Chief Operating Officer and Chief Compliance Officer

0001140361-15-007012.txt : 20150218 0001140361-15-007012.hdr.sgml : 20150216 20150217124611 ACCESSION NUMBER: 0001140361-15-007012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 EFFECTIVENESS DATE: 20150217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Westchester Capital Management, LLC CENTRAL INDEX KEY: 0001512805 IRS NUMBER: 273790558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14257 FILM NUMBER: 15620149 BUSINESS ADDRESS: STREET 1: 100 SUMMIT LAKE DRIVE CITY: VALHALLA STATE: NY ZIP: 10595 BUSINESS PHONE: 914-741-5600 MAIL ADDRESS: STREET 1: 100 SUMMIT LAKE DRIVE CITY: VALHALLA STATE: NY ZIP: 10595 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512805 XXXXXXXX 12-31-2014 12-31-2014 Westchester Capital Management, LLC

100 SUMMIT LAKE DRIVE VALHALLA NY 10595

13F HOLDINGS REPORT 028-14257 N Bruce Rubin Chief Operating Officer and Chief Compliance Officer 914-741-5600 Bruce Rubin Valhalla NY 02-17-2015 1 263 6244428 false 1 0001277372 028-11493 WESTCHESTER CAPITAL PARTNERS, LLC INFORMATION TABLE 2 form13fInfoTable.xml American International Group, Inc. COM NEW 026874784 95816 1710700 SH Put SOLE 0 1710700 0 American International Group, Inc. COM NEW 026874784 1776 31700 SH Put OTR 1 0 31700 0 American International Group, Inc. COM NEW 026874784 7909 141200 SH Put SOLE 0 141200 0 American International Group, Inc. COM NEW 026874784 140 2500 SH Put OTR 1 0 2500 0 American International Group, Inc. COM NEW 026874784 161614 2885451 SH SOLE 0 2885451 0 American International Group, Inc. COM NEW 026874784 3131 55896 SH OTR 1 0 55896 0 Allergan, Inc. COM 018490102 254090 1195210 SH SOLE 0 1195210 0 Allergan, Inc. COM 018490102 3886 18281 SH OTR 1 0 18281 0 AMEC PLC SPONSORED ADR 00167X205 8354 645597 SH SOLE 0 645597 0 AMEC PLC SPONSORED ADR 00167X205 237 18280 SH OTR 1 0 18280 0 Anadarko Petroleum Corporation COM 032511107 74927 908200 SH Put SOLE 0 908200 0 Anadarko Petroleum Corporation COM 032511107 1576 19100 SH Put OTR 1 0 19100 0 Anadarko Petroleum Corporation COM 032511107 95048 1152100 SH SOLE 0 1152100 0 Anadarko Petroleum Corporation COM 032511107 2104 25500 SH OTR 1 0 25500 0 Apollo Residential Mortgage, Inc. COM 03763V102 516 32693 SH OTR 1 0 32693 0 Auxilium Pharmaceuticals Inc. COM 05334D107 978 28457 SH SOLE 0 28457 0 Auxilium Pharmaceuticals Inc. COM 05334D107 37 1080 SH OTR 1 0 1080 0 B/E Aerospace, Inc. COM 073302101 74579 1285400 SH Put SOLE 0 1285400 0 B/E Aerospace, Inc. COM 073302101 1654 28500 SH Put OTR 1 0 28500 0 B/E Aerospace, Inc. COM 073302101 90218 1554938 SH SOLE 0 1554938 0 B/E Aerospace, Inc. COM 073302101 2011 34662 SH OTR 1 0 34662 0 BP plc SPONSORED ADR 055622104 31018 813700 SH Put SOLE 0 813700 0 BP plc SPONSORED ADR 055622104 446 11700 SH Put OTR 1 0 11700 0 BP plc SPONSORED ADR 055622104 38776 1017200 SH SOLE 0 1017200 0 BP plc SPONSORED ADR 055622104 556 14577 SH OTR 1 0 14577 0 Baker Hughes Incorporated COM 057224107 59649 1063836 SH SOLE 0 1063836 0 Baker Hughes Incorporated COM 057224107 966 17234 SH OTR 1 0 17234 0 Baker Hughes Incorporated COM 057224107 10496 187200 SH Put SOLE 0 187200 0 Baker Hughes Incorporated COM 057224107 213 3800 SH Put OTR 1 0 3800 0 Baker Hughes Incorporated COM 057224107 18554 330900 SH Put SOLE 0 330900 0 Baker Hughes Incorporated COM 057224107 308 5500 SH Put OTR 1 0 5500 0 Brookfield Residential Properties Inc. COM 11283W104 20600 856189 SH SOLE 0 856189 0 Brookfield Residential Properties Inc. COM 11283W104 839 34852 SH OTR 1 0 34852 0 Restaurant Brands International Inc COM 76131D103 191 4900 SH Put SOLE 0 4900 0 Restaurant Brands International Inc COM 76131D103 8 200 SH Put OTR 1 0 200 0 Restaurant Brands International Inc COM 76131D103 10724 274700 SH Put SOLE 0 274700 0 Restaurant Brands International Inc COM 76131D103 125 3200 SH Put OTR 1 0 3200 0 Restaurant Brands International Inc COM 76131D103 10893 279014 SH SOLE 0 279014 0 Restaurant Brands International Inc COM 76131D103 133 3404 SH OTR 1 0 3404 0 CBS Corp NEW CL B 124857202 63844 1153676 SH SOLE 0 1153676 0 CBS Corp NEW CL B 124857202 1495 27012 SH OTR 1 0 27012 0 CBS Corp NEW CL B 124857202 45805 827700 SH Put SOLE 0 827700 0 CBS Corp NEW CL B 124857202 747 13500 SH Put OTR 1 0 13500 0 CYS Investments, Inc. COM 12673A108 83 9500 SH SOLE 0 9500 0 California Resources Corporation COM 13057Q107 1094 198578 SH SOLE 0 198578 0 California Resources Corporation COM 13057Q107 19 3420 SH OTR 1 0 3420 0 California Resources Corporation COM 13057Q107 146 26480 SH Put SOLE 0 26480 0 California Resources Corporation COM 13057Q107 2 440 SH Put OTR 1 0 440 0 California Resources Corporation COM 13057Q107 634 115120 SH Put SOLE 0 115120 0 California Resources Corporation COM 13057Q107 14 2480 SH Put OTR 1 0 2480 0 Citigroup Inc. COM NEW 172967424 4415 81600 SH SOLE 0 81600 0 Citigroup Inc. COM NEW 172967424 1764 32600 SH Put SOLE 0 32600 0 Covance Inc. COM 222816100 38060 366522 SH SOLE 0 366522 0 Covance Inc. COM 222816100 529 5093 SH OTR 1 0 5093 0 Covidien PLC SHS G2554F113 259770 2539790 SH SOLE 0 2539790 0 Cubist Pharmaceuticals, Inc. COM 229678107 64061 636471 SH SOLE 0 636471 0 Cubist Pharmaceuticals, Inc. COM 229678107 985 9784 SH OTR 1 0 9784 0 Cubist Pharmaceuticals, Inc. NOTE 1.875% 9/0 229678AH0 4300 3156000 PRN SOLE 0 3156000 0 Cubist Pharmaceuticals, Inc. NOTE 1.875% 9/0 229678AH0 60 44000 PRN OTR 1 0 44000 0 DIRECTV COM 25490A309 167588 1932970 SH SOLE 0 1932970 0 DIRECTV COM 25490A309 2878 33196 SH OTR 1 0 33196 0 DISH Network Corp. CL A 25470M109 90209 1237600 SH SOLE 0 1237600 0 DISH Network Corp. CL A 25470M109 1676 23000 SH OTR 1 0 23000 0 DISH Network Corp. CL A 25470M109 56614 776700 SH Put SOLE 0 776700 0 DISH Network Corp. CL A 25470M109 1115 15300 SH Put OTR 1 0 15300 0 DISH Network Corp. CL A 25470M109 14804 203100 SH Put SOLE 0 203100 0 DISH Network Corp. CL A 25470M109 211 2900 SH Put OTR 1 0 2900 0 DISH Network Corp. CL A 25470M109 72212 990700 SH Put SOLE 0 990700 0 DISH Network Corp. CL A 25470M109 860 11800 SH Put OTR 1 0 11800 0 DISH Network Corp. CL A 25470M109 175 2400 SH Put SOLE 0 2400 0 DISH Network Corp. CL A 25470M109 496 6800 SH Put OTR 1 0 6800 0 Dow Chemical Company COM 260543103 86782 1902700 SH SOLE 0 1902700 0 Dow Chemical Company COM 260543103 1514 33200 SH OTR 1 0 33200 0 Dow Chemical Company COM 260543103 67854 1487700 SH Put SOLE 0 1487700 0 Dow Chemical Company COM 260543103 1149 25200 SH Put OTR 1 0 25200 0 Dresser-Rand Group, Inc. COM 261608103 86853 1061771 SH SOLE 0 1061771 0 Dresser-Rand Group, Inc. COM 261608103 2369 28955 SH OTR 1 0 28955 0 Du Pont (E.I.) de Nemours & Co. COM 263534109 66967 905700 SH SOLE 0 905700 0 Du Pont (E.I.) de Nemours & Co. COM 263534109 969 13100 SH OTR 1 0 13100 0 Du Pont (E.I.) de Nemours & Co. COM 263534109 33547 453700 SH Put SOLE 0 453700 0 Du Pont (E.I.) de Nemours & Co. COM 263534109 481 6500 SH Put OTR 1 0 6500 0 Du Pont (E.I.) de Nemours & Co. COM 263534109 35780 483900 SH Put SOLE 0 483900 0 Du Pont (E.I.) de Nemours & Co. COM 263534109 518 7000 SH Put OTR 1 0 7000 0 Du Pont (E.I.) de Nemours & Co. COM 263534109 16770 226800 SH Put SOLE 0 226800 0 Du Pont (E.I.) de Nemours & Co. COM 263534109 244 3300 SH Put OTR 1 0 3300 0 Eaton Vance Floating-Rate Inc COM 278279104 77 5564 SH SOLE 0 5564 0 Equity Commonwealth COM SH BEN INT 294628102 75786 2952326 SH SOLE 0 2952326 0 Equity Commonwealth COM SH BEN INT 294628102 1556 60621 SH OTR 1 0 60621 0 Equity Commonwealth CUM PFD E 7.25% 294628409 3907 152700 SH SOLE 0 152700 0 Family Dollar Stores, Inc. COM 307000109 137994 1742131 SH SOLE 0 1742131 0 Family Dollar Stores, Inc. COM 307000109 2193 27681 SH OTR 1 0 27681 0 First Trust MLP and Energy Income COM 33739B104 3 149 SH SOLE 0 149 0 First Trust Senior Fltg. Rate Income Fd.I COM 33733U108 36 2772 SH SOLE 0 2772 0 General Electric Company COM 369604103 859 34000 SH SOLE 0 34000 0 General Motors Co. COM 37045V100 102747 2943200 SH SOLE 0 2943200 0 General Motors Co. COM 37045V100 2946 84400 SH OTR 1 0 84400 0 General Motors Co. COM 37045V100 5840 167300 SH Put SOLE 0 167300 0 General Motors Co. COM 37045V100 161 4600 SH Put OTR 1 0 4600 0 General Motors Co. COM 37045V100 9873 282800 SH Put SOLE 0 282800 0 General Motors Co. COM 37045V100 269 7700 SH Put OTR 1 0 7700 0 General Motors Co. COM 37045V100 14994 429500 SH Put SOLE 0 429500 0 General Motors Co. COM 37045V100 415 11900 SH Put OTR 1 0 11900 0 General Motors Co. COM 37045V100 2918 83600 SH Put SOLE 0 83600 0 General Motors Co. COM 37045V100 80 2300 SH Put OTR 1 0 2300 0 General Motors Co. COM 37045V100 908 26000 SH Put SOLE 0 26000 0 General Motors Co. COM 37045V100 5837 167200 SH Put SOLE 0 167200 0 General Motors Co. COM 37045V100 161 4600 SH Put OTR 1 0 4600 0 Hertz Global Holdings, Inc. COM 42805T105 77735 3116871 SH SOLE 0 3116871 0 Hertz Global Holdings, Inc. COM 42805T105 1338 53629 SH OTR 1 0 53629 0 Hertz Global Holdings, Inc. COM 42805T105 16411 658000 SH Put SOLE 0 658000 0 Hertz Global Holdings, Inc. COM 42805T105 192 7700 SH Put OTR 1 0 7700 0 Hertz Global Holdings, Inc. COM 42805T105 35038 1404900 SH Put SOLE 0 1404900 0 Hertz Global Holdings, Inc. COM 42805T105 604 24200 SH Put OTR 1 0 24200 0 Hertz Global Holdings, Inc. COM 42805T105 3706 148600 SH Put SOLE 0 148600 0 Hertz Global Holdings, Inc. COM 42805T105 105 4200 SH Put OTR 1 0 4200 0 Hertz Global Holdings, Inc. COM 42805T105 16156 647800 SH Put SOLE 0 647800 0 Hertz Global Holdings, Inc. COM 42805T105 297 11900 SH Put OTR 1 0 11900 0 Hess Corporation COM 42809H107 117831 1596200 SH SOLE 0 1596200 0 Hess Corporation COM 42809H107 1528 20700 SH OTR 1 0 20700 0 Hess Corporation COM 42809H107 99118 1342700 SH Put SOLE 0 1342700 0 Hess Corporation COM 42809H107 1225 16600 SH Put OTR 1 0 16600 0 Hess Corporation COM 42809H107 125 1700 SH Put SOLE 0 1700 0 Hudson City Bancorp, Inc. COM 443683107 99483 9830305 SH SOLE 0 9830305 0 Hudson City Bancorp, Inc. COM 443683107 3507 346587 SH OTR 1 0 346587 0 Huntsman Corporation COM 447011107 124345 5458511 SH SOLE 0 5458511 0 Huntsman Corporation COM 447011107 2910 127727 SH OTR 1 0 127727 0 Huntsman Corporation COM 447011107 4460 195800 SH Put SOLE 0 195800 0 Huntsman Corporation COM 447011107 96 4200 SH Put OTR 1 0 4200 0 Huntsman Corporation COM 447011107 33015 1449300 SH Put SOLE 0 1449300 0 Huntsman Corporation COM 447011107 784 34400 SH Put OTR 1 0 34400 0 Huntsman Corporation COM 447011107 56187 2466500 SH Put SOLE 0 2466500 0 Huntsman Corporation COM 447011107 1219 53500 SH Put OTR 1 0 53500 0 Huntsman Corporation COM 447011107 1911 83900 SH Put SOLE 0 83900 0 Huntsman Corporation COM 447011107 25 1100 SH Put OTR 1 0 1100 0 International Game Technology COM 459902102 59582 3454020 SH SOLE 0 3454020 0 International Game Technology COM 459902102 866 50215 SH OTR 1 0 50215 0 International Paper Company COM 460146103 80161 1496100 SH SOLE 0 1496100 0 International Paper Company COM 460146103 1623 30300 SH OTR 1 0 30300 0 International Paper Company COM 460146103 63369 1182700 SH Put SOLE 0 1182700 0 International Paper Company COM 460146103 1286 24000 SH Put OTR 1 0 24000 0 International Rectifier Corporation COM 460254105 65749 1647846 SH SOLE 0 1647846 0 International Rectifier Corporation COM 460254105 1158 29028 SH OTR 1 0 29028 0 Invesco Senior Income Trust COM 46131H107 1098 240801 SH SOLE 0 240801 0 Investors Bancorp, Inc. NEW COM 46146L101 7767 691968 SH SOLE 0 691968 0 Investors Bancorp, Inc. COM 46146L101 424 37742 SH OTR 1 0 37742 0 KLX Inc. COM 482539103 32071 777468 SH SOLE 0 777468 0 KLX Inc. COM 482539103 715 17331 SH OTR 1 0 17331 0 Kinder Morgan, Inc. DEL COM 49456B101 33336 787900 SH Put SOLE 0 787900 0 Kinder Morgan, Inc. DEL COM 49456B101 30 700 SH Put OTR 1 0 700 0 Kinder Morgan, Inc. DEL COM 49456B101 13497 319000 SH Put SOLE 0 319000 0 Kinder Morgan, Inc. DEL COM 49456B101 728 17200 SH Put OTR 1 0 17200 0 Kinder Morgan, Inc. DEL COM 49456B101 46714 1104100 SH SOLE 0 1104100 0 LIFE TIME FITNESS, Inc. COM 53217R207 4983 88000 SH Put SOLE 0 88000 0 LIFE TIME FITNESS, Inc. COM 53217R207 136 2400 SH Put OTR 1 0 2400 0 LIFE TIME FITNESS, Inc. COM 53217R207 6228 110000 SH SOLE 0 110000 0 LIFE TIME FITNESS, Inc. COM 53217R207 170 3000 SH OTR 1 0 3000 0 Lamar Advertising Co NEW CL A 512816109 139249 2596000 SH SOLE 0 2596000 0 Lamar Advertising Co NEW CL A 512816109 11881 221500 SH Put SOLE 0 221500 0 Lamar Advertising Co NEW CL A 512816109 268 5000 SH Put OTR 1 0 5000 0 Lamar Advertising Co NEW CL A 512816109 10251 191100 SH Put SOLE 0 191100 0 Lamar Advertising Co NEW CL A 512816109 236 4400 SH Put OTR 1 0 4400 0 Lamar Advertising Co NEW CL A 512816109 7998 149100 SH Put SOLE 0 149100 0 Lamar Advertising Co NEW CL A 512816109 177 3300 SH Put OTR 1 0 3300 0 Level 3 Communications, Inc. COM NEW 52729N308 9 192 SH SOLE 0 192 0 Liberty Global PLC SHS CL A G5480U104 0 3 SH SOLE 0 3 0 Liberty Global PLC SHS CL C G5480U120 27077 560481 SH SOLE 0 560481 0 Liberty Global PLC SHS CL C G5480U120 409 8461 SH OTR 1 0 8461 0 MeadWestvaco Corporation COM 583334107 44576 1004200 SH SOLE 0 1004200 0 MeadWestvaco Corporation COM 583334107 799 18000 SH OTR 1 0 18000 0 MeadWestvaco Corporation COM 583334107 35658 803300 SH Put SOLE 0 803300 0 MeadWestvaco Corporation COM 583334107 639 14400 SH Put OTR 1 0 14400 0 Media General, Inc. NEW COM 58441K100 87 5200 SH Put SOLE 0 5200 0 Media General, Inc. NEW COM 58441K100 88 5245 SH SOLE 0 5245 0 Newmont Mining Corporation COM 651639106 25112 1328687 SH SOLE 0 1328687 0 Newmont Mining Corporation COM 651639106 481 25455 SH OTR 1 0 25455 0 Noble Corporation plc SHS USD G65431101 16408 990217 SH SOLE 0 990217 0 Noble Corporation plc SHS USD G65431101 331 19991 SH OTR 1 0 19991 0 Noble Jan.19 put SHS USD G65431101 3249 196100 SH Put SOLE 0 196100 0 Noble Jan.19 put SHS USD G65431101 65 3900 SH Put OTR 1 0 3900 0 Nuveen Energy MLP Total Return Fund COM 67074U103 21 1050 SH SOLE 0 1050 0 Occidental Petroleum Corp DEL COM 674599105 74674 926364 SH SOLE 0 926364 0 Occidental Petroleum Corp DEL COM 674599105 1286 15952 SH OTR 1 0 15952 0 Occidental Petroleum Corp DEL COM 674599105 28625 355100 SH Put SOLE 0 355100 0 Occidental Petroleum Corp DEL COM 674599105 476 5900 SH Put OTR 1 0 5900 0 Occidental Petroleum Corp DEL COM 674599105 5336 66200 SH Put SOLE 0 66200 0 Occidental Petroleum Corp DEL COM 674599105 89 1100 SH Put OTR 1 0 1100 0 Occidental Petroleum Corp DEL COM 674599105 30454 377800 SH Put SOLE 0 377800 0 Occidental Petroleum Corp DEL COM 674599105 500 6200 SH Put OTR 1 0 6200 0 Packaging Corporation of America COM 695156109 234 3000 SH Put SOLE 0 3000 0 Packaging Corporation of America COM 695156109 781 10000 SH Put OTR 1 0 10000 0 Packaging Corporation of America COM 695156109 140 1800 SH SOLE 0 1800 0 Packaging Corporation of America COM 695156109 539 6900 SH OTR 1 0 6900 0 Pfizer, Inc. COM 717081103 9498 304900 SH Put SOLE 0 304900 0 Pfizer, Inc. COM 717081103 190 6100 SH Put OTR 1 0 6100 0 Pfizer, Inc. COM 717081103 67445 2165166 SH SOLE 0 2165166 0 Pfizer, Inc. COM 717081103 1292 41491 SH OTR 1 0 41491 0 Protective Life Corporation COM 743674103 50020 718169 SH SOLE 0 718169 0 Protective Life Corporation COM 743674103 437 6281 SH OTR 1 0 6281 0 QEP Resources Inc. COM 74733V100 2069 102342 SH SOLE 0 102342 0 QEP Resources Inc. COM 74733V100 41 2032 SH OTR 1 0 2032 0 Riverbed Technology, Inc. COM 768573107 5945 291293 SH SOLE 0 291293 0 Riverbed Technology, Inc. COM 768573107 205 10020 SH OTR 1 0 10020 0 Rock -Tenn Company CL A 772739207 47906 785600 SH SOLE 0 785600 0 Rock -Tenn Company CL A 772739207 878 14400 SH OTR 1 0 14400 0 Rock -Tenn Company CL A 772739207 14952 245200 SH Put SOLE 0 245200 0 Rock -Tenn Company CL A 772739207 207 3400 SH Put OTR 1 0 3400 0 Rock -Tenn Company CL A 772739207 26295 431200 SH Put SOLE 0 431200 0 Rock -Tenn Company CL A 772739207 555 9100 SH Put OTR 1 0 9100 0 SFX Entertainment Inc. COM 784178303 14 3000 SH SOLE 0 3000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 50676 246600 SH Put SOLE 0 246600 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 699 3400 SH Put OTR 1 0 3400 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 40545 197300 SH Put SOLE 0 197300 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 555 2700 SH Put OTR 1 0 2700 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 222947 1084900 SH Put SOLE 0 1084900 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3103 15100 SH Put OTR 1 0 15100 0 Safeway Inc. COM NEW 786514208 62668 1784400 SH SOLE 0 1784400 0 Sapient Corporation COM 803062108 24540 986338 SH SOLE 0 986338 0 Sapient Corporation COM 803062108 340 13662 SH OTR 1 0 13662 0 Sigma-Aldrich Corporation COM 826552101 114600 834854 SH SOLE 0 834854 0 Sigma-Aldrich Corporation COM 826552101 1773 12919 SH OTR 1 0 12919 0 SiriusXM Holdings Inc. COM 82968B103 117939 33696986 SH SOLE 0 33696986 0 SiriusXM Holdings Inc. COM 82968B103 1969 562431 SH OTR 1 0 562431 0 Starwood Property Trust, Inc. COM 85571B105 42551 1830936 SH SOLE 0 1830936 0 Starwood Waypoint Residential Trust COM SHS 85571W109 8250 312851 SH SOLE 0 312851 0 Starwood Waypoint Residential Trust COM SHS 85571W109 123 4677 SH OTR 1 0 4677 0 T-Mobile US, Inc. COM 872590104 9275 344300 SH Put SOLE 0 344300 0 T-Mobile US, Inc. COM 872590104 65 2400 SH Put OTR 1 0 2400 0 T-Mobile US, Inc. COM 872590104 80766 2998000 SH Put SOLE 0 2998000 0 T-Mobile US, Inc. COM 872590104 1304 48400 SH Put OTR 1 0 48400 0 T-Mobile US, Inc. COM 872590104 102544 3806395 SH SOLE 0 3806395 0 T-Mobile US, Inc. COM 872590104 689 25580 SH OTR 1 0 25580 0 TRW Automotive Holdings Corp. COM 87264S106 193080 1877295 SH SOLE 0 1877295 0 TRW Automotive Holdings Corp. COM 87264S106 3037 29527 SH OTR 1 0 29527 0 The Timken Company COM 887389104 11306 264900 SH SOLE 0 264900 0 The Timken Company COM 887389104 162 3800 SH OTR 1 0 3800 0 The Timken Company COM 887389104 9048 212000 SH Put SOLE 0 212000 0 The Timken Company COM 887389104 128 3000 SH Put OTR 1 0 3000 0 Time Warner Cable Inc. COM 88732J207 268876 1768226 SH SOLE 0 1768226 0 Time Warner Cable Inc. COM 88732J207 4379 28797 SH OTR 1 0 28797 0 TriQuint Semiconductor, Inc. COM 89674K103 65205 2366791 SH SOLE 0 2366791 0 TriQuint Semiconductor, Inc. COM 89674K103 1218 44219 SH OTR 1 0 44219 0 Veritiv Corporation COM 923454102 875 16871 SH SOLE 0 16871 0 Veritiv Corporation COM 923454102 14 275 SH OTR 1 0 275 0 Verizon Communications Inc. COM 92343V104 257 5500 SH SOLE 0 5500 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 9328 273000 SH Put SOLE 0 273000 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 133 3900 SH Put OTR 1 0 3900 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 32470 950238 SH SOLE 0 950238 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 181 5300 SH OTR 1 0 5300 0 Western Asset High Income Opportunity Fun COM 95766K109 573 106644 SH SOLE 0 106644 0 Williams Companies, Inc. DEL COM 969457100 47623 1059700 SH Put SOLE 0 1059700 0 Williams Companies, Inc. DEL COM 969457100 885 19700 SH Put OTR 1 0 19700 0 Williams Companies, Inc. DEL COM 969457100 11932 265500 SH Put SOLE 0 265500 0 Williams Companies, Inc. DEL COM 969457100 189 4200 SH Put OTR 1 0 4200 0 Williams Companies, Inc. DEL COM 969457100 74443 1656500 SH SOLE 0 1656500 0 Williams Companies, Inc. DEL COM 969457100 1344 29900 SH OTR 1 0 29900 0 Winthrop Realty Trust SH BEN INT NEW 976391300 1362 87387 SH SOLE 0 87387 0 Winthrop Realty Trust SH BEN INT NEW 976391300 147 9425 SH OTR 1 0 9425 0 Yahoo! Inc. COM 984332106 10 200 SH SOLE 0 200 0 eBay Inc. COM 278642103 22813 406500 SH Put SOLE 0 406500 0 eBay Inc. COM 278642103 477 8500 SH Put OTR 1 0 8500 0 eBay Inc. COM 278642103 24014 427900 SH SOLE 0 427900 0 eBay Inc. COM 278642103 499 8900 SH OTR 1 0 8900 0 ISHARES TR RUSSELL 2000 ETF 464287655 191 1600 SH Put SOLE 0 1600 0