Chief Operating Officer and Chief Compliance Officer

0001140361-14-021470.txt : 20140515 0001140361-14-021470.hdr.sgml : 20140515 20140515150820 ACCESSION NUMBER: 0001140361-14-021470 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Westchester Capital Management, LLC CENTRAL INDEX KEY: 0001512805 IRS NUMBER: 273790558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14257 FILM NUMBER: 14846524 BUSINESS ADDRESS: STREET 1: 100 SUMMIT LAKE DRIVE CITY: VALHALLA STATE: NY ZIP: 10595 BUSINESS PHONE: 914-741-5600 MAIL ADDRESS: STREET 1: 100 SUMMIT LAKE DRIVE CITY: VALHALLA STATE: NY ZIP: 10595 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512805 XXXXXXXX 03-31-2014 03-31-2014 Westchester Capital Management, LLC

100 SUMMIT LAKE DRIVE VALHALLA NY 10595

13F HOLDINGS REPORT 028-14257 N Bruce Rubin Chief Operating Officer and Chief Compliance Officer 914-741-5600 Bruce Rubin Valhalla NY 05-15-2014 1 381 7645785 false 1 0001277372 028-11493 WESTCHESTER CAPITAL PARTNERS, LLC INFORMATION TABLE 2 form13fInfoTable.xml Agilent Technologies Inc COM 00846U101 4267 76300 SH Put SOLE 0 76300 0 Agilent Technologies Inc COM 00846U101 56 1000 SH Put OTR 1 0 1000 0 Agilent Technologies Inc COM 00846U101 50199 897700 SH Put SOLE 0 897700 0 Agilent Technologies Inc COM 00846U101 979 17500 SH Put OTR 1 0 17500 0 Agilent Technologies Inc COM 00846U101 56971 1018800 SH SOLE 0 1018800 0 Agilent Technologies Inc COM 00846U101 1074 19200 SH OTR 1 0 19200 0 Allegion Pub Ltd Co ORD SHS G0176J109 9505 182200 SH Put SOLE 0 182200 0 Allegion Pub Ltd Co ORD SHS G0176J109 203 3900 SH Put OTR 1 0 3900 0 Allegion Pub Ltd Co ORD SHS G0176J109 13575 260200 SH SOLE 0 260200 0 Allegion Pub Ltd Co ORD SHS G0176J109 292 5600 SH OTR 1 0 5600 0 American Airlines Group Inc. COM 02376R102 16799 459000 SH Put SOLE 0 459000 0 American Airlines Group Inc. COM 02376R102 304 8300 SH Put OTR 1 0 8300 0 American Airlines Group Inc. PFD A MAND CV 02376R409 2283 82459 SH SOLE 0 82459 0 American Airlines Group Inc. PFD A MAND CV 02376R409 59 2123 SH OTR 1 0 2123 0 American Airlines Group Inc. COM 02376R102 23829 651073 SH SOLE 0 651073 0 American Airlines Group Inc. COM 02376R102 521 14232 SH OTR 1 0 14232 0 American International Group, Inc. COM NEW 026874784 4571 91400 SH Put SOLE 0 91400 0 American International Group, Inc. COM NEW 026874784 9337 186700 SH Put SOLE 0 186700 0 American International Group, Inc. COM NEW 026874784 145 2900 SH Put OTR 1 0 2900 0 American International Group, Inc. COM NEW 026874784 9737 194700 SH Put SOLE 0 194700 0 American International Group, Inc. COM NEW 026874784 195 3900 SH Put OTR 1 0 3900 0 American International Group, Inc. COM NEW 026874784 40 800 SH Put SOLE 0 800 0 American International Group, Inc. COM NEW 026874784 56146 1122700 SH Put SOLE 0 1122700 0 American International Group, Inc. COM NEW 026874784 965 19300 SH Put OTR 1 0 19300 0 American International Group, Inc. COM NEW 026874784 50710 1014000 SH Put SOLE 0 1014000 0 American International Group, Inc. COM NEW 026874784 1050 21000 SH Put OTR 1 0 21000 0 American International Group, Inc. COM NEW 026874784 169034 3380000 SH SOLE 0 3380000 0 American International Group, Inc. COM NEW 026874784 3031 60600 SH OTR 1 0 60600 0 Anadarko Petroleum Corporation COM 032511107 95363 1125100 SH SOLE 0 1125100 0 Anadarko Petroleum Corporation COM 032511107 1763 20800 SH OTR 1 0 20800 0 Anadarko Petroleum Corporation COM 032511107 7408 87400 SH Put SOLE 0 87400 0 Anadarko Petroleum Corporation COM 032511107 59 700 SH Put OTR 1 0 700 0 Anadarko Petroleum Corporation COM 032511107 74038 873500 SH Put SOLE 0 873500 0 Anadarko Petroleum Corporation COM 032511107 1399 16500 SH Put OTR 1 0 16500 0 Apollo Residential Mtg Inc COM 03763V102 138 8488 SH SOLE 0 8488 0 Apollo Residential Mtg Inc COM 03763V102 531 32693 SH OTR 1 0 32693 0 Ashland Inc. COM 044209104 26223 263600 SH Put SOLE 0 263600 0 Ashland Inc. COM 044209104 438 4400 SH Put OTR 1 0 4400 0 Ashland Inc. COM 044209104 21975 220900 SH Put SOLE 0 220900 0 Ashland Inc. COM 044209104 368 3700 SH Put OTR 1 0 3700 0 Ashland Inc. COM 044209104 54624 549100 SH SOLE 0 549100 0 Ashland Inc. COM 044209104 915 9200 SH OTR 1 0 9200 0 AT&T Inc. COM 00206R102 18222 519600 SH SOLE 0 519600 0 AT&T Inc. COM 00206R102 1571 44800 SH OTR 1 0 44800 0 AT&T Inc. COM 00206R102 309 8800 SH Put SOLE 0 8800 0 AT&T Inc. COM 00206R102 15396 439000 SH Put SOLE 0 439000 0 AT&T Inc. COM 00206R102 1210 34500 SH Put OTR 1 0 34500 0 Beam Inc COM 073730103 10872 130519 SH SOLE 0 130519 0 Beam Inc COM 073730103 164 1971 SH OTR 1 0 1971 0 BP plc ADR SPONSORED ADR 055622104 13675 284300 SH Put SOLE 0 284300 0 BP plc ADR SPONSORED ADR 055622104 202 4200 SH Put OTR 1 0 4200 0 BP plc ADR SPONSORED ADR 055622104 16089 334500 SH SOLE 0 334500 0 BP plc ADR SPONSORED ADR 055622104 283 5877 SH OTR 1 0 5877 0 CapitalSource Inc. COM 14055X102 4047 277379 SH SOLE 0 277379 0 CapitalSource Inc. COM 14055X102 97 6657 SH OTR 1 0 6657 0 CBS Corp NEW CL B 124857202 17032 275600 SH SOLE 0 275600 0 CBS Corp NEW CL B 124857202 593 9600 SH OTR 1 0 9600 0 CBS Corp NEW CL B 124857202 13627 220500 SH Put SOLE 0 220500 0 CBS Corp NEW CL B 124857202 476 7700 SH Put OTR 1 0 7700 0 CenterPoint Energy Inc COM 15189T107 19423 819900 SH Put SOLE 0 819900 0 CenterPoint Energy Inc COM 15189T107 997 42100 SH Put OTR 1 0 42100 0 CenterPoint Energy Inc COM 15189T107 31811 1342800 SH SOLE 0 1342800 0 Chemtura Corporation COM NEW 163893209 41445 1638800 SH SOLE 0 1638800 0 Chemtura Corporation COM NEW 163893209 1677 66300 SH OTR 1 0 66300 0 Chemtura Corporation COM NEW 163893209 31317 1238300 SH Put SOLE 0 1238300 0 Chemtura Corporation COM NEW 163893209 1257 49700 SH Put OTR 1 0 49700 0 Citigroup Inc. COM NEW 172967424 1033 21700 SH Put SOLE 0 21700 0 Citigroup Inc. COM NEW 172967424 248 5200 SH Put OTR 1 0 5200 0 Citigroup Inc. COM NEW 172967424 7368 154800 SH SOLE 0 154800 0 Citigroup Inc. COM NEW 172967424 1690 35500 SH OTR 1 0 35500 0 Citigroup Inc. COM NEW 172967424 1100 23100 SH Put SOLE 0 23100 0 Citigroup Inc. COM NEW 172967424 690 14500 SH Put OTR 1 0 14500 0 Citigroup Inc. COM NEW 172967424 3303 69400 SH Put SOLE 0 69400 0 Comcast Corporation New CL A SPL 20030N200 13315 273076 SH SOLE 0 273076 0 CommonWealth REIT COM SH BEN INT 203233101 77408 2943276 SH SOLE 0 2943276 0 CommonWealth REIT COM SH BEN INT 203233101 1631 62006 SH OTR 1 0 62006 0 CommonWealth REIT COM SH BEN INT 203233101 8884 337800 SH Put SOLE 0 337800 0 CommonWealth REIT COM SH BEN INT 203233101 187 7100 SH Put OTR 1 0 7100 0 CommonWealth REIT COM SH BEN INT 203233101 6428 244400 SH Put SOLE 0 244400 0 CommonWealth REIT COM SH BEN INT 203233101 147 5600 SH Put OTR 1 0 5600 0 CommonWealth REIT COM SH BEN INT 203233101 44239 1682100 SH Put SOLE 0 1682100 0 CommonWealth REIT COM SH BEN INT 203233101 886 33700 SH Put OTR 1 0 33700 0 Commonwealth REIT CV PFD-E 7.25% 203233606 3844 152700 SH SOLE 0 152700 0 CONSOL Energy Inc. COM 20854P109 5737 143600 SH Put SOLE 0 143600 0 CONSOL Energy Inc. COM 20854P109 88 2200 SH Put OTR 1 0 2200 0 CONSOL Energy Inc. COM 20854P109 20095 503000 SH Put SOLE 0 503000 0 CONSOL Energy Inc. COM 20854P109 352 8800 SH Put OTR 1 0 8800 0 CONSOL Energy Inc. COM 20854P109 27250 682100 SH SOLE 0 682100 0 CONSOL Energy Inc. COM 20854P109 463 11600 SH OTR 1 0 11600 0 Corrections Corporation of America COM NEW 22025Y407 24177 771935 SH SOLE 0 771935 0 Corrections Corporation of America COM NEW 22025Y407 368 11744 SH OTR 1 0 11744 0 CYS Investments, Inc. COM 12673A108 78 9500 SH SOLE 0 9500 0 Discovery Communications New COM SER C 25470F302 16692 216613 SH SOLE 0 216613 0 Discovery Communications New COM SER C 25470F302 701 9092 SH OTR 1 0 9092 0 DISH Network Corp. CL A 25470M109 60437 971500 SH SOLE 0 971500 0 DISH Network Corp. CL A 25470M109 1114 17900 SH OTR 1 0 17900 0 DISH Network Corp. CL A 25470M109 25668 412600 SH Put SOLE 0 412600 0 DISH Network Corp. CL A 25470M109 597 9600 SH Put OTR 1 0 9600 0 DISH Network Corp. CL A 25470M109 25668 412600 SH Put SOLE 0 412600 0 DISH Network Corp. CL A 25470M109 392 6300 SH Put OTR 1 0 6300 0 Dover Corporation COM 260003108 3 34 SH SOLE 0 34 0 Dover Corporation COM 260003108 1 16 SH OTR 1 0 16 0 Dow Chemical Company COM 260543103 53707 1105300 SH SOLE 0 1105300 0 Dow Chemical Company COM 260543103 777 16000 SH OTR 1 0 16000 0 Dow Chemical Company COM 260543103 45427 934900 SH Put SOLE 0 934900 0 Dow Chemical Company COM 260543103 622 12800 SH Put OTR 1 0 12800 0 Du Pont E I de Nemours & Co COM 263534109 95342 1420900 SH SOLE 0 1420900 0 Du Pont E I de Nemours & Co COM 263534109 1657 24700 SH OTR 1 0 24700 0 Du Pont E I de Nemours & Co COM 263534109 20835 310500 SH Put SOLE 0 310500 0 Du Pont E I de Nemours & Co COM 263534109 315 4700 SH Put OTR 1 0 4700 0 Du Pont E I de Nemours & Co COM 263534109 11347 169100 SH Put SOLE 0 169100 0 Du Pont E I de Nemours & Co COM 263534109 168 2500 SH Put OTR 1 0 2500 0 Du Pont E I de Nemours & Co COM 263534109 58236 867900 SH Put SOLE 0 867900 0 Du Pont E I de Nemours & Co COM 263534109 919 13700 SH Put OTR 1 0 13700 0 Du Pont E I de Nemours & Co COM 263534109 40 600 SH Put SOLE 0 600 0 Du Pont E I de Nemours & Co COM 263534109 148 2200 SH Put OTR 1 0 2200 0 Eastman Kodak Co COM NEW 277461406 1703 51000 SH SOLE 0 51000 0 Eaton Vance Floating-Rate Inc COM 278279104 87 5564 SH SOLE 0 5564 0 Eli Lilly & Company COM 532457108 15298 259900 SH SOLE 0 259900 0 Eli Lilly & Company COM 532457108 224 3800 SH OTR 1 0 3800 0 Eli Lilly & Company COM 532457108 2407 40900 SH Put SOLE 0 40900 0 Eli Lilly & Company COM 532457108 77 1300 SH Put OTR 1 0 1300 0 Eli Lilly & Company COM 532457108 12219 207600 SH Put SOLE 0 207600 0 Eli Lilly & Company COM 532457108 177 3000 SH Put OTR 1 0 3000 0 Endo Intl Plc SHS G30401106 19140 278800 SH Put SOLE 0 278800 0 Endo Intl Plc SHS G30401106 577 8400 SH Put OTR 1 0 8400 0 Endo Intl Plc SHS G30401106 9625 140200 SH Put SOLE 0 140200 0 Endo Intl Plc SHS G30401106 288 4200 SH Put OTR 1 0 4200 0 Endo Intl Plc SHS G30401106 31088 452847 SH SOLE 0 452847 0 Endo Intl Plc SHS G30401106 865 12600 SH OTR 1 0 12600 0 Equinix, Inc. COM NEW 29444U502 32883 177900 SH Put SOLE 0 177900 0 Equinix, Inc. COM NEW 29444U502 39186 212000 SH Put SOLE 0 212000 0 Equinix, Inc. COM NEW 29444U502 1442 7800 SH Put OTR 1 0 7800 0 Equinix, Inc. COM NEW 29444U502 81496 440900 SH SOLE 0 440900 0 Equinix, Inc. COM NEW 29444U502 1793 9700 SH OTR 1 0 9700 0 First Tr MLP & Energy Income COM 33739B104 21 1048 SH SOLE 0 1048 0 First Tr Sr Flg Rte Incm Fd COM 33733U108 40 2772 SH SOLE 0 2772 0 Forest Labs Inc COM 345838106 179028 1940265 SH SOLE 0 1940265 0 Forest Labs Inc COM 345838106 2780 30131 SH OTR 1 0 30131 0 Foster Wheeler AG COM H27178104 15545 479500 SH SOLE 0 479500 0 Foster Wheeler AG COM H27178104 665 20500 SH OTR 1 0 20500 0 General Electric Company COM 369604103 4645 179400 SH SOLE 0 179400 0 General Electric Company COM 369604103 1553 60000 SH OTR 1 0 60000 0 General Electric Company COM 369604103 1108 42800 SH Put SOLE 0 42800 0 General Electric Company COM 369604103 1243 48000 SH Put OTR 1 0 48000 0 General Electric Company COM 369604103 2804 108300 SH Put SOLE 0 108300 0 General Motors Co. COM 37045V100 107965 3136700 SH SOLE 0 3136700 0 General Motors Co. COM 37045V100 3160 91800 SH OTR 1 0 91800 0 General Motors Co. COM 37045V100 7373 214200 SH Put SOLE 0 214200 0 General Motors Co. COM 37045V100 8261 240000 SH Put SOLE 0 240000 0 General Motors Co. COM 37045V100 50560 1468900 SH Put SOLE 0 1468900 0 General Motors Co. COM 37045V100 1897 55100 SH Put OTR 1 0 55100 0 Genworth Finl Inc COM CL A 37247D106 17230 971800 SH SOLE 0 971800 0 Genworth Finl Inc COM CL A 37247D106 266 15000 SH OTR 1 0 15000 0 Genworth Finl Inc COM CL A 37247D106 13783 777400 SH Put SOLE 0 777400 0 Genworth Finl Inc COM CL A 37247D106 213 12000 SH Put OTR 1 0 12000 0 Gilead Sciences Inc COM 375558103 2232 31500 SH Put SOLE 0 31500 0 Gilead Sciences Inc COM 375558103 702 9900 SH Put OTR 1 0 9900 0 Gilead Sciences Inc COM 375558103 2388 33700 SH SOLE 0 33700 0 Gilead Sciences Inc COM 375558103 765 10800 SH OTR 1 0 10800 0 Green Mtn Coffee Roasters In COM 393122106 560 5300 SH Put SOLE 0 5300 0 Green Mtn Coffee Roasters In COM 393122106 2957 28000 SH Put OTR 1 0 28000 0 Green Mtn Coffee Roasters In COM 393122106 560 5300 SH Put SOLE 0 5300 0 Green Mtn Coffee Roasters In COM 393122106 2957 28000 SH Put OTR 1 0 28000 0 Halliburton Company COM 406216101 22832 387700 SH SOLE 0 387700 0 Halliburton Company COM 406216101 353 6000 SH OTR 1 0 6000 0 Halliburton Company COM 406216101 17119 290700 SH Put SOLE 0 290700 0 Halliburton Company COM 406216101 265 4500 SH Put OTR 1 0 4500 0 Hertz Global Holdings Inc COM 42805T105 104999 3941400 SH SOLE 0 3941400 0 Hertz Global Holdings Inc COM 42805T105 1873 70300 SH OTR 1 0 70300 0 Hertz Global Holdings Inc COM 42805T105 38247 1435700 SH Put SOLE 0 1435700 0 Hertz Global Holdings Inc COM 42805T105 717 26900 SH Put OTR 1 0 26900 0 Hertz Global Holdings Inc COM 42805T105 59442 2231300 SH Put SOLE 0 2231300 0 Hertz Global Holdings Inc COM 42805T105 1010 37900 SH Put OTR 1 0 37900 0 Hess Corporation COM 42809H107 132301 1596300 SH SOLE 0 1596300 0 Hess Corporation COM 42809H107 2669 32200 SH OTR 1 0 32200 0 Hess Corporation COM 42809H107 50499 609300 SH Put SOLE 0 609300 0 Hess Corporation COM 42809H107 1077 13000 SH Put OTR 1 0 13000 0 Hess Corporation COM 42809H107 46123 556500 SH Put SOLE 0 556500 0 Hess Corporation COM 42809H107 762 9200 SH Put OTR 1 0 9200 0 Hudson City Bancorp, Inc. COM 443683107 96269 9793359 SH SOLE 0 9793359 0 Hudson City Bancorp, Inc. COM 443683107 3407 346587 SH OTR 1 0 346587 0 Huntsman Corporation COM 447011107 136425 5586600 SH SOLE 0 5586600 0 Huntsman Corporation COM 447011107 2723 111500 SH OTR 1 0 111500 0 Huntsman Corporation COM 447011107 66886 2739000 SH Put SOLE 0 2739000 0 Huntsman Corporation COM 447011107 1289 52800 SH Put OTR 1 0 52800 0 Huntsman Corporation COM 447011107 8996 368400 SH Put SOLE 0 368400 0 Huntsman Corporation COM 447011107 132 5400 SH Put OTR 1 0 5400 0 Huntsman Corporation COM 447011107 42122 1724900 SH Put SOLE 0 1724900 0 Huntsman Corporation COM 447011107 1001 41000 SH Put OTR 1 0 41000 0 International Paper Company COM 460146103 45508 991900 SH Put SOLE 0 991900 0 International Paper Company COM 460146103 771 16800 SH Put OTR 1 0 16800 0 International Paper Company COM 460146103 16076 350400 SH Put SOLE 0 350400 0 International Paper Company COM 460146103 234 5100 SH Put OTR 1 0 5100 0 International Paper Company COM 460146103 86945 1895050 SH SOLE 0 1895050 0 International Paper Company COM 460146103 1422 31000 SH OTR 1 0 31000 0 International Paper Company COM 460146103 8391 182900 SH Put SOLE 0 182900 0 International Paper Company COM 460146103 124 2700 SH Put OTR 1 0 2700 0 Invesco Senior Income Trust COM 46131H107 1209 240801 SH SOLE 0 240801 0 Investors Bancorp Inc COM 46146P102 5668 205066 SH SOLE 0 205066 0 Investors Bancorp Inc COM 46146P102 862 31184 SH OTR 1 0 31184 0 Iron Mountain Incorporated COM 462846106 37454 1358500 SH Put SOLE 0 1358500 0 Iron Mountain Incorporated COM 462846106 653 23700 SH Put OTR 1 0 23700 0 Iron Mountain Incorporated COM 462846106 8908 323100 SH Put SOLE 0 323100 0 Iron Mountain Incorporated COM 462846106 317 11500 SH Put OTR 1 0 11500 0 Iron Mountain Incorporated COM 462846106 40607 1472867 SH SOLE 0 1472867 0 Iron Mountain Incorporated COM 462846106 941 34136 SH OTR 1 0 34136 0 iShares Russell 2000 EFT 464287655 58 500 SH Put SOLE 0 500 0 iShares Russell 2000 EFT 464287655 384 3300 SH Put SOLE 0 3300 0 iShares Russell 2000 EFT 464287655 151 1300 SH Put SOLE 0 1300 0 Jos A Bank Clothiers Inc COM 480838101 129309 2011021 SH SOLE 0 2011021 0 Jos A Bank Clothiers Inc COM 480838101 1741 27076 SH OTR 1 0 27076 0 JPMorgan Chase & Co ALERIAN ML ETN 46625H365 91 1954 SH SOLE 0 1954 0 Knowles Corp COM 49926D109 1 16 SH SOLE 0 16 0 Knowles Corp COM 49926D109 0 8 SH OTR 1 0 8 0 Lamar Advertising Company CL A 512815101 8225 161300 SH Put SOLE 0 161300 0 Lamar Advertising Company CL A 512815101 255 5000 SH Put OTR 1 0 5000 0 Lamar Advertising Company CL A 512815101 43484 852800 SH Put SOLE 0 852800 0 Lamar Advertising Company CL A 512815101 943 18500 SH Put OTR 1 0 18500 0 Lamar Advertising Company CL A 512815101 54763 1074000 SH Put SOLE 0 1074000 0 Lamar Advertising Company CL A 512815101 999 19600 SH Put OTR 1 0 19600 0 Lamar Advertising Company CL A 512815101 161914 3175400 SH SOLE 0 3175400 0 Lamar Advertising Company CL A 512815101 3809 74700 SH OTR 1 0 74700 0 Lamar Advertising Company CL A 512815101 2702 53000 SH Put SOLE 0 53000 0 Lamar Advertising Company CL A 512815101 209 4100 SH Put OTR 1 0 4100 0 Lorillard Inc COM 544147101 83835 1550200 SH SOLE 0 1550200 0 Lorillard Inc COM 544147101 1098 20300 SH OTR 1 0 20300 0 LSI Corporation COM 502161102 57959 5235649 SH SOLE 0 5235649 0 LSI Corporation COM 502161102 881 79598 SH OTR 1 0 79598 0 McKesson Corp COM 58155Q103 14214 80500 SH SOLE 0 80500 0 McKesson Corp COM 58155Q103 424 2400 SH OTR 1 0 2400 0 McKesson Corp COM 58155Q103 11371 64400 SH Put SOLE 0 64400 0 McKesson Corp COM 58155Q103 335 1900 SH Put OTR 1 0 1900 0 Microsoft Corp. COM 594918104 4189 102200 SH Put SOLE 0 102200 0 Microsoft Corp. COM 594918104 877 21400 SH Put OTR 1 0 21400 0 Microsoft Corp. COM 594918104 4115 100400 SH SOLE 0 100400 0 Microsoft Corp. COM 594918104 877 21400 SH OTR 1 0 21400 0 National Oilwell Varco Inc. COM 637071101 1511 19400 SH Put SOLE 0 19400 0 National Oilwell Varco Inc. COM 637071101 129490 1662899 SH SOLE 0 1662899 0 National Oilwell Varco Inc. COM 637071101 2032 26101 SH OTR 1 0 26101 0 National Oilwell Varco Inc. COM 637071101 38374 492800 SH Put SOLE 0 492800 0 National Oilwell Varco Inc. COM 637071101 592 7600 SH Put OTR 1 0 7600 0 National Oilwell Varco Inc. COM 637071101 53014 680800 SH Put SOLE 0 680800 0 National Oilwell Varco Inc. COM 637071101 818 10500 SH Put OTR 1 0 10500 0 National Oilwell Varco Inc. COM 637071101 7764 99700 SH Put SOLE 0 99700 0 National Oilwell Varco Inc. COM 637071101 117 1500 SH Put OTR 1 0 1500 0 National Oilwell Varco Inc. COM 637071101 12249 157300 SH Put SOLE 0 157300 0 National Oilwell Varco Inc. COM 637071101 187 2400 SH Put OTR 1 0 2400 0 Noble Corporation plc SHS USD G65431101 81601 2492400 SH Put SOLE 0 2492400 0 Noble Corporation plc SHS USD G65431101 1460 44600 SH Put OTR 1 0 44600 0 Noble Corporation plc SHS USD G65431101 90278 2757409 SH SOLE 0 2757409 0 Noble Corporation plc SHS USD G65431101 1624 49591 SH OTR 1 0 49591 0 Nokia Corp SPONSORED ADR 654902204 7080 964600 SH Put SOLE 0 964600 0 Nokia Corp SPONSORED ADR 654902204 297 40500 SH Put OTR 1 0 40500 0 Nokia Corp SPONSORED ADR 654902204 14160 1929200 SH SOLE 0 1929200 0 Nokia Corp SPONSORED ADR 654902204 594 80900 SH OTR 1 0 80900 0 NorthStar Rlty Fin Corp COM 66704R100 44902 2782049 SH SOLE 0 2782049 0 NorthStar Rlty Fin Corp COM 66704R100 536 33197 SH OTR 1 0 33197 0 Novartis AG SPONSORED ADR 66987V109 40784 479700 SH Put SOLE 0 479700 0 Novartis AG SPONSORED ADR 66987V109 850 10000 SH Put OTR 1 0 10000 0 Nuveen Energy MLP Totl Rtrnf COM 67074U103 20 1050 SH SOLE 0 1050 0 Occidental Petroleum Corporation DEL COM 674599105 15170 159200 SH Put SOLE 0 159200 0 Occidental Petroleum Corporation DEL COM 674599105 229 2400 SH Put OTR 1 0 2400 0 Occidental Petroleum Corporation DEL COM 674599105 17657 185300 SH Put SOLE 0 185300 0 Occidental Petroleum Corporation DEL COM 674599105 276 2900 SH Put OTR 1 0 2900 0 Occidental Petroleum Corporation DEL COM 674599105 85780 900200 SH SOLE 0 900200 0 Occidental Petroleum Corporation DEL COM 674599105 1382 14500 SH OTR 1 0 14500 0 Occidental Petroleum Corporation DEL COM 674599105 39212 411500 SH Put SOLE 0 411500 0 Occidental Petroleum Corporation DEL COM 674599105 610 6400 SH Put OTR 1 0 6400 0 Occidental Petroleum Corporation DEL COM 674599105 11035 115800 SH Put SOLE 0 115800 0 Occidental Petroleum Corporation DEL COM 674599105 181 1900 SH Put OTR 1 0 1900 0 Oil States International, Inc. COM 678026105 111546 1131300 SH SOLE 0 1131300 0 Oil States International, Inc. COM 678026105 1834 18600 SH OTR 1 0 18600 0 Oil States International, Inc. COM 678026105 30 300 SH Put SOLE 0 300 0 Oil States International, Inc. COM 678026105 82716 838900 SH Put SOLE 0 838900 0 Oil States International, Inc. COM 678026105 1302 13200 SH Put OTR 1 0 13200 0 Omnicom Group Inc. COM 681919106 247716 3409255 SH SOLE 0 3409255 0 Omnicom Group Inc. COM 681919106 4020 55331 SH OTR 1 0 55331 0 Pfizer Inc. COM 717081103 75870 2362066 SH SOLE 0 2362066 0 Pfizer Inc. COM 717081103 1574 48991 SH OTR 1 0 48991 0 Pfizer Inc. COM 717081103 61285 1908000 SH Put SOLE 0 1908000 0 Pfizer Inc. COM 717081103 1237 38500 SH Put OTR 1 0 38500 0 QEP Midstream Partners, LP COM UNIT RP LTD 74735R115 117 5000 SH SOLE 0 5000 0 QEP Resources Inc. COM 74733V100 89047 3024700 SH SOLE 0 3024700 0 QEP Resources Inc. COM 74733V100 1554 52800 SH OTR 1 0 52800 0 QEP Resources Inc. COM 74733V100 10728 364400 SH Put SOLE 0 364400 0 QEP Resources Inc. COM 74733V100 165 5600 SH Put OTR 1 0 5600 0 QEP Resources Inc. COM 74733V100 58209 1977200 SH Put SOLE 0 1977200 0 QEP Resources Inc. COM 74733V100 1027 34900 SH Put OTR 1 0 34900 0 RDA Microelectronics Inc. SPONSORED ADR 749394102 10362 577936 SH SOLE 0 577936 0 RDA Microelectronics Inc. SPONSORED ADR 749394102 285 15896 SH OTR 1 0 15896 0 Royal Bank of Scotland Group PLC ADR PREF SER N 780097770 1826 80700 SH SOLE 0 80700 0 Safeway Inc. COM NEW 786514208 54176 1466585 SH SOLE 0 1466585 0 SFX Entertainment Inc. COM 784178303 21 3000 SH SOLE 0 3000 0 Sirius XM Hldgs Inc COM 82968B103 111831 34947065 SH SOLE 0 34947065 0 Sirius XM Hldgs Inc COM 82968B103 1896 592431 SH OTR 1 0 592431 0 SLM Corporation COM 78442P106 62025 2533700 SH Put SOLE 0 2533700 0 SLM Corporation COM 78442P106 1567 64000 SH Put OTR 1 0 64000 0 SLM Corporation COM 78442P106 29988 1225000 SH Put SOLE 0 1225000 0 SLM Corporation COM 78442P106 803 32800 SH Put OTR 1 0 32800 0 SLM Corporation COM 78442P106 1146 46800 SH Put SOLE 0 46800 0 SLM Corporation COM 78442P106 97358 3977055 SH SOLE 0 3977055 0 SLM Corporation COM 78442P106 2549 104145 SH OTR 1 0 104145 0 SLM Corporation COM 78442P106 69 2800 SH Put SOLE 0 2800 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 38680 206800 SH Put SOLE 0 206800 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 599 3200 SH Put OTR 1 0 3200 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 138148 738600 SH Put SOLE 0 738600 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2132 11400 SH Put OTR 1 0 11400 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 92098 492400 SH Put SOLE 0 492400 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1422 7600 SH Put OTR 1 0 7600 0 Sprint Corporation COM SER 1 85207U105 28 3000 SH Put SOLE 0 3000 0 Sprint Corporation COM SER 1 85207U105 84669 9213119 SH SOLE 0 9213119 0 Sprint Corporation COM SER 1 85207U105 1545 168067 SH OTR 1 0 168067 0 Sprint Corporation COM SER 1 85207U105 38659 4206600 SH Put SOLE 0 4206600 0 Sprint Corporation COM SER 1 85207U105 738 80300 SH Put OTR 1 0 80300 0 Sprint Corporation COM SER 1 85207U105 37610 4092500 SH Put SOLE 0 4092500 0 Sprint Corporation COM SER 1 85207U105 688 74900 SH Put OTR 1 0 74900 0 Starwood Property Trust, Inc. COM 85571B105 41316 1751439 SH SOLE 0 1751439 0 Starwood Property Trust, Inc. COM 85571B105 605 25644 SH OTR 1 0 25644 0 Starwood Waypoint Residentl COM SHS 85571W109 9007 312851 SH SOLE 0 312851 0 Starwood Waypoint Residentl COM SHS 85571W109 135 4677 SH OTR 1 0 4677 0 Sterling Financial Corporation WASH COM NEW 859319303 58469 1754246 SH SOLE 0 1754246 0 Sterling Financial Corporation WASH COM NEW 859319303 934 28009 SH OTR 1 0 28009 0 Texas Inds Inc COM 882491103 98735 1101708 SH SOLE 0 1101708 0 Texas Inds Inc COM 882491103 1693 18892 SH OTR 1 0 18892 0 Timken Co. COM 887389104 44561 758100 SH SOLE 0 758100 0 Timken Co. COM 887389104 835 14200 SH OTR 1 0 14200 0 Timken Co. COM 887389104 35644 606400 SH Put SOLE 0 606400 0 Timken Co. COM 887389104 670 11400 SH Put OTR 1 0 11400 0 Time Warner Cable Inc. COM 88732J207 17696 129000 SH Put SOLE 0 129000 0 Time Warner Cable Inc. COM 88732J207 288 2100 SH Put OTR 1 0 2100 0 Time Warner Cable Inc. COM 88732J207 5295 38600 SH Put SOLE 0 38600 0 Time Warner Cable Inc. COM 88732J207 110 800 SH Put OTR 1 0 800 0 Time Warner Cable Inc. COM 88732J207 33211 242100 SH Put SOLE 0 242100 0 Time Warner Cable Inc. COM 88732J207 494 3600 SH Put OTR 1 0 3600 0 Time Warner Cable Inc. COM 88732J207 158062 1152223 SH SOLE 0 1152223 0 Time Warner Cable Inc. COM 88732J207 2879 20985 SH OTR 1 0 20985 0 T-Mobile US, Inc. COM 872590104 28620 866500 SH Put SOLE 0 866500 0 T-Mobile US, Inc. COM 872590104 446 13500 SH Put OTR 1 0 13500 0 T-Mobile US, Inc. COM 872590104 64811 1962200 SH Put SOLE 0 1962200 0 T-Mobile US, Inc. COM 872590104 1001 30300 SH Put OTR 1 0 30300 0 T-Mobile US, Inc. COM 872590104 26583 804800 SH Put SOLE 0 804800 0 T-Mobile US, Inc. COM 872590104 509 15400 SH Put OTR 1 0 15400 0 T-Mobile US, Inc. COM 872590104 130167 3940885 SH SOLE 0 3940885 0 T-Mobile US, Inc. COM 872590104 1064 32215 SH OTR 1 0 32215 0 Transocean Ltd. REG SHS H8817H100 26904 650800 SH SOLE 0 650800 0 Transocean Ltd. REG SHS H8817H100 413 10000 SH OTR 1 0 10000 0 Transocean Ltd. REG SHS H8817H100 7272 175900 SH Put SOLE 0 175900 0 Transocean Ltd. REG SHS H8817H100 112 2700 SH Put OTR 1 0 2700 0 Twenty-First Century Fox Inc. CL B 90130A200 49132 1578782 SH SOLE 0 1578782 0 Twenty-First Century Fox Inc. CL B 90130A200 763 24504 SH OTR 1 0 24504 0 Verizon Communications Inc. COM 92343V104 54482 1145299 SH SOLE 0 1145299 0 Verizon Communications Inc. COM 92343V104 1134 23835 SH OTR 1 0 23835 0 Verizon Communications Inc. COM 92343V104 1023 21500 SH Put SOLE 0 21500 0 Verizon Communications Inc. COM 92343V104 233 4900 SH Put OTR 1 0 4900 0 Verizon Communications Inc. COM 92343V104 4914 103300 SH Put SOLE 0 103300 0 Verizon Communications Inc. COM 92343V104 76 1600 SH Put OTR 1 0 1600 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 28369 770700 SH Put SOLE 0 770700 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 383 10400 SH Put OTR 1 0 10400 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 20915 568200 SH Put SOLE 0 568200 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 324 8800 SH Put OTR 1 0 8800 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 111796 3037114 SH SOLE 0 3037114 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 1713 46530 SH OTR 1 0 46530 0 Weyerhaeuser Company COM 962166104 44360 1511400 SH SOLE 0 1511400 0 Weyerhaeuser Company COM 962166104 678 23100 SH OTR 1 0 23100 0 Weyerhaeuser Company COM 962166104 30122 1026300 SH Put SOLE 0 1026300 0 Weyerhaeuser Company COM 962166104 470 16000 SH Put OTR 1 0 16000 0 Weyerhaeuser Company COM 962166104 10528 358700 SH Put SOLE 0 358700 0 Weyerhaeuser Company COM 962166104 153 5200 SH Put OTR 1 0 5200 0 Williams Companies, Inc. DEL COM 969457100 3798 93600 SH Put SOLE 0 93600 0 Williams Companies, Inc. DEL COM 969457100 57 1400 SH Put OTR 1 0 1400 0 Williams Companies, Inc. DEL COM 969457100 231 5700 SH Put SOLE 0 5700 0 Williams Companies, Inc. DEL COM 969457100 170 4200 SH Put OTR 1 0 4200 0 Williams Companies, Inc. DEL COM 969457100 48505 1195300 SH Put SOLE 0 1195300 0 Williams Companies, Inc. DEL COM 969457100 755 18600 SH Put OTR 1 0 18600 0 Williams Companies, Inc. DEL COM 969457100 64725 1595000 SH SOLE 0 1595000 0 Williams Companies, Inc. DEL COM 969457100 1217 30000 SH OTR 1 0 30000 0 Yahoo Inc COM 984332106 25432 708400 SH SOLE 0 708400 0 Yahoo Inc COM 984332106 542 15100 SH OTR 1 0 15100 0 Yahoo Inc COM 984332106 21612 602000 SH Put SOLE 0 602000 0 Yahoo Inc COM 984332106 467 13000 SH Put OTR 1 0 13000 0