
dMY Technology Group, Inc. III
UNIT 99/99/9999
233278209
2280
200000
SH
SOLE
200000
0
0
eBay Inc.
COM
278642103
1583
31500
SH
Put
SOLE
31500
0
0
eBay Inc.
COM
278642103
231
4600
SH
Put
OTR
1
4600
0
0
eBay Inc.
COM
278642103
8100
161200
SH
Put
SOLE
161200
0
0
eBay Inc.
COM
278642103
1156
23000
SH
Put
OTR
1
23000
0
0
eBay Inc.
COM
278642103
1588
31600
SH
OTR
1
31600
0
0
eBay Inc.
COM
278642103
1171
23300
SH
Put
SOLE
23300
0
0
eBay Inc.
COM
278642103
201
4000
SH
Put
OTR
1
4000
0
0
iShares TR
U.S. MED DVC ETF
464288810
63987
195500
SH
Put
SOLE
195500
0
0
iShares TR
U.S. MED DVC ETF
464288810
818
2500
SH
Put
OTR
1
2500
0
0