0001209191-18-051662.txt : 20180919 0001209191-18-051662.hdr.sgml : 20180919 20180919170625 ACCESSION NUMBER: 0001209191-18-051662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180917 FILED AS OF DATE: 20180919 DATE AS OF CHANGE: 20180919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henry Alyssa CENTRAL INDEX KEY: 0001658470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37622 FILM NUMBER: 181078172 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Square, Inc. CENTRAL INDEX KEY: 0001512673 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 800429876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-375-3176 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-17 0 0001512673 Square, Inc. SQ 0001658470 Henry Alyssa 1455 MARKET STREET SUITE 600 SAN FRANCISCO CA 94103 0 1 0 0 Seller Lead Class A Common Stock 2018-09-17 4 C 0 25000 0.00 A 469544 D Class A Common Stock 2018-09-17 4 S 0 10167 87.04 D 459377 D Class A Common Stock 2018-09-17 4 S 0 6227 88.18 D 453150 D Class A Common Stock 2018-09-17 4 S 0 6244 89.03 D 446906 D Class A Common Stock 2018-09-17 4 S 0 2062 90.17 D 444844 D Class A Common Stock 2018-09-17 4 S 0 300 91.19 D 444544 D Stock Option (right to buy) 7.254 2018-09-17 4 M 0 25000 0.00 D 2024-05-14 Class B Common Stock 25000 1850000 D Class B Common Stock 2018-09-17 4 M 0 25000 0.00 A Class A Common Stock 25000 25000 D Class B Common Stock 2018-09-17 4 C 0 25000 0.00 D Class A Common Stock 25000 0 D Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $86.61 to $87.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $87.63 to $88.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $88.63 to $89.62 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $89.66 to $90.61 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $90.80 to $91.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 25% of the shares subject to the option vested on May 12, 2015, and 1/48 of the shares vest monthly thereafter. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Jason Gao, Attorney-in-Fact 2018-09-19