0001493152-16-014838.txt : 20161114 0001493152-16-014838.hdr.sgml : 20161111 20161114091258 ACCESSION NUMBER: 0001493152-16-014838 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DG Capital Management, LLC CENTRAL INDEX KEY: 0001512716 IRS NUMBER: 208404862 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16742 FILM NUMBER: 161991074 BUSINESS ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-942-5700 MAIL ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512716 XXXXXXXX 09-30-2016 09-30-2016 false DG Capital Management, LLC

460 Park Avenue 22nd Floor New York NY 10022

13F HOLDINGS REPORT 028-16742 N Eric Evanter 6469425700 /s/ Eric Evanter New York NY 11-14-2016 0 9 47445 INFORMATION TABLE 2 infotable.xml AEGERION PHARMACEUTICALS INC CONV 00767E102 10020 15044000 PRN SOLE 15044000 0 0 AWARE INC/MASS COMM 05453N100 7773 1466668 SH SOLE 1466668 0 0 BLUEKNIGHT ENERGY PARTNERS LLC LTDP 09625U109 16276 2672577 SH SOLE 2672577 0 0 CATALYST BIOSCIENCES INC COMM 14888D109 22 17960 SH SOLE 17960 0 0 COMMUNITY HEALTHCARE TRUST I REIT 20369C106 6315 288110 SH SOLE 288110 0 0 HC2 HOLDINGS INC COMM 404139107 387 70984 SH SOLE 70984 0 0 KOHLBERG CAPITAL CORP COMM 48668E101 3800 820757 SH SOLE 820757 0 0 TROPICANA ENTERTAINMENT INC COMM 89708X105 2131 89744 SH SOLE 89744 0 0 ZIX CORP COMM 98974P100 721 175746 SH SOLE 175746 0 0