0001493152-16-009543.txt : 20160509 0001493152-16-009543.hdr.sgml : 20160509 20160509155954 ACCESSION NUMBER: 0001493152-16-009543 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 EFFECTIVENESS DATE: 20160509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DG Capital Management, LLC CENTRAL INDEX KEY: 0001512716 IRS NUMBER: 208404862 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16742 FILM NUMBER: 161631597 BUSINESS ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-942-5700 MAIL ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001512716 XXXXXXXX 03-31-2016 03-31-2016 false DG Capital Management, LLC

460 Park Avenue 22nd Floor New York NY 10022

13F HOLDINGS REPORT 028-16742 N Eric Evanter 6469425700 /s/ Eric Evanter New York NY 05-09-2016 0 15 81115 INFORMATION TABLE 2 infotable.xml AWARE INC/MASS COMM 05453N100 7221 1935851 SH SOLE 1935851 0 0 BLUEKNIGHT ENERGY PARTNERS LLC LTDP 09625U109 13089 2732569 SH SOLE 2732569 0 0 CATALYST BIOSCIENCES INC COMM 14888D109 261 155352 SH SOLE 155352 0 0 COMMUNITY HEALTHCARE TRUST I REIT 20369C106 5212 281892 SH SOLE 281892 0 0 GREEN PLAINS INC COMM 393222104 3032 190000 SH Put SOLE 190000 0 0 HC2 HOLDINGS INC COMM 404139107 1797 470509 SH SOLE 470509 0 0 ISHARES IBOXX H/Y CORP BOND COMM 464288513 20423 250000 SH Put SOLE 250000 0 0 KOHLBERG CAPITAL CORP COMM 48668E101 4512 1253258 SH SOLE 1253258 0 0 KOPPERS HOLDINGS INC COMM 50060P106 5146 228995 SH SOLE 228995 0 0 LUMOS NETWORKS CORP COMM 550283105 4198 326911 SH SOLE 326911 0 0 MVC CAPITAL INC COMM 553829102 4038 541282 SH SOLE 541282 0 0 NUVECTRA CORP COMM 67075N108 1464 270593 SH SOLE 270593 0 0 SIX FLAGS ENTERTAINMENT CORP COMM 83001A102 2775 50000 SH Put SOLE 50000 0 0 SPARTON CORP COMM 847235108 2206 122648 SH SOLE 122648 0 0 WESTMORELAND COAL CO COMM 960878106 5742 796401 SH SOLE 796401 0 0