0001493152-20-008203.txt : 20200511 0001493152-20-008203.hdr.sgml : 20200511 20200511140302 ACCESSION NUMBER: 0001493152-20-008203 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200511 DATE AS OF CHANGE: 20200511 EFFECTIVENESS DATE: 20200511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DG Capital Management, LLC CENTRAL INDEX KEY: 0001512716 IRS NUMBER: 208404862 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16742 FILM NUMBER: 20864022 BUSINESS ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-942-5700 MAIL ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512716 XXXXXXXX 03-31-2020 03-31-2020 false DG Capital Management, LLC

460 Park Avenue 22nd Floor New York NY 10022

13F HOLDINGS REPORT 028-16742 N Eric Evanter 646-942-5700 /s/ Eric Evanter New York NY 05-11-2020 0 16 63351 INFORMATION TABLE 2 infotable.xml AGILE THERAPEUTICS INC COM 00847L100 428 230000 SH SOLE 230000 0 0 AQUESTIVE THERAPEUTICS INC COM 03843E104 1196 546249 SH SOLE 546249 0 0 AWARE INC MASS COM 05453N100 5142 1804187 SH SOLE 1804187 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 1225 323330 SH SOLE 323330 0 0 BLUEKNIGHT ENERGY PARTNERS L COM UNIT 09625U109 2193 2384227 SH SOLE 2384227 0 0 CLIPPER RLTY INC COM 18885T306 41 8000 SH SOLE 8000 0 0 EVERI HLDGS INC COM 30034T103 4367 1323392 SH SOLE 1323392 0 0 INVACARE CORP COM 461203101 15421 15975000 PRN SOLE 15975000 0 0 ISHARES TR ETF 464288810 5784 25665 SH SOLE 25665 0 0 MTS SYS CORP COM 553777103 2751 122258 SH SOLE 122258 0 0 NANTHEALTH INC COM 630104107 11866 13815000 PRN SOLE 13815000 0 0 PLAYA HOTELS & RESORTS NV COM N70544106 3776 2157450 SH SOLE 2157450 0 0 RICEBRAN TECHNOLOGIES COM 762831204 2358 2357813 SH SOLE 2357813 0 0 RICHARDSON ELECTRS LTD COM 763165107 980 255914 SH SOLE 255914 0 0 TURNING PT BRANDS INC COM 90041L105 3669 173799 SH SOLE 173799 0 0 WANDA SPORTS GROUP CO LTD SPONSORED ADS 93368R101 2153 928121 SH SOLE 928121 0 0