President

0001512779-18-000014.txt : 20181023 0001512779-18-000014.hdr.sgml : 20181023 20181023165632 ACCESSION NUMBER: 0001512779-18-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181023 DATE AS OF CHANGE: 20181023 EFFECTIVENESS DATE: 20181023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY MOUNTAIN ADVISERS, LLC CENTRAL INDEX KEY: 0001512779 IRS NUMBER: 263301611 STATE OF INCORPORATION: AK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14185 FILM NUMBER: 181134598 BUSINESS ADDRESS: STREET 1: 2121 E. CRAWFORD PLACE CITY: SALINA STATE: KS ZIP: 67401 BUSINESS PHONE: 785-823-3097 MAIL ADDRESS: STREET 1: 2121 E. CRAWFORD PLACE CITY: SALINA STATE: KS ZIP: 67401 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Advisers, LLC DATE OF NAME CHANGE: 20110210 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001512779 XXXXXXXX 09-30-2018 09-30-2018 ROCKY MOUNTAIN ADVISERS, LLC

2121 E. CRAWFORD PLACE SALINA KS 67401

13F COMBINATION REPORT 028-14185 0001376113 028-12230 ALPS ADVISORS INC N Joel Looney President 7858233097 /s/ Joel W. Looney Salina KS 09-30-2018 0 292 29205 false INFORMATION TABLE 2 Book3.xml 3M CO COM 88579Y101 716 3400 SH SOLE 0 0 3400 ACORDA THERAPEUTICS INC COM 00484M106 36 1850 SH SOLE 0 0 1850 ADAMS DIVERSIFIED EQUITY FD COM 006212104 31 1841 SH SOLE 0 0 1841 ADOBE SYS INC COM 00724F101 7 25 SH SOLE 0 0 25 ADVANCE AUTO PARTS INC COM 00751Y106 47 281 SH SOLE 0 0 281 ADVANSIX INC COM 00773T101 0 4 SH SOLE 0 0 4 AFLAC INC COM 001055102 11 226 SH SOLE 0 0 226 ALLETE INC COM NEW 018522300 105 1400 SH SOLE 0 0 1400 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 99 8000 SH SOLE 0 0 8000 ALLSTATE CORP COM 020002101 16 160 SH SOLE 0 0 160 ALPHA ARCHITECT ETF TR INTL QUAN VALUE 02072L201 65 2100 SH SOLE 0 0 2100 ALPHA ARCHITECT ETF TR US QUAN VALUE 02072L102 58 1875 SH SOLE 0 0 1875 ALPHABET INC CAP STK CL C 02079K107 12 10 SH SOLE 0 0 10 ALPHABET INC CAP STK CL A 02079K305 21 17 SH SOLE 0 0 17 AMAG PHARMACEUTICALS INC COM 00163U106 60 3000 SH SOLE 0 0 3000 AMARIN CORP PLC SPONS ADR NEW 023111206 26 1600 SH 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