Chief Operating Officer and Chief Compliance Officer

0001140361-14-032478.txt : 20140814 0001140361-14-032478.hdr.sgml : 20140814 20140814112500 ACCESSION NUMBER: 0001140361-14-032478 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Westchester Capital Management, LLC CENTRAL INDEX KEY: 0001512805 IRS NUMBER: 273790558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14257 FILM NUMBER: 141040563 BUSINESS ADDRESS: STREET 1: 100 SUMMIT LAKE DRIVE CITY: VALHALLA STATE: NY ZIP: 10595 BUSINESS PHONE: 914-741-5600 MAIL ADDRESS: STREET 1: 100 SUMMIT LAKE DRIVE CITY: VALHALLA STATE: NY ZIP: 10595 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512805 XXXXXXXX 06-30-2014 06-30-2014 Westchester Capital Management, LLC

100 SUMMIT LAKE DRIVE VALHALLA NY 10595

13F HOLDINGS REPORT 028-14257 N Bruce Rubin Chief Operating Officer and Chief Compliance Officer 914-741-5600 Bruce Rubin Valhalla NY 08-14-2014 1 371 7819218 false 1 0001277372 028-11493 WESTCHESTER CAPITAL PARTNERS, LLC INFORMATION TABLE 2 form13fInfoTable.xml Agilent Technologies, Inc. COM 00846U101 4383 76300 SH Put SOLE 0 76300 0 Agilent Technologies, Inc. COM 00846U101 57 1000 SH Put OTR 1 0 1000 0 Agilent Technologies, Inc. COM 00846U101 41902 729500 SH Put SOLE 0 729500 0 Agilent Technologies, Inc. COM 00846U101 345 6000 SH Put OTR 1 0 6000 0 Agilent Technologies, Inc. COM 00846U101 58014 1010000 SH SOLE 0 1010000 0 Agilent Technologies, Inc. COM 00846U101 505 8800 SH OTR 1 0 8800 0 Allergan, Inc. COM 018490102 17548 103700 SH Put SOLE 0 103700 0 Allergan, Inc. COM 018490102 254 1500 SH Put OTR 1 0 1500 0 Allergan, Inc. COM 018490102 128245 757861 SH SOLE 0 757861 0 Allergan, Inc. COM 018490102 2149 12698 SH OTR 1 0 12698 0 American International Group, Inc. COM NEW 026874784 168808 3092863 SH SOLE 0 3092863 0 American International Group, Inc. COM NEW 026874784 3138 57496 SH OTR 1 0 57496 0 American International Group, Inc. COM NEW 026874784 20020 366800 SH Put SOLE 0 366800 0 American International Group, Inc. COM NEW 026874784 240 4400 SH Put OTR 1 0 4400 0 American International Group, Inc. COM NEW 026874784 10627 194700 SH Put SOLE 0 194700 0 American International Group, Inc. COM NEW 026874784 213 3900 SH Put OTR 1 0 3900 0 American International Group, Inc. COM NEW 026874784 10681 195700 SH Put SOLE 0 195700 0 American International Group, Inc. COM NEW 026874784 158 2900 SH Put OTR 1 0 2900 0 American International Group, Inc. COM NEW 026874784 98228 1799700 SH Put SOLE 0 1799700 0 American International Group, Inc. COM NEW 026874784 1867 34200 SH Put OTR 1 0 34200 0 Anadarko Petroleum Corporation COM 032511107 39136 357500 SH Put SOLE 0 357500 0 Anadarko Petroleum Corporation COM 032511107 974 8900 SH Put OTR 1 0 8900 0 Anadarko Petroleum Corporation COM 032511107 63679 581700 SH Put SOLE 0 581700 0 Anadarko Petroleum Corporation COM 032511107 1193 10900 SH Put OTR 1 0 10900 0 Anadarko Petroleum Corporation COM 032511107 126306 1153800 SH SOLE 0 1153800 0 Anadarko Petroleum Corporation COM 032511107 2791 25500 SH OTR 1 0 25500 0 Apollo Residential Mortgage, Inc. COM 03763V102 547 32693 SH OTR 1 0 32693 0 Ashland Inc. NEW COM 044209104 29784 273900 SH SOLE 0 273900 0 Ashland Inc. NEW COM 044209104 500 4600 SH OTR 1 0 4600 0 Ashland Inc. NEW COM 044209104 25391 233500 SH Put SOLE 0 233500 0 Ashland Inc. NEW COM 044209104 424 3900 SH Put OTR 1 0 3900 0 AutoNavi Holdings Ltd. SPONSORED ADR 05330F106 12310 588997 SH SOLE 0 588997 0 AutoNavi Holdings Ltd. SPONSORED ADR 05330F106 132 6320 SH OTR 1 0 6320 0 B/E Aerospace, Inc. COM 073302101 62958 680700 SH SOLE 0 680700 0 B/E Aerospace, Inc. COM 073302101 1767 19100 SH OTR 1 0 19100 0 B/E Aerospace, Inc. COM 073302101 27858 301200 SH Put SOLE 0 301200 0 B/E Aerospace, Inc. COM 073302101 731 7900 SH Put OTR 1 0 7900 0 B/E Aerospace, Inc. COM 073302101 8787 95000 SH Put SOLE 0 95000 0 B/E Aerospace, Inc. COM 073302101 203 2200 SH Put OTR 1 0 2200 0 BP plc SPONSORED ADR 055622104 13256 251300 SH Put SOLE 0 251300 0 BP plc SPONSORED ADR 055622104 258 4900 SH Put OTR 1 0 4900 0 BP plc SPONSORED ADR 055622104 14111 267500 SH Put SOLE 0 267500 0 BP plc SPONSORED ADR 055622104 206 3900 SH Put OTR 1 0 3900 0 BP plc SPONSORED ADR 055622104 26 500 SH Put SOLE 0 500 0 BP plc SPONSORED ADR 055622104 27968 530200 SH SOLE 0 530200 0 BP plc SPONSORED ADR 055622104 405 7677 SH OTR 1 0 7677 0 Barrick Gold Corp COM 067901108 7287 398200 SH Put SOLE 0 398200 0 Barrick Gold Corp COM 067901108 112 6100 SH Put OTR 1 0 6100 0 CBS Corporation NEW CL B 124857202 108366 1743906 SH SOLE 0 1743906 0 CBS Corporation NEW CL B 124857202 1808 29094 SH OTR 1 0 29094 0 CBS Corporation NEW CL B 124857202 33978 546800 SH Put SOLE 0 546800 0 CBS Corporation NEW CL B 124857202 516 8300 SH Put OTR 1 0 8300 0 CBS Corporation NEW CL B 124857202 21432 344900 SH Put SOLE 0 344900 0 CBS Corporation NEW CL B 124857202 342 5500 SH Put OTR 1 0 5500 0 CBS Corporation NEW CL B 124857202 19344 311300 SH Put SOLE 0 311300 0 CBS Corporation NEW CL B 124857202 342 5500 SH Put OTR 1 0 5500 0 CONSOL Energy Inc. COM 20854P109 1060 23000 SH SOLE 0 23000 0 CONSOL Energy Inc. COM 20854P109 18 400 SH OTR 1 0 400 0 CONSOL Energy Inc. COM 20854P109 903 19600 SH Put SOLE 0 19600 0 CONSOL Energy Inc. COM 20854P109 18 400 SH Put OTR 1 0 400 0 CYS Investments, Inc. COM 12673A108 86 9500 SH SOLE 0 9500 0 CenterPoint Energy, Inc. COM 15189T107 20940 819900 SH Put SOLE 0 819900 0 CenterPoint Energy, Inc. COM 15189T107 1075 42100 SH Put OTR 1 0 42100 0 CenterPoint Energy, Inc. COM 15189T107 32883 1287500 SH SOLE 0 1287500 0 Chemtura Corporation COM NEW 163893209 55670 2130500 SH SOLE 0 2130500 0 Chemtura Corporation COM NEW 163893209 1921 73500 SH OTR 1 0 73500 0 Chemtura Corporation COM NEW 163893209 7774 297500 SH Put SOLE 0 297500 0 Chemtura Corporation COM NEW 163893209 112 4300 SH Put OTR 1 0 4300 0 Chemtura Corporation COM NEW 163893209 33927 1298400 SH Put SOLE 0 1298400 0 Chemtura Corporation COM NEW 163893209 1364 52200 SH Put OTR 1 0 52200 0 Citigroup Inc. COM NEW 172967424 7395 157000 SH SOLE 0 157000 0 Citigroup Inc. COM NEW 172967424 1827 38800 SH OTR 1 0 38800 0 Citigroup Inc. COM NEW 172967424 245 5200 SH Put SOLE 0 5200 0 Citigroup Inc. COM NEW 172967424 118 2500 SH Put OTR 1 0 2500 0 Citigroup Inc. COM NEW 172967424 956 20300 SH Put SOLE 0 20300 0 Citigroup Inc. COM NEW 172967424 231 4900 SH Put OTR 1 0 4900 0 Citigroup Inc. COM NEW 172967424 1437 30500 SH Put SOLE 0 30500 0 Citigroup Inc. COM NEW 172967424 900 19100 SH Put OTR 1 0 19100 0 Civeo Corp. COM 178787107 2793 111600 SH SOLE 0 111600 0 CommonWealth REIT COM SH BEN INT 203233101 68618 2607066 SH SOLE 0 2607066 0 CommonWealth REIT COM SH BEN INT 203233101 1459 55421 SH OTR 1 0 55421 0 CommonWealth REIT COM SH BEN INT 203233101 58391 2218500 SH Put SOLE 0 2218500 0 CommonWealth REIT COM SH BEN INT 203233101 1148 43600 SH Put OTR 1 0 43600 0 CommonWealth REIT CV PFD-E 7.25% 203233606 3945 152700 SH SOLE 0 152700 0 Corrections Corp Amer NEW COM NEW 22025Y407 12677 385900 SH Put SOLE 0 385900 0 Corrections Corp Amer NEW COM NEW 22025Y407 194 5900 SH Put OTR 1 0 5900 0 Corrections Corp Amer NEW COM NEW 22025Y407 25354 771800 SH SOLE 0 771800 0 Corrections Corp Amer NEW COM NEW 22025Y407 384 11700 SH OTR 1 0 11700 0 Covidien PLC SHS G2554F113 165085 1830614 SH SOLE 0 1830614 0 DIRECTV COM 25490A309 126041 1482661 SH SOLE 0 1482661 0 DIRECTV COM 25490A309 2237 26312 SH OTR 1 0 26312 0 DISH Network Corp. CL A 25470M109 62887 966300 SH SOLE 0 966300 0 DISH Network Corp. CL A 25470M109 1243 19100 SH OTR 1 0 19100 0 DISH Network Corp. CL A 25470M109 56841 873400 SH Put SOLE 0 873400 0 DISH Network Corp. CL A 25470M109 1113 17100 SH Put OTR 1 0 17100 0 Dow Chemical Company COM 260543103 71360 1386700 SH SOLE 0 1386700 0 Dow Chemical Company COM 260543103 1168 22700 SH OTR 1 0 22700 0 Dow Chemical Company COM 260543103 10199 198200 SH Put SOLE 0 198200 0 Dow Chemical Company COM 260543103 242 4700 SH Put OTR 1 0 4700 0 Dow Chemical Company COM 260543103 45110 876600 SH Put SOLE 0 876600 0 Dow Chemical Company COM 260543103 618 12000 SH Put OTR 1 0 12000 0 Du Pont E I de Nemours & Co. COM 263534109 104868 1602500 SH SOLE 0 1602500 0 Du Pont E I de Nemours & Co. COM 263534109 2042 31200 SH OTR 1 0 31200 0 Du Pont E I de Nemours & Co. COM 263534109 70944 1084100 SH Put SOLE 0 1084100 0 Du Pont E I de Nemours & Co. COM 263534109 1427 21800 SH Put OTR 1 0 21800 0 Du Pont E I de Nemours & Co. COM 263534109 8893 135900 SH Put SOLE 0 135900 0 Du Pont E I de Nemours & Co. COM 263534109 131 2000 SH Put OTR 1 0 2000 0 Eaton Vance Flting-Rate Inc COM 278279104 84 5564 SH SOLE 0 5564 0 Endo International Plc SHS G30401106 8865 126600 SH Put SOLE 0 126600 0 Endo International Plc SHS G30401106 448 6400 SH Put OTR 1 0 6400 0 Endo International Plc SHS G30401106 13160 187947 SH SOLE 0 187947 0 Endo International Plc SHS G30401106 294 4200 SH OTR 1 0 4200 0 Ensco PLC SHS CLASS A G3157S106 49530 891300 SH SOLE 0 891300 0 Ensco PLC SHS CLASS A G3157S106 839 15100 SH OTR 1 0 15100 0 Ensco PLC SHS CLASS A G3157S106 27768 499700 SH Put SOLE 0 499700 0 Ensco PLC SHS CLASS A G3157S106 467 8400 SH Put OTR 1 0 8400 0 Equinix, Inc. COM NEW 29444U502 9349 44500 SH Put SOLE 0 44500 0 Equinix, Inc. COM NEW 29444U502 20904 99500 SH Put SOLE 0 99500 0 Equinix, Inc. COM NEW 29444U502 651 3100 SH Put OTR 1 0 3100 0 Equinix, Inc. COM NEW 29444U502 70443 335300 SH SOLE 0 335300 0 Equinix, Inc. COM NEW 29444U502 1303 6200 SH OTR 1 0 6200 0 First Tr MLP & Energy Income COM 33739B104 23 1048 SH SOLE 0 1048 0 First Tr Sr Flg Rte Income Fd COM 33733U108 40 2772 SH SOLE 0 2772 0 Forest Laboratories, Inc. COM 345838106 192027 1939667 SH SOLE 0 1939667 0 Foster Wheeler AG COM H27178104 19701 578257 SH SOLE 0 578257 0 Foster Wheeler AG COM H27178104 750 22004 SH OTR 1 0 22004 0 General Electric Company COM 369604103 2804 106700 SH Put SOLE 0 106700 0 General Electric Company COM 369604103 1406 53500 SH Put SOLE 0 53500 0 General Electric Company COM 369604103 1577 60000 SH Put OTR 1 0 60000 0 General Electric Company COM 369604103 4665 177500 SH SOLE 0 177500 0 General Electric Company COM 369604103 1577 60000 SH OTR 1 0 60000 0 General Motors Co. COM 37045V100 113906 3137900 SH SOLE 0 3137900 0 General Motors Co. COM 37045V100 3332 91800 SH OTR 1 0 91800 0 General Motors Co. COM 37045V100 16673 459300 SH Put SOLE 0 459300 0 General Motors Co. COM 37045V100 276 7600 SH Put OTR 1 0 7600 0 General Motors Co. COM 37045V100 17584 484400 SH Put SOLE 0 484400 0 General Motors Co. COM 37045V100 566 15600 SH Put OTR 1 0 15600 0 Gilead Sciences, Inc. COM 375558103 2653 32000 SH Put SOLE 0 32000 0 Gilead Sciences, Inc. COM 375558103 854 10300 SH Put OTR 1 0 10300 0 Gilead Sciences, Inc. COM 375558103 2794 33700 SH SOLE 0 33700 0 Gilead Sciences, Inc. COM 375558103 895 10800 SH OTR 1 0 10800 0 Keurig Green Mtn Inc COM 49271M100 723 5800 SH Put SOLE 0 5800 0 Keurig Green Mtn Inc COM 49271M100 3016 24200 SH Put OTR 1 0 24200 0 Keurig Green Mtn Inc COM 49271M100 723 5800 SH Put SOLE 0 5800 0 Keurig Green Mtn Inc COM 49271M100 3016 24200 SH Put OTR 1 0 24200 0 Keurig Green Mtn Inc COM 49271M100 723 5800 SH Put SOLE 0 5800 0 Keurig Green Mtn Inc COM 49271M100 3016 24200 SH Put OTR 1 0 24200 0 Keurig Green Mtn Inc COM 49271M100 723 5800 SH Put SOLE 0 5800 0 Keurig Green Mtn Inc COM 49271M100 3016 24200 SH Put OTR 1 0 24200 0 Halliburton Company COM 406216101 2393 33700 SH SOLE 0 33700 0 Halliburton Company COM 406216101 20643 290700 SH Put SOLE 0 290700 0 Halliburton Company COM 406216101 320 4500 SH Put OTR 1 0 4500 0 Hertz Global Holdings, Inc. COM 42805T105 5976 213200 SH Put SOLE 0 213200 0 Hertz Global Holdings, Inc. COM 42805T105 87 3100 SH Put OTR 1 0 3100 0 Hertz Global Holdings, Inc. COM 42805T105 5962 212700 SH SOLE 0 212700 0 Hertz Global Holdings, Inc. COM 42805T105 87 3100 SH OTR 1 0 3100 0 Hess Corporation COM 42809H107 116324 1176300 SH Put SOLE 0 1176300 0 Hess Corporation COM 42809H107 1424 14400 SH Put OTR 1 0 14400 0 Hess Corporation COM 42809H107 157858 1596300 SH SOLE 0 1596300 0 Hess Corporation COM 42809H107 2047 20700 SH OTR 1 0 20700 0 Hillshire Brands Company COM 432589109 1682 27000 SH Put SOLE 0 27000 0 Hillshire Brands Company COM 432589109 25 400 SH Put OTR 1 0 400 0 Hillshire Brands Company COM 432589109 254667 4087750 SH SOLE 0 4087750 0 Hillshire Brands Company COM 432589109 4513 72441 SH OTR 1 0 72441 0 Hillshire Brands Company COM 432589109 74287 1192400 SH Put SOLE 0 1192400 0 Hillshire Brands Company COM 432589109 1215 19500 SH Put OTR 1 0 19500 0 Hillshire Brands Company COM 432589109 27088 434800 SH Put SOLE 0 434800 0 Hillshire Brands Company COM 432589109 505 8100 SH Put OTR 1 0 8100 0 Hudson City Bancorp, Inc. COM 443683107 96269 9793359 SH SOLE 0 9793359 0 Hudson City Bancorp, Inc. COM 443683107 3407 346587 SH OTR 1 0 346587 0 Huntsman Corporation COM 447011107 79315 2822600 SH Put SOLE 0 2822600 0 Huntsman Corporation COM 447011107 1481 52700 SH Put OTR 1 0 52700 0 Huntsman Corporation COM 447011107 31 1100 SH Put SOLE 0 1100 0 Huntsman Corporation COM 447011107 312 11100 SH Put OTR 1 0 11100 0 Huntsman Corporation COM 447011107 35499 1263300 SH Put SOLE 0 1263300 0 Huntsman Corporation COM 447011107 846 30100 SH Put OTR 1 0 30100 0 Huntsman Corporation COM 447011107 148670 5290746 SH SOLE 0 5290746 0 Huntsman Corporation COM 447011107 3524 125400 SH OTR 1 0 125400 0 International Paper Company COM 460146103 95636 1894900 SH SOLE 0 1894900 0 International Paper Company COM 460146103 1565 31000 SH OTR 1 0 31000 0 International Paper Company COM 460146103 9231 182900 SH Put SOLE 0 182900 0 International Paper Company COM 460146103 136 2700 SH Put OTR 1 0 2700 0 International Paper Company COM 460146103 50051 991700 SH Put SOLE 0 991700 0 International Paper Company COM 460146103 853 16900 SH Put OTR 1 0 16900 0 International Paper Company COM 460146103 14147 280300 SH Put SOLE 0 280300 0 International Paper Company COM 460146103 207 4100 SH Put OTR 1 0 4100 0 Invesco Senior Income Trust COM 46131H107 1206 240801 SH SOLE 0 240801 0 Investors Bancorp, Inc. NEW COM 46146L101 15941 1442639 SH SOLE 0 1442639 0 Investors Bancorp, Inc. NEW COM 46146L101 867 78489 SH OTR 1 0 78489 0 Iron Mountain Incorporated COM 462846106 67068 1891900 SH SOLE 0 1891900 0 Iron Mountain Incorporated COM 462846106 1524 43000 SH OTR 1 0 43000 0 Iron Mountain Incorporated COM 462846106 38105 1074900 SH Put SOLE 0 1074900 0 Iron Mountain Incorporated COM 462846106 869 24500 SH Put OTR 1 0 24500 0 Iron Mountain Incorporated COM 462846106 17725 500000 SH Put SOLE 0 500000 0 Iron Mountain Incorporated COM 462846106 291 8200 SH Put OTR 1 0 8200 0 King Digital Entertainment plc ORD SHS G5258J109 103 5000 SH SOLE 0 5000 0 Lamar Advertising Company CL A 512815101 168296 3175400 SH SOLE 0 3175400 0 Lamar Advertising Company CL A 512815101 3959 74700 SH OTR 1 0 74700 0 Lamar Advertising Company CL A 512815101 2809 53000 SH Put SOLE 0 53000 0 Lamar Advertising Company CL A 512815101 217 4100 SH Put OTR 1 0 4100 0 Lamar Advertising Company CL A 512815101 17596 332000 SH Put SOLE 0 332000 0 Lamar Advertising Company CL A 512815101 398 7500 SH Put OTR 1 0 7500 0 Lamar Advertising Company CL A 512815101 17596 332000 SH Put SOLE 0 332000 0 Lamar Advertising Company CL A 512815101 398 7500 SH Put OTR 1 0 7500 0 Liberty Global PLC SHS CL C G5480U120 15395 363871 SH SOLE 0 363871 0 Liberty Global PLC SHS CL C G5480U120 234 5529 SH OTR 1 0 5529 0 Liberty Media Corp Delaware CL A 531229102 92 670 SH SOLE 0 670 0 Lorillard, Inc. COM 544147101 12011 197000 SH Put SOLE 0 197000 0 Lorillard, Inc. COM 544147101 183 3000 SH Put OTR 1 0 3000 0 Lorillard, Inc. COM 544147101 12017 197100 SH SOLE 0 197100 0 Lorillard, Inc. COM 544147101 177 2900 SH OTR 1 0 2900 0 Mallinckrodt PUB LTD CO SHS G5785G107 7786 97300 SH Put SOLE 0 97300 0 Mallinckrodt PUB LTD CO SHS G5785G107 192 2400 SH Put OTR 1 0 2400 0 Mallinckrodt PUB LTD CO SHS G5785G107 55718 696300 SH Put SOLE 0 696300 0 Mallinckrodt PUB LTD CO SHS G5785G107 1144 14300 SH Put OTR 1 0 14300 0 Mallinckrodt PUB LTD CO SHS G5785G107 54470 680700 SH SOLE 0 680700 0 Mallinckrodt PUB LTD CO SHS G5785G107 1440 18000 SH OTR 1 0 18000 0 Manitowoc Inc COM 563571108 9589 291800 SH Put SOLE 0 291800 0 Manitowoc Inc COM 563571108 283 8600 SH Put OTR 1 0 8600 0 Manitowoc Inc COM 563571108 11984 364700 SH SOLE 0 364700 0 Manitowoc Inc COM 563571108 355 10800 SH OTR 1 0 10800 0 Microsoft Corp. COM 594918104 4082 97900 SH SOLE 0 97900 0 Microsoft Corp. COM 594918104 892 21400 SH OTR 1 0 21400 0 Microsoft Corp. COM 594918104 3061 73400 SH Put SOLE 0 73400 0 Microsoft Corp. COM 594918104 671 16100 SH Put OTR 1 0 16100 0 NOW Inc. COM 67011P100 15807 436525 SH SOLE 0 436525 0 NOW Inc. COM 67011P100 255 7050 SH OTR 1 0 7050 0 National Oilwell Varco Inc. COM 637071101 143791 1746100 SH SOLE 0 1746100 0 National Oilwell Varco Inc. COM 637071101 2322 28200 SH OTR 1 0 28200 0 Navient Corp. COM 63938C108 86897 4906681 SH SOLE 0 4906681 0 Navient Corp. COM 63938C108 2095 118283 SH OTR 1 0 118283 0 Newmont Mining Corporation COM 651639106 41167 1618187 SH SOLE 0 1618187 0 Newmont Mining Corporation COM 651639106 790 31055 SH OTR 1 0 31055 0 Newmont Mining Corporation COM 651639106 9080 356900 SH Put SOLE 0 356900 0 Newmont Mining Corporation COM 651639106 193 7600 SH Put OTR 1 0 7600 0 Noble Corporation plc SHS USD G65431101 8456 237800 SH Put SOLE 0 237800 0 Noble Corporation plc SHS USD G65431101 203 5700 SH Put OTR 1 0 5700 0 Noble Corporation plc SHS USD G65431101 20952 589200 SH Put SOLE 0 589200 0 Noble Corporation plc SHS USD G65431101 373 10500 SH Put OTR 1 0 10500 0 Noble Corporation plc SHS USD G65431101 54208 1524400 SH Put SOLE 0 1524400 0 Noble Corporation plc SHS USD G65431101 971 27300 SH Put OTR 1 0 27300 0 Noble Corporation plc SHS USD G65431101 103939 3097109 SH SOLE 0 3097109 0 Noble Corporation plc SHS USD G65431101 1939 57791 SH OTR 1 0 57791 0 Nuveen Energy MLP Totl RtrnF COM 67074U103 23 1050 SH SOLE 0 1050 0 Occidental Petroleum Corp DEL COM 674599105 16339 159200 SH Put SOLE 0 159200 0 Occidental Petroleum Corp DEL COM 674599105 246 2400 SH Put OTR 1 0 2400 0 Occidental Petroleum Corp DEL COM 674599105 19017 185300 SH Put SOLE 0 185300 0 Occidental Petroleum Corp DEL COM 674599105 298 2900 SH Put OTR 1 0 2900 0 Occidental Petroleum Corp DEL COM 674599105 37655 366900 SH Put SOLE 0 366900 0 Occidental Petroleum Corp DEL COM 674599105 595 5800 SH Put OTR 1 0 5800 0 Occidental Petroleum Corp DEL COM 674599105 114371 1114400 SH SOLE 0 1114400 0 Occidental Petroleum Corp DEL COM 674599105 1950 19000 SH OTR 1 0 19000 0 Occidental Petroleum Corp DEL COM 674599105 10992 107100 SH Put SOLE 0 107100 0 Occidental Petroleum Corp DEL COM 674599105 236 2300 SH Put OTR 1 0 2300 0 Oil States International, Inc. COM 678026105 3576 55800 SH SOLE 0 55800 0 PetroLogistics LP UNIT LTD PTH INT 71672U101 10207 710778 SH SOLE 0 710778 0 Pfizer Inc. COM 717081103 115217 3881966 SH SOLE 0 3881966 0 Pfizer Inc. COM 717081103 2057 69291 SH OTR 1 0 69291 0 Pfizer Inc. COM 717081103 13047 439600 SH Put SOLE 0 439600 0 Pfizer Inc. COM 717081103 134 4500 SH Put OTR 1 0 4500 0 Pfizer Inc. COM 717081103 6963 234600 SH Put SOLE 0 234600 0 Pfizer Inc. COM 717081103 160 5400 SH Put OTR 1 0 5400 0 Pfizer Inc. COM 717081103 9257 311900 SH Put SOLE 0 311900 0 Pfizer Inc. COM 717081103 139 4700 SH Put OTR 1 0 4700 0 Pfizer Inc. COM 717081103 17232 580600 SH Put SOLE 0 580600 0 Pfizer Inc. COM 717081103 261 8800 SH Put OTR 1 0 8800 0 Protective Life Corporation COM 743674103 47472 684719 SH SOLE 0 684719 0 Protective Life Corporation COM 743674103 435 6281 SH OTR 1 0 6281 0 QEP Midstream Partners, LP COM UNIT RP LTD 74735R115 129 5000 SH SOLE 0 5000 0 QEP Resources Inc. COM 74733V100 104373 3025300 SH SOLE 0 3025300 0 QEP Resources Inc. COM 74733V100 2056 59600 SH OTR 1 0 59600 0 QEP Resources Inc. COM 74733V100 83152 2410200 SH Put SOLE 0 2410200 0 QEP Resources Inc. COM 74733V100 1446 41900 SH Put OTR 1 0 41900 0 QEP Resources Inc. COM 74733V100 17 500 SH Put SOLE 0 500 0 QEP Resources Inc. COM 74733V100 186 5400 SH Put OTR 1 0 5400 0 Questcor Pharmaceuticals, Inc. COM 74835Y101 18588 200972 SH SOLE 0 200972 0 Questcor Pharmaceuticals, Inc. COM 74835Y101 381 4121 SH OTR 1 0 4121 0 RDA Microelectronics Inc. SPONSORED ADR 749394102 9888 577936 SH SOLE 0 577936 0 RDA Microelectronics Inc. SPONSORED ADR 749394102 272 15896 SH OTR 1 0 15896 0 Royal Bk Scotland Group PLC ADR PREF SER N 780097770 1937 80700 SH SOLE 0 80700 0 SFX Entertainment Inc. COM 784178303 24 3000 SH SOLE 0 3000 0 SLM Corporation COM 78442P106 34219 4117776 SH SOLE 0 4117776 0 SLM Corporation COM 78442P106 880 105924 SH OTR 1 0 105924 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 77133 394100 SH Put SOLE 0 394100 0 SPDR S&P 500 ETF TR TR UNIT 78462F104 1155 5900 SH Put OTR 1 0 5900 0 SPDR S&P 500 ETF TR TR UNIT 78462F105 77114 394000 SH Put SOLE 0 394000 0 SPDR S&P 500 ETF TR TR UNIT 78462F106 1174 6000 SH Put OTR 1 0 6000 0 SPDR S&P 500 ETF TR TR UNIT 78462F107 115690 591100 SH Put SOLE 0 591100 0 SPDR S&P 500 ETF TR TR UNIT 78462F108 1742 8900 SH Put OTR 1 0 8900 0 SPDR S&P 500 ETF TR TR UNIT 78462F109 96392 492500 SH Put SOLE 0 492500 0 SPDR S&P 500 ETF TR TR UNIT 78462F110 1468 7500 SH Put OTR 1 0 7500 0 SPDR S&P 500 ETF TR TR UNIT 78462F111 96392 492500 SH Put SOLE 0 492500 0 SPDR S&P 500 ETF TR TR UNIT 78462F112 1468 7500 SH Put OTR 1 0 7500 0 Safeway Inc. COM NEW 786514208 89852 2616538 SH SOLE 0 2616538 0 SiriusXM Holdings Inc. COM 82968B103 120935 34952365 SH SOLE 0 34952365 0 SiriusXM Holdings Inc. COM 82968B103 2050 592431 SH OTR 1 0 592431 0 Sprint Corporation COM SER 1 85207U105 18450 2162900 SH Put SOLE 0 2162900 0 Sprint Corporation COM SER 1 85207U105 337 39500 SH Put OTR 1 0 39500 0 Sprint Corporation COM SER 1 85207U105 43451 5093900 SH Put SOLE 0 5093900 0 Sprint Corporation COM SER 1 85207U105 809 94800 SH Put OTR 1 0 94800 0 Sprint Corporation COM SER 1 85207U105 78588 9213119 SH SOLE 0 9213119 0 Sprint Corporation COM SER 1 85207U105 1434 168067 SH OTR 1 0 168067 0 Starwood Property Trust, Inc. COM 85571B105 43391 1825454 SH SOLE 0 1825454 0 Starwood Waypoint Residential COM SHS 85571W109 8200 312851 SH SOLE 0 312851 0 Starwood Waypoint Residential COM SHS 85571W109 123 4677 SH OTR 1 0 4677 0 T-Mobile US, Inc. COM 872590104 81687 2429700 SH Put SOLE 0 2429700 0 T-Mobile US, Inc. COM 872590104 1331 39600 SH Put OTR 1 0 39600 0 T-Mobile US, Inc. COM 872590104 100297 2983241 SH SOLE 0 2983241 0 T-Mobile US, Inc. COM 872590104 569 16915 SH OTR 1 0 16915 0 Texas Industries, Inc. COM 882491103 101754 1101708 SH SOLE 0 1101708 0 Texas Industries, Inc. COM 882491103 1745 18892 SH OTR 1 0 18892 0 Timken Company COM 887389104 51022 752100 SH SOLE 0 752100 0 Timken Company COM 887389104 895 13200 SH OTR 1 0 13200 0 Timken Company COM 887389104 33669 496300 SH Put SOLE 0 496300 0 Timken Company COM 887389104 590 8700 SH Put OTR 1 0 8700 0 Time Warner Cable Inc. COM 88732J207 243932 1656024 SH SOLE 0 1656024 0 Time Warner Cable Inc. COM 88732J207 4057 27544 SH OTR 1 0 27544 0 Time Warner Cable Inc. COM 88732J207 62558 424700 SH Put SOLE 0 424700 0 Time Warner Cable Inc. COM 88732J207 1002 6800 SH Put OTR 1 0 6800 0 Transocean Ltd. REG SHS H8817H100 2396 53200 SH Put SOLE 0 53200 0 Transocean Ltd. REG SHS H8817H100 36 800 SH Put OTR 1 0 800 0 Transocean Ltd. REG SHS H8817H100 7979 177200 SH Put SOLE 0 177200 0 Transocean Ltd. REG SHS H8817H100 234 5200 SH Put OTR 1 0 5200 0 Transocean Ltd. REG SHS H8817H100 1108 24600 SH Put SOLE 0 24600 0 Transocean Ltd. REG SHS H8817H100 18 400 SH Put OTR 1 0 400 0 Transocean Ltd. REG SHS H8817H100 16981 377100 SH SOLE 0 377100 0 Transocean Ltd. REG SHS H8817H100 401 8900 SH OTR 1 0 8900 0 Verizon Communications Inc. COM 92343V104 6571 134300 SH Put SOLE 0 134300 0 Verizon Communications Inc. COM 92343V104 103 2100 SH Put OTR 1 0 2100 0 Verizon Communications Inc. COM 92343V104 3699 75600 SH Put SOLE 0 75600 0 Verizon Communications Inc. COM 92343V104 142 2900 SH Put OTR 1 0 2900 0 Verizon Communications Inc. COM 92343V104 23959 489667 SH SOLE 0 489667 0 Verizon Communications Inc. COM 92343V104 763 15600 SH OTR 1 0 15600 0 Verizon Communications Inc. COM 92343V104 807 16500 SH Put SOLE 0 16500 0 Verizon Communications Inc. COM 92343V104 186 3800 SH Put OTR 1 0 3800 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 3049 91300 SH Put SOLE 0 91300 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 47 1400 SH Put OTR 1 0 1400 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 5756 172400 SH Put SOLE 0 172400 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 87 2600 SH Put OTR 1 0 2600 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 2634 78900 SH Put SOLE 0 78900 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 37 1100 SH Put OTR 1 0 1100 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 46098 1380598 SH SOLE 0 1380598 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 677 20286 SH OTR 1 0 20286 0 Walgreen Company COM 931422109 38318 516900 SH SOLE 0 516900 0 Walgreen Company COM 931422109 956 12900 SH OTR 1 0 12900 0 Walgreen Company COM 931422109 11853 159900 SH Put SOLE 0 159900 0 Walgreen Company COM 931422109 348 4700 SH Put OTR 1 0 4700 0 Walgreen Company COM 931422109 15508 209200 SH Put SOLE 0 209200 0 Walgreen Company COM 931422109 341 4600 SH Put OTR 1 0 4600 0 Western Asset High Incm Opp COM 95766K109 651 106644 SH SOLE 0 106644 0 Weyerhaeuser Company COM 962166104 43646 1319000 SH SOLE 0 1319000 0 Weyerhaeuser Company COM 962166104 156 4700 SH OTR 1 0 4700 0 Weyerhaeuser Company COM 962166104 42971 1298600 SH Put SOLE 0 1298600 0 Weyerhaeuser Company COM 962166104 695 21000 SH Put OTR 1 0 21000 0 Weyerhaeuser Company COM 962166104 11363 343400 SH Put SOLE 0 343400 0 Weyerhaeuser Company COM 962166104 172 5200 SH Put OTR 1 0 5200 0 Williams COS INC DEL COM 969457100 13481 231600 SH Put SOLE 0 231600 0 Williams COS INC DEL COM 969457100 256 4400 SH Put OTR 1 0 4400 0 Williams COS INC DEL COM 969457100 15990 274700 SH Put SOLE 0 274700 0 Williams COS INC DEL COM 969457100 309 5300 SH Put OTR 1 0 5300 0 Williams COS INC DEL COM 969457100 1001 17200 SH SOLE 0 17200 0 Yahoo! Inc. COM 984332106 45160 1285500 SH SOLE 0 1285500 0 Yahoo! Inc. COM 984332106 840 23900 SH OTR 1 0 23900 0 Yahoo! Inc. COM 984332106 17238 490700 SH Put SOLE 0 490700 0 Yahoo! Inc. COM 984332106 260 7400 SH Put OTR 1 0 7400 0 Yahoo! Inc. COM 984332106 21148 602000 SH Put SOLE 0 602000 0 Yahoo! Inc. COM 984332106 457 13000 SH Put OTR 1 0 13000 0 iShares RUSSELL 2000 ETF 464287655 356 3000 SH Put SOLE 0 3000 0 iShares RUSSELL 2000 ETF 464287655 356 3000 SH Put SOLE 0 3000 0 iShares RUSSELL 2000 ETF 464287655 618 5200 SH Put SOLE 0 5200 0 iShares RUSSELL 2000 ETF 464287655 618 5200 SH Put SOLE 0 5200 0