0001567619-20-015335.txt : 20200814
0001567619-20-015335.hdr.sgml : 20200814
20200814133303
ACCESSION NUMBER: 0001567619-20-015335
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Westchester Capital Management, LLC
CENTRAL INDEX KEY: 0001512805
IRS NUMBER: 273790558
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14257
FILM NUMBER: 201103705
BUSINESS ADDRESS:
STREET 1: 100 SUMMIT LAKE DRIVE
CITY: VALHALLA
STATE: NY
ZIP: 10595
BUSINESS PHONE: 914-741-5600
MAIL ADDRESS:
STREET 1: 100 SUMMIT LAKE DRIVE
CITY: VALHALLA
STATE: NY
ZIP: 10595
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001512805
XXXXXXXX
06-30-2020
06-30-2020
Westchester Capital Management, LLC
100 SUMMIT LAKE DRIVE
VALHALLA
NY
10595
13F HOLDINGS REPORT
028-14257
N
Bruce Rubin
Chief Operating Officer and Chief Compliance Officer
914-741-5600
Bruce Rubin
Valhalla
NY
08-14-2020
1
257
2285669
false
1
0001277372
028-11493
WESTCHESTER CAPITAL PARTNERS, LLC
INFORMATION TABLE
2
form13fInfoTable.xml
Advanced Disposal Services, Inc.
COM
00790X101
62892
2084587
SH
SOLE
2084587
0
0
Advanced Disposal Services, Inc.
COM
00790X101
567
18777
SH
OTR
1
18777
0
0
Akazoo S.A.
*W EXP 09/11/202
L0164E116
0
480654
SH
SOLE
480654
0
0
Akazoo S.A.
*W EXP 09/11/202
L0164E116
0
9544
SH
OTR
1
9544
0
0
Andina Acquisition Corp. III
SHS
G04415108
7091
691100
SH
SOLE
691100
0
0
Apex Technology Acquisition Corporation
*W EXP 09/18/202
03768F110
680
399999
SH
SOLE
399999
0
0
Apex Technology Acquisition Corporation
COM CL A
03768F102
8192
799998
SH
SOLE
799998
0
0
Apollo Global Management Inc.
COM CL A
03768E105
1592
31900
SH
Put
SOLE
31900
0
0
Apollo Global Management Inc.
COM CL A
03768E105
230
4600
SH
Put
OTR
1
4600
0
0
Apollo Global Management Inc.
COM CL A
03768E105
1367
27378
SH
SOLE
27378
0
0
Apollo Senior Floating Rate Fund Inc.
COM
037636107
480
38655
SH
SOLE
38655
0
0
Axalta Coating Systems Ltd.
COM
G0750C108
89
3936
SH
OTR
1
3936
0
0
B. Riley Principal Merger Corp. II
UNIT 99/99/9999
05600U205
3513
300000
SH
SOLE
300000
0
0
Bitauto Holdings Ltd.
SPONSORED ADS
091727107
791
49900
SH
SOLE
49900
0
0
Bitauto Holdings Ltd.
SPONSORED ADS
091727107
11
700
SH
OTR
1
700
0
0
BlackRock MuniYield Quality
COM
09254E103
2043
156931
SH
SOLE
156931
0
0
BlackRock MuniYield Quality
COM
09254E103
253
19395
SH
OTR
1
19395
0
0
Blackrock Fltg Rate Inc. Strategies Fund
COM
09255X100
371
33190
SH
SOLE
33190
0
0
Borgwarner Inc.
COM
099724106
8377
237300
SH
Put
SOLE
237300
0
0
Borgwarner Inc.
COM
099724106
558
15800
SH
Put
OTR
1
15800
0
0
Broadmark Realty Capital Inc.
COM
11135B100
4776
504365
SH
SOLE
504365
0
0
Broadmark Realty Capital Inc.
COM
11135B100
377
39802
SH
OTR
1
39802
0
0
CC Neuberger Principal Holdings I
UNIT 99/99/9999
G1992Y106
2503
236142
SH
SOLE
236142
0
0
CC Neuberger Principal Holdings I
UNIT 99/99/9999
G1992Y106
35
3258
SH
OTR
1
3258
0
0
CF Finance Acquisition Corp.
COM CL A
12528N107
5933
546807
SH
SOLE
546807
0
0
CF Finance Acquisition Corp.
COM CL A
12528N107
8
700
SH
OTR
1
700
0
0
CF Finance Acquisition Corp.
*W EXP 04/30/202
12528N115
911
674994
SH
SOLE
674994
0
0
CF Finance Acquisition Corp.
*W EXP 04/30/202
12528N115
1
525
SH
OTR
1
525
0
0
CHP Merger Corp.
COM CL A
12558Y106
998
100250
SH
SOLE
100250
0
0
CHP Merger Corp.
*W EXP 11/22/202
12558Y114
49
50125
SH
SOLE
50125
0
0
CIIG Merger Corp.
COM CL A
12559C103
5558
561448
SH
SOLE
561448
0
0
CIIG Merger Corp.
*W EXP 12/31/202
12559C111
357
375995
SH
SOLE
375995
0
0
Caesars Entertainment Corp
NOTE 5.000%10/0
127686AA1
543
322397
PRN
SOLE
322397
0
0
Caesars Entertainment Corp
NOTE 5.000%10/0
127686AA1
184
109345
PRN
OTR
1
109345
0
0
Carrier Global Corporation
COM
14448C104
411
18500
SH
Put
SOLE
18500
0
0
Carrier Global Corporation
COM
14448C104
60
2700
SH
Put
OTR
1
2700
0
0
Carrier Global Corporation
COM
14448C104
2093
94214
SH
SOLE
94214
0
0
Carrier Global Corporation
COM
14448C104
142
6409
SH
OTR
1
6409
0
0
Churchill Capital Corp II
CL A
17143G106
3955
349998
SH
SOLE
349998
0
0
Churchill Capital Corp II
*W EXP 07/02/202
17143G114
337
116666
SH
SOLE
116666
0
0
Churchill Capital Corp III
COM
17144C104
2029
188088
SH
SOLE
188088
0
0
Churchill Capital Corp III
COM
17144C104
29
2700
SH
OTR
1
2700
0
0
Churchill Capital Corp III
*W EXP 03/01/202
17144C112
148
49323
SH
SOLE
49323
0
0
Churchill Capital Corp III
*W EXP 03/01/202
17144C112
2
675
SH
OTR
1
675
0
0
Cincinnati Bell Inc.
COM NEW
171871502
7705
518875
SH
SOLE
518875
0
0
Cincinnati Bell Inc.
COM NEW
171871502
82
5525
SH
OTR
1
5525
0
0
Collier Creek Holdings
COM CL A
G22707106
3151
229997
SH
SOLE
229997
0
0
Collier Creek Holdings
*W EXP 99/99/999
G22707114
357
109999
SH
SOLE
109999
0
0
CoreLogic, Inc.
COM
21871D103
1741
25900
SH
Put
SOLE
25900
0
0
CoreLogic, Inc.
COM
21871D103
242
3600
SH
Put
OTR
1
3600
0
0
CoreLogic, Inc.
COM
21871D103
1741
25900
SH
SOLE
25900
0
0
CoreLogic, Inc.
COM
21871D103
242
3600
SH
OTR
1
3600
0
0
Dell Technologies Inc.
CL C
24703L202
1824
33200
SH
Put
SOLE
33200
0
0
Dell Technologies Inc.
CL C
24703L202
247
4500
SH
Put
OTR
1
4500
0
0
Dell Technologies Inc.
CL C
24703L202
3829
69700
SH
SOLE
69700
0
0
Dell Technologies Inc.
CL C
24703L202
522
9500
SH
OTR
1
9500
0
0
Dell Technologies Inc.
CL C
24703L202
2005
36500
SH
Put
SOLE
36500
0
0
Dell Technologies Inc.
CL C
24703L202
275
5000
SH
Put
OTR
1
5000
0
0
Delphi Technologies, PLC
SHS
G2709G107
67744
4767347
SH
SOLE
4767347
0
0
Delphi Technologies, PLC
SHS
G2709G107
1576
110887
SH
OTR
1
110887
0
0
DuPont de Nemours, Inc.
COM
26614N102
4739
89200
SH
Put
SOLE
89200
0
0
DuPont de Nemours, Inc.
COM
26614N102
112
2100
SH
Put
OTR
1
2100
0
0
DuPont de Nemours, Inc.
COM
26614N102
13383
251900
SH
Put
SOLE
251900
0
0
DuPont de Nemours, Inc.
COM
26614N102
760
14300
SH
Put
OTR
1
14300
0
0
DuPont de Nemours, Inc.
COM
26614N102
19746
371655
SH
SOLE
371655
0
0
DuPont de Nemours, Inc.
COM
26614N102
1410
26547
SH
OTR
1
26547
0
0
E TRADE Financial Corporation
COM NEW
269246401
149647
3009184
SH
SOLE
3009184
0
0
E TRADE Financial Corporation
COM NEW
269246401
1689
33964
SH
OTR
1
33964
0
0
Eaton Vance Floating-Rate Income Trust
COM
278279104
839
73565
SH
SOLE
73565
0
0
El Paso Electric Company
COM NEW
283677854
71283
1063924
SH
SOLE
1063924
0
0
El Paso Electric Company
COM NEW
283677854
1091
16288
SH
OTR
1
16288
0
0
FinTech Acquisition Corp. III
COM CL A
31811A101
6392
572744
SH
SOLE
572744
0
0
FinTech Acquisition Corp. III
*W EXP 12/01/202
31811A119
671
291810
SH
SOLE
291810
0
0
First Trust Senior Fltg. Rate Income Fd.I
COM
33733U108
63
5810
SH
SOLE
5810
0
0
Fitbit, Inc.
CL A
33812L102
14579
2256863
SH
SOLE
2256863
0
0
Fitbit, Inc.
CL A
33812L102
371
57382
SH
OTR
1
57382
0
0
Flying Eagle Acquisition Corp.
COM
34407Y103
9744
887408
SH
SOLE
887408
0
0
Flying Eagle Acquisition Corp.
COM
34407Y103
50
4544
SH
OTR
1
4544
0
0
Flying Eagle Acquisition Corp.
*W EXP 02/26/202
34407Y111
672
223861
SH
SOLE
223861
0
0
Flying Eagle Acquisition Corp.
*W EXP 02/26/202
34407Y111
3
1136
SH
OTR
1
1136
0
0
Foley Trasimene Acquisition Corp.
UNIT 99/99/9999
34431F203
4075
381908
SH
SOLE
381908
0
0
ForeScout Technologies, Inc.
COM
34553D101
28462
1342566
SH
SOLE
1342566
0
0
ForeScout Technologies, Inc.
COM
34553D101
411
19395
SH
OTR
1
19395
0
0
Fortress Value Acquisition Corp.
UNIT 99/99/9999
34962V205
10938
1061944
SH
SOLE
1061944
0
0
Fortress Value Acquisition Corp.
UNIT 99/99/9999
34962V205
144
14006
SH
OTR
1
14006
0
0
Fox Corporation
CL A COM
35137L105
5420
202099
SH
SOLE
202099
0
0
Fox Corporation
CL A COM
35137L105
582
21718
SH
OTR
1
21718
0
0
Fox Corporation
CL A COM
35137L105
2288
85300
SH
Put
SOLE
85300
0
0
Fusion Acquisition Corp.
UNIT 99/99/9999
36118H204
5080
500000
SH
SOLE
500000
0
0
GS Acquisition Holdings Corp II
UNIT 99/99/9999
36258Q204
1051
100000
SH
SOLE
100000
0
0
Galileo Acquisition Corp.
SHS
G3770A102
2973
300000
SH
SOLE
300000
0
0
Galileo Acquisition Corp.
*W EXP 10/31/202
G3770A110
174
300000
SH
SOLE
300000
0
0
Genworth Financial, Inc.
COM CL A
37247D106
849
367341
SH
SOLE
367341
0
0
Genworth Financial, Inc.
COM CL A
37247D106
13
5461
SH
OTR
1
5461
0
0
GigCapital3, Inc.
UNIT 99/99/9999
37519D206
3669
365464
SH
SOLE
365464
0
0
GigCapital3, Inc.
UNIT 99/99/9999
37519D206
45
4436
SH
OTR
1
4436
0
0
Gigcapital2, Inc.
COM
375036100
1369
135000
SH
SOLE
135000
0
0
Gigcapital2, Inc.
*W EXP 02/28/202
375036118
67
135000
SH
SOLE
135000
0
0
Gores Holdings IV, Inc.
COM CL A
382865103
6127
604224
SH
SOLE
604224
0
0
Gores Holdings IV, Inc.
COM CL A
382865103
682
67240
SH
OTR
1
67240
0
0
Gores Holdings IV, Inc.
*W EXP 01/22/202
382865111
277
153996
SH
SOLE
153996
0
0
Gores Holdings IV, Inc.
*W EXP 01/22/202
382865111
30
16810
SH
OTR
1
16810
0
0
Graf Industrial Corp.
*W EXP 12/31/202
384278115
1851
811802
SH
SOLE
811802
0
0
Graf Industrial Corp.
*W EXP 12/31/202
384278115
1
363
SH
OTR
1
363
0
0
Grid Dynamics Holdings, Inc.
CL A
39813G109
3658
530160
SH
SOLE
530160
0
0
Grid Dynamics Holdings, Inc.
*W EXP 03/05/202
39813G117
424
265080
SH
SOLE
265080
0
0
Haymaker Acquisition Corp. II
COM CL A
42087L101
10267
991968
SH
SOLE
991968
0
0
Haymaker Acquisition Corp. II
*W EXP 10/31/202
42087L119
520
333332
SH
SOLE
333332
0
0
Hennessy Capital Acquisition Corp. IV
CL A COM
42589C104
5292
492276
SH
SOLE
492276
0
0
Hennessy Capital Acquisition Corp. IV
*W EXP 09/05/202
42589C112
414
376618
SH
SOLE
376618
0
0
Hudson Executive Investment Corp.
UNIT 06/21/2025
443761200
1856
181063
SH
SOLE
181063
0
0
InterPrivate Accquisition Corp.
COM
46064A103
5456
549996
SH
SOLE
549996
0
0
InterPrivate Accquisition Corp.
*W EXP 10/24/202
46064A111
165
274998
SH
SOLE
274998
0
0
International General Ins Hld Ltd
*W EXP 03/17/202
G4809J114
171
502689
SH
SOLE
502689
0
0
International General Ins Hld Ltd
*W EXP 03/17/202
G4809J114
2
5597
SH
OTR
1
5597
0
0
Invesco Senior Income Trust
COM
46131H107
223
64480
SH
SOLE
64480
0
0
Jaws Acquisition Corp.
UNIT 99/99/9999
G50744120
3129
300000
SH
SOLE
300000
0
0
Juniper Industrial Holdings, Inc.
COM CL A
48205G106
12971
1300994
SH
SOLE
1300994
0
0
Juniper Industrial Holdings, Inc.
*W EXP 11/13/202
48205G114
609
700497
SH
SOLE
700497
0
0
Kaixin Auto Holdings
SHS
G5223X100
41
47499
SH
SOLE
47499
0
0
Kensington Capital Acquisiton Corp.
UNIT 07/01/2027
490073202
7014
700000
SH
SOLE
700000
0
0
LGL Systems Acquisition Corporation
*W EXP 11/12/202
50201G114
373
409838
SH
SOLE
409838
0
0
LGL Systems Acquisition Corporation
*W EXP 11/12/202
50201G114
19
21411
SH
OTR
1
21411
0
0
LGL Systems Acquisition Corporation
COM CL A
50201G106
8127
819676
SH
SOLE
819676
0
0
LGL Systems Acquisition Corporation
COM CL A
50201G106
425
42822
SH
OTR
1
42822
0
0
Legacy Acquisition Corp.
*W EXP 11/30/202
524643111
245
500000
SH
SOLE
500000
0
0
Legacy Acquisition Corp.
*W EXP 11/30/202
524643111
39
80000
SH
OTR
1
80000
0
0
Legg Mason, Inc.
COM
524901105
87210
1752967
SH
SOLE
1752967
0
0
Legg Mason, Inc.
COM
524901105
1061
21332
SH
OTR
1
21332
0
0
Leo Holdings Corp.
COM CL A
G5463L105
8986
864035
SH
SOLE
864035
0
0
Leo Holdings Corp.
COM CL A
G5463L105
242
23262
SH
OTR
1
23262
0
0
LogMeIn Inc.
COM
54142L109
90460
1067122
SH
SOLE
1067122
0
0
LogMeIn Inc.
COM
54142L109
1319
15554
SH
OTR
1
15554
0
0
Longview Acquisition Corp.
UNIT 99/99/9999
543195200
22725
2250000
SH
SOLE
2250000
0
0
Madison Square Garden Entertainment Corp.
CL A
55826T102
3195
42600
SH
Put
SOLE
42600
0
0
Madison Square Garden Entertainment Corp.
CL A
55826T102
450
6000
SH
Put
OTR
1
6000
0
0
Madison Square Garden Entertainment Corp.
CL A
55826T102
1830
24400
SH
Put
SOLE
24400
0
0
Madison Square Garden Entertainment Corp.
CL A
55826T102
248
3300
SH
Put
OTR
1
3300
0
0
Madison Square Garden Entertainment Corp.
CL A
55826T102
1842
24561
SH
SOLE
24561
0
0
Madison Square Garden Entertainment Corp.
CL A
55826T102
700
9339
SH
OTR
1
9339
0
0
Madison Square Garden Sports Corp
CL A
55825T103
7065
48100
SH
Put
SOLE
48100
0
0
Madison Square Garden Sports Corp
CL A
55825T103
1028
7000
SH
Put
OTR
1
7000
0
0
Madison Square Garden Sports Corp
CL A
55825T103
514
3500
SH
SOLE
3500
0
0
Madison Square Garden Sports Corp
CL A
55825T103
1028
7000
SH
OTR
1
7000
0
0
Marathon Petroleum Corporation
COM
56585A102
8545
228600
SH
SOLE
228600
0
0
Marathon Petroleum Corporation
COM
56585A102
1009
27000
SH
OTR
1
27000
0
0
Marathon Petroleum Corporation
COM
56585A102
7278
194700
SH
Put
SOLE
194700
0
0
Marathon Petroleum Corporation
COM
56585A102
901
24100
SH
Put
OTR
1
24100
0
0
Marathon Petroleum Corporation
COM
56585A102
1267
33900
SH
Put
SOLE
33900
0
0
Marathon Petroleum Corporation
COM
56585A102
108
2900
SH
Put
OTR
1
2900
0
0
Marathon Petroleum Corporation
COM
56585A102
7278
194700
SH
Put
SOLE
194700
0
0
Marathon Petroleum Corporation
COM
56585A102
901
24100
SH
Put
OTR
1
24100
0
0
Merida Merger Corp. I
COM
58953M106
5152
526294
SH
SOLE
526294
0
0
Merida Merger Corp. I
COM
58953M106
210
21428
SH
OTR
1
21428
0
0
Merida Merger Corp. I
*W EXP 11/07/202
58953M114
132
263147
SH
SOLE
263147
0
0
Merida Merger Corp. I
*W EXP 11/07/202
58953M114
5
10714
SH
OTR
1
10714
0
0
Monocle Acquisition Corporation
COM
609754106
2702
263056
SH
SOLE
263056
0
0
Monocle Acquisition Corporation
COM
609754106
108
10552
SH
OTR
1
10552
0
0
Monocle Acquisition Corporation
*W EXP 12/06/202
609754114
171
263056
SH
SOLE
263056
0
0
Monocle Acquisition Corporation
*W EXP 12/06/202
609754114
7
10552
SH
OTR
1
10552
0
0
Select Sector SPDR TR
SBI MATERIALS
81369Y100
2017
35800
SH
Put
SOLE
35800
0
0
Select Sector SPDR TR
SBI MATERIALS
81369Y100
265
4700
SH
Put
OTR
1
4700
0
0
Netfin Acquisition Corp.
SHS CL A
G6455A107
72
6674
SH
SOLE
6674
0
0
Netfin Acquisition Corp.
SHS CL A
G6455A107
11
1024
SH
OTR
1
1024
0
0
New Providence Aquisition Corp.
COM CL A
64822P106
5040
500000
SH
SOLE
500000
0
0
New Providence Aquisition Corp.
*W EXP 09/11/202
64822P114
250
250000
SH
SOLE
250000
0
0
Nuveen AMT-Free Qty Muni Inc Fd
COM
670657105
2087
150117
SH
SOLE
150117
0
0
Nuveen AMT-Free Qty Muni Inc Fd
COM
670657105
258
18553
SH
OTR
1
18553
0
0
Nuveen Int. Dur. Muni Term Fund
COM
670671106
2064
156245
SH
SOLE
156245
0
0
Nuveen Int. Dur. Muni Term Fund
COM
670671106
255
19310
SH
OTR
1
19310
0
0
Nuveen Municipal Credit Income
COM SH BEN INT
67070X101
1940
131433
SH
SOLE
131433
0
0
Nuveen Municipal Credit Income
COM SH BEN INT
67070X101
240
16244
SH
OTR
1
16244
0
0
Nuveen NY AMT-Free Muni Inc
COM
670656107
2044
158674
SH
SOLE
158674
0
0
Nuveen NY AMT-Free Muni Inc
COM
670656107
253
19611
SH
OTR
1
19611
0
0
Oaktree Acquisition Corp.
SHS CL A
G67145105
3694
363241
SH
SOLE
363241
0
0
Oaktree Acquisition Corp.
SHS CL A
G67145105
477
46947
SH
OTR
1
46947
0
0
Orisun Acquisition Corp.
COM
68632T109
1493
147391
SH
SOLE
147391
0
0
Orisun Acquisition Corp.
COM
68632T109
26
2609
SH
OTR
1
2609
0
0
Otis Worldwide Corporation
COM
68902V107
7901
138957
SH
SOLE
138957
0
0
Otis Worldwide Corporation
COM
68902V107
275
4838
SH
OTR
1
4838
0
0
Otis Worldwide Corporation
COM
68902V107
3389
59600
SH
Put
SOLE
59600
0
0
Otis Worldwide Corporation
COM
68902V107
85
1500
SH
Put
OTR
1
1500
0
0
Pivotal Investment Corporation II
COM CL A
72582K100
3720
366456
SH
SOLE
366456
0
0
Pivotal Investment Corporation II
*W EXP 06/01/202
72582K118
158
199998
SH
SOLE
199998
0
0
Portola Pharmaceuticals, Inc.
COM
737010108
12030
668681
SH
SOLE
668681
0
0
Portola Pharmaceuticals, Inc.
COM
737010108
237
13175
SH
OTR
1
13175
0
0
PropTech Acquisition Corporation
COM CL A
74349F101
5088
501288
SH
SOLE
501288
0
0
PropTech Acquisition Corporation
*W EXP 05/26/202
74349F119
175
250444
SH
SOLE
250444
0
0
QIAGEN N.V.
SHS NEW
N72482123
8242
192524
SH
SOLE
192524
0
0
QIAGEN N.V.
SHS NEW
N72482123
188
4401
SH
OTR
1
4401
0
0
Reebonz Holding Limited
SHS
G7457R122
0
1875
SH
SOLE
1875
0
0
Royal Dutch Shell PLC adr B
SPON ADR B
780259107
2215
72754
SH
SOLE
72754
0
0
Royal Dutch Shell PLC adr B
SPON ADR B
780259107
420
13803
SH
OTR
1
13803
0
0
SCVX Corp.
UNIT 99/99/9999
G79448109
788
76088
SH
SOLE
76088
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
60870
197400
SH
Put
SOLE
197400
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
802
2600
SH
Put
OTR
1
2600
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
60870
197400
SH
Put
SOLE
197400
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
802
2600
SH
Put
OTR
1
2600
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
106477
345300
SH
Put
SOLE
345300
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1449
4700
SH
Put
OTR
1
4700
0
0
Schultze Special Purpose Acquisition Corp
COM
80821R109
3299
322500
SH
SOLE
322500
0
0
Social Capital Hedosophia Hldngs III
UNIT 99/99/9999
G8251K123
2290
192950
SH
SOLE
192950
0
0
Software Acquisition Group Inc.
COM CL A
83406B101
7035
699998
SH
SOLE
699998
0
0
Software Acquisition Group Inc.
*W EXP 10/01/202
83406B119
315
349999
SH
SOLE
349999
0
0
Spartan Energy Acquisition Corp.
CL A COM STK
846784106
9325
869900
SH
SOLE
869900
0
0
TD Ameritrade Holding Corporation
COM
87236Y108
116807
3210738
SH
SOLE
3210738
0
0
TD Ameritrade Holding Corporation
COM
87236Y108
1908
52459
SH
OTR
1
52459
0
0
Taubman Centers, Inc.
COM
876664103
73627
1949856
SH
SOLE
1949856
0
0
Tech Data Corporation
COM
878237106
125492
865463
SH
SOLE
865463
0
0
Tech Data Corporation
COM
878237106
1859
12821
SH
OTR
1
12821
0
0
Thunder Bridge Acquisition II, Ltd.
CL A SHS
G8857S116
6060
599992
SH
SOLE
599992
0
0
Thunder Bridge Acquisition II, Ltd.
*W EXP 11/30/202
G8857S108
576
399999
SH
SOLE
399999
0
0
Tiffany & Co.
COM
886547108
172814
1417209
SH
SOLE
1417209
0
0
Tiffany & Co.
COM
886547108
2407
19740
SH
OTR
1
19740
0
0
Tottenham Acquisition I Limited
SHS
G8959N106
814
75000
SH
SOLE
75000
0
0
Trebia Acquisition Corp.
UNIT 99/99/9999
G9027T125
7106
679954
SH
SOLE
679954
0
0
Trebia Acquisition Corp.
UNIT 99/99/9999
G9027T125
416
39827
SH
OTR
1
39827
0
0
Trident Acquisitions Corp.
COM
89615T106
8414
758014
SH
SOLE
758014
0
0
Trident Acquisitions Corp.
COM
89615T106
314
28253
SH
OTR
1
28253
0
0
Tuscan Holdings Corp.
COM
90069K104
8065
788387
SH
SOLE
788387
0
0
Tuscan Holdings Corp. II
COM
90070A103
5677
564902
SH
SOLE
564902
0
0
Tuscan Holdings Corp. II
COM
90070A103
2010
200000
SH
OTR
1
200000
0
0
Tuscan Holdings Corp. II
*W EXP 99/99/999
90070A111
204
377100
SH
SOLE
377100
0
0
Tuscan Holdings Corp. II
*W EXP 99/99/999
90070A111
54
100000
SH
OTR
1
100000
0
0
Tuscan Holdings Corp.
*W EXP 04/01/202
90069K112
469
802100
SH
SOLE
802100
0
0
Vodafone Group
SPONSORED ADR
92857W308
1806
113300
SH
Put
SOLE
113300
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
247
15500
SH
Put
OTR
1
15500
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
8117
509200
SH
Put
SOLE
509200
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
1111
69700
SH
Put
OTR
1
69700
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
3583
224800
SH
Put
SOLE
224800
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
488
30600
SH
Put
OTR
1
30600
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
1806
113300
SH
SOLE
113300
0
0
Vodafone Group Plc NEW
SPONSORED ADR
92857W308
735
46100
SH
OTR
1
46100
0
0
Voya (ING) Prime Rate Trust
SH BEN INT
92913A100
300
73819
SH
SOLE
73819
0
0
Whole Earth Brands Inc.
COM CL A
96684W100
5318
659021
SH
SOLE
659021
0
0
Whole Earth Brands Inc.
*W EXP 06/25/202
96684W126
570
499999
SH
SOLE
499999
0
0
Willis Towers Watson Public Limited Co.
SHS
G96629103
185079
939724
SH
SOLE
939724
0
0
Willis Towers Watson Public Limited Co.
SHS
G96629103
2693
13675
SH
OTR
1
13675
0
0
Wright Medical Group N.V.
ORD SHS
N96617118
188069
6328027
SH
SOLE
6328027
0
0
Wright Medical Group N.V.
ORD SHS
N96617118
2873
96660
SH
OTR
1
96660
0
0
XPO Logistics, Inc.
COM
983793100
41398
535900
SH
SOLE
535900
0
0
XPO Logistics, Inc.
COM
983793100
564
7300
SH
OTR
1
7300
0
0
XPO Logistics, Inc.
COM
983793100
2742
35500
SH
Put
SOLE
35500
0
0
XPO Logistics, Inc.
COM
983793100
371
4800
SH
Put
OTR
1
4800
0
0
XPO Logistics, Inc.
COM
983793100
42812
554200
SH
Put
SOLE
554200
0
0
XPO Logistics, Inc.
COM
983793100
193
2500
SH
Put
OTR
1
2500
0
0
Xerox Holdings Corporation
COM NEW
98421M106
219
14300
SH
OTR
1
14300
0
0
Xerox Holdings Corporation
COM NEW
98421M106
2274
148700
SH
Put
SOLE
148700
0
0
Xerox Holdings Corporation
COM NEW
98421M106
219
14300
SH
Put
OTR
1
14300
0
0
dMY Technology Group, Inc.
COM
233253103
3434
342332
SH
SOLE
342332
0
0
dMY Technology Group, Inc.
COM
233253103
199
19842
SH
OTR
1
19842
0
0
dMY Technology Group, Inc.
*W EXP 02/21/202
233253111
268
175077
SH
SOLE
175077
0
0
dMY Technology Group, Inc.
*W EXP 02/21/202
233253111
15
9921
SH
OTR
1
9921
0
0
eBay Inc.
COM
278642103
100
1900
SH
SOLE
1900
0
0
eBay Inc.
COM
278642103
540
10300
SH
OTR
1
10300
0
0
eBay Inc.
COM
278642103
6205
118300
SH
Put
SOLE
118300
0
0
eBay Inc.
COM
278642103
540
10300
SH
Put
OTR
1
10300
0
0