0001512779-14-000006.txt : 20140814
0001512779-14-000006.hdr.sgml : 20140814
20140814165033
ACCESSION NUMBER: 0001512779-14-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocky Mountain Advisers, LLC
CENTRAL INDEX KEY: 0001512779
IRS NUMBER: 263301611
STATE OF INCORPORATION: AK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14185
FILM NUMBER: 141043839
BUSINESS ADDRESS:
STREET 1: 2344 SPRUCE STREET, SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 303-444-5483
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET, SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001512779
XXXXXXXX
06-30-2014
06-30-2014
Rocky Mountain Advisers, LLC
2344 SPRUCE STREET, SUITE A
BOULDER
CO
80302
13F COMBINATION REPORT
028-14185
0001307493
028-10971
Stewart West Indies Trading Co., Ltd
N
Nicole Murphey
Vice President
303-444-5483
Nicole Murphey
Boulder
CO
08-14-2014
0
151
12701
false
INFORMATION TABLE
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rinfotable_2q14.xml
RMA FORM 13F-HR
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
570
3
SH
SOLE
0
0
3
TWENTY FIRST CENTY FOX INC
CL A
90130A101
19
552
SH
SOLE
0
0
552
3M CO
COM
88579Y101
409
2854
SH
SOLE
0
0
2854
ADAMS EXPRESS CO
COM
006212104
18
1313
SH
SOLE
0
0
1313
ALCATEL-LUCENT
SPONSORED ADR
013904305
1
390
SH
SOLE
0
0
390
ALEXZA PHARMACEUTICALS INC
COM NEW
015384209
2
350
SH
SOLE
0
0
350
ALLSTATE CORP
COM
020002101
15
260
SH
SOLE
0
0
260
AMERICAN SOFTWARE INC
CL A
029683109
10
1000
SH
SOLE
0
0
1000
ANADARKO PETE CORP
COM
032511107
27
250
SH
SOLE
0
0
250
ANNALY CAP MGMT INC
COM
035710409
3
230
SH
SOLE
0
0
230
AOL INC
COM
00184X105
1
30
SH
SOLE
0
0
30
APPLE INC
COM
037833100
98
1050
SH
SOLE
0
0
1050
ARCHER DANIELS MIDLAND CO
COM
039483102
4
100
SH
SOLE
0
0
100
ASSURED GUARANTY LTD
COM
G0585R106
6
230
SH
SOLE
0
0
230
BANK OF AMERICA CORPORATION
7.25%CNV PFD L
060505682
59
50
SH
SOLE
0
0
50
BANK OF AMERICA CORPORATION
COM
060505104
37
2431
SH
SOLE
0
0
2431
BAXTER INTL INC
COM
071813109
19
265
SH
SOLE
0
0
265
BECTON DICKINSON & CO
COM
075887109
71
600
SH
SOLE
0
0
600
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1325
10469
SH
SOLE
0
0
10469
BLACK HILLS CORP
COM
092113109
61
1000
SH
SOLE
0
0
1000
BOULDER GROWTH & INCOME FD I
COM
101507101
387
45428
SH
SOLE
0
0
45428
BOULDER TOTAL RETURN FD INC
COM
101541100
352
13705
SH
SOLE
0
0
13705
BRISTOL MYERS SQUIBB CO
COM
110122108
15
300
SH
SOLE
0
0
300
CABELAS INC
COM
126804301
13
211
SH
SOLE
0
0
211
CALPINE CORP
COM NEW
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5
200
SH
SOLE
0
0
200
CBS CORP NEW
CL B
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10
158
SH
SOLE
0
0
158
CHEVRON CORP NEW
COM
166764100
8
58
SH
SOLE
0
0
58
CINCINNATI FINL CORP
COM
172062101
120
2500
SH
SOLE
0
0
2500
CISCO SYS INC
COM
17275R102
35
1400
SH
SOLE
0
0
1400
CITIGROUP INC
COM NEW
172967424
28
600
SH
SOLE
0
0
600
COCA COLA CO
COM
191216100
185
4362
SH
SOLE
0
0
4362
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
69
2800
SH
SOLE
0
0
2800
CONOCOPHILLIPS
COM
20825C104
85
996
SH
SOLE
0
0
996
COSTCO WHSL CORP NEW
COM
22160K105
3
28
SH
SOLE
0
0
28
DENALI FD INC
COM
24823A102
37
1719
SH
SOLE
0
0
1719
DIRECTV
COM
25490A309
62
731
SH
SOLE
0
0
731
DISNEY WALT CO
COM DISNEY
254687106
9
100
SH
SOLE
0
0
100
DOW 30 PREMIUM & DIV INC FD
COM
260582101
5
300
SH
SOLE
0
0
300
DU PONT E I DE NEMOURS & CO
COM
263534109
3
44
SH
SOLE
0
0
44
DUKE ENERGY CORP NEW
COM NEW
26441C204
7
100
SH
SOLE
0
0
100
EXELON CORP
COM
30161N101
74
2040
SH
SOLE
0
0
2040
EXXON MOBIL CORP
COM
30231G102
127
1261
SH
SOLE
0
0
1261
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
40
2000
SH
SOLE
0
0
2000
GENERAL ELECTRIC CO
COM
369604103
39
1500
SH
SOLE
0
0
1500
GENERAL MLS INC
COM
370334104
63
1200
SH
SOLE
0
0
1200
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
1
27
SH
SOLE
0
0
27
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
1
27
SH
SOLE
0
0
27
GENERAL MTRS CO
COM
37045V100
1
29
SH
SOLE
0
0
29
GOLDMAN SACHS GROUP INC
COM
38141G104
20
120
SH
SOLE
0
0
120
GOOGLE INC
CL A
38259P508
6
10
SH
SOLE
0
0
10
GOOGLE INC
CL C
38259P706
6
10
SH
SOLE
0
0
10
GREAT PLAINS ENERGY INC
COM
391164100
126
4699
SH
SOLE
0
0
4699
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
21
1000
SH
SOLE
0
0
1000
HONEYWELL INTL INC
COM
438516106
12
124
SH
SOLE
0
0
124
HOST HOTELS & RESORTS INC
COM
44107P104
11
511
SH
SOLE
0
0
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INTEL CORP
COM
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SH
SOLE
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0
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INTERNATIONAL BUSINESS MACHS
COM
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480
2650
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SOLE
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2650
INTUITIVE SURGICAL INC
COM NEW
46120E602
6
15
SH
SOLE
0
0
15
ISHARES
CORE TOTUSBD ETF
464287226
27
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SH
SOLE
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SOLE
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MSCI BRZ CAP ETF
464286400
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150
SH
SOLE
0
0
150
ISHARES
MSCI CDA ETF
464286509
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1800
SH
SOLE
0
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1800
ISHARES
MSCI AUST ETF
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69
2650
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2650
ISHARES
MSCI JAPAN ETF
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12
1007
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SELECT DIVID ETF
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183
2375
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1-3 YR CR BD ETF
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SOLE
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2725
ISHARES
1-3 YR TR BD ETF
464287457
42
500
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SOLE
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DOW JONES US ETF
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126
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545
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COM
478160104
243
2319
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SOLE
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JPMORGAN CHASE & CO
COM
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43
745
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SOLE
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745
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COM NEW
485170302
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SOLE
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81
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COM
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167
1500
SH
SOLE
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1500
KINDER MORGAN INC DEL
COM
49456B101
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534
SH
SOLE
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534
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817
SH
SOLE
0
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817
LANDS END INC NEW
COM
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12
SH
SOLE
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12
LEGG MASON INC
COM
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INT COM SER A
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27
915
SH
SOLE
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LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
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124
SH
SOLE
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124
LIBERTY MEDIA CORP DELAWARE
CL A
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34
247
SH
SOLE
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0
247
LILLY ELI & CO
COM
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37
600
SH
SOLE
0
0
600
M D C HLDGS INC
COM
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30
1000
SH
SOLE
0
0
1000
MDU RES GROUP INC
COM
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177
SH
SOLE
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177
MCDONALDS CORP
COM
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55
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SOLE
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MERCK & CO INC NEW
COM
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2286
MERITAGE HOMES CORP
COM
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1000
MICROSOFT CORP
COM
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252
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SH
SOLE
0
0
6040
MORGAN STANLEY CHINA A SH FD
COM
617468103
7
340
SH
SOLE
0
0
340
MYLAN INC
COM
628530107
15
300
SH
SOLE
0
0
300
NATIONAL OILWELL VARCO INC
COM
637071101
7
82
SH
SOLE
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82
NEWS CORP NEW
CL A
65249B109
2
138
SH
SOLE
0
0
138
NORFOLK SOUTHERN CORP
COM
655844108
55
529
SH
SOLE
0
0
529
NORTHEAST UTILS
COM
664397106
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150
SH
SOLE
0
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NOW INC
COM
67011P100
1
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SH
SOLE
0
0
20
NUVEEN ENERGY MLP TOTL RTRNF
COM
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96
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NUVEEN SELECT TAX FREE INCM
SH BEN INT
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ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
12
200
SH
SOLE
0
0
200
ORACLE CORP
COM
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10
252
SH
SOLE
0
0
252
PAYCHEX INC
COM
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2800
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PFIZER INC
COM
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172
SH
SOLE
0
0
172
PHILLIPS 66
COM
718546104
20
248
SH
SOLE
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0
248
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TOTL RETN ETF
72201R775
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250
PIMCO ETF TR
1-5 US TIP IDX
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AGG PFD PORT
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3500
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GBL WTR PORT
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PPL CORP
COM
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COM
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211
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SOLE
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211
PROCTER & GAMBLE CO
COM
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157
2000
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SOLE
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2000
PRUDENTIAL PLC
ADR
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500
SH
SOLE
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500
PRUDENTIAL FINL INC
COM
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87
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SOLE
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PULTE GROUP INC
COM
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2000
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2000
RANGE RES CORP
COM
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50
RAYONIER INC
COM
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REDWOOD TR INC
COM
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ROYCE GLOBAL VALUE TR INC
COM
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ROYCE VALUE TR INC
COM
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SAFETY INS GROUP INC
COM
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100
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SOLE
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0
100
SCANA CORP NEW
COM
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SEARS HLDGS CORP
COM
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COM
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SYSCO CORP
COM
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COM
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TEREX CORP NEW
COM
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TEVA PHARMACEUTICAL INDS LTD
ADR
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550
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SOLE
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550
SOUTHERN CO
COM
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118
SH
SOLE
0
0
118
TIME INC NEW
COM
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41
SH
SOLE
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0
41
TIME WARNER CABLE INC
COM
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12
83
SH
SOLE
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0
83
TIME WARNER INC
COM NEW
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23
333
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SOLE
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333
TORTOISE ENERGY INFRSTRCTR C
COM
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175
TOWERS WATSON & CO
CL A
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UNILEVER PLC
SPON ADR NEW
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600
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SOLE
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0
600
UNION PAC CORP
COM
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160
1600
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1600
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
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SHORT TRM BOND
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SHRT TRM CORP BD
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TOTAL STK MKT
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HIGH DIV YLD
921946406
7
100
SH
SOLE
0
0
100
VECTREN CORP
COM
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8
190
SH
SOLE
0
0
190
VIACOM INC NEW
CL B
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13
152
SH
SOLE
0
0
152
WAL-MART STORES INC
COM
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465
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SOLE
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0
6200
WELLS FARGO & CO NEW
COM
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11
200
SH
SOLE
0
0
200
WESTAR ENERGY INC
COM
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8
200
SH
SOLE
0
0
200
WISDOMTREE TR
INDIA ERNGS FD
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13
565
SH
SOLE
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0
565
YUM BRANDS INC
COM
988498101
210
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SH
SOLE
0
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