0001209191-18-058000.txt : 20181109 0001209191-18-058000.hdr.sgml : 20181109 20181109171602 ACCESSION NUMBER: 0001209191-18-058000 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181107 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dorsey Jack CENTRAL INDEX KEY: 0001590945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37622 FILM NUMBER: 181174021 MAIL ADDRESS: STREET 1: C/O TWITTER INC STREET 2: 1355 MARKET STREET SUITE 900 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Square, Inc. CENTRAL INDEX KEY: 0001512673 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 800429876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-375-3176 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-07 0 0001512673 Square, Inc. SQ 0001590945 Dorsey Jack 1455 MARKET STREET SUITE 600 SAN FRANCISCO CA 94103 1 1 1 0 President, CEO & Chairman Class A Common Stock 2018-11-07 4 C 0 103035 0.00 A 103035 I See Footnote Class A Common Stock 2018-11-07 4 S 0 47425 79.02 D 55610 I See Footnote Class A Common Stock 2018-11-07 4 S 0 53938 80.10 D 1672 I See Footnote Class A Common Stock 2018-11-07 4 S 0 1672 80.62 D 0 I See Footnote Class B Common Stock 2018-11-07 4 C 0 103035 0.00 D Class A Common Stock 103035 54096991 I See Footnote Class B Common Stock Class A Common Stock 7752826 7752826 I See Footnote Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee. The shares are held of record by the Dorsey Revocable Trust. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $78.58 to $79.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $79.58 to $80.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $80.58 to $80.69 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The shares are held of record by the Jack Dorsey Remainder Trust u/a/d 6/23/10, for which the Reporting Person serves as Trustee. /s/ Shahzia Rahman, Attorney-in-Fact 2018-11-09