0001193125-13-057662.txt : 20130214 0001193125-13-057662.hdr.sgml : 20130214 20130214083639 ACCESSION NUMBER: 0001193125-13-057662 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 GROUP MEMBERS: BOQUAN HE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Noah Holdings Ltd CENTRAL INDEX KEY: 0001499543 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86013 FILM NUMBER: 13606429 BUSINESS ADDRESS: STREET 1: 6th Floor, Times Finance Center STREET 2: No.68 Middle Yincheng Road CITY: Pudong, Shanghai STATE: F4 ZIP: 200120 MAIL ADDRESS: STREET 1: 6th Floor, Times Finance Center STREET 2: No.68 Middle Yincheng Road CITY: Pudong, Shanghai STATE: F4 ZIP: 200120 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Quan Investment Co., Ltd. CENTRAL INDEX KEY: 0001512637 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O 6TH FLOOR, TIME FINANCE CENTER STREET 2: NO. 68 MIDDLE YINCHENG ROAD, PUDONG CITY: SHANGHAI STATE: F4 ZIP: 200120 BUSINESS PHONE: (86)21 3860 2301 MAIL ADDRESS: STREET 1: C/O 6TH FLOOR, TIME FINANCE CENTER STREET 2: NO. 68 MIDDLE YINCHENG ROAD, PUDONG CITY: SHANGHAI STATE: F4 ZIP: 200120 SC 13G/A 1 d484028dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 2 Schedule 13G Amendment No. 2

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

Information to Be Included in Statements Filed Pursuant to Rules 13d-1 (b), (c) and (d) and

Amendments Thereto Filed Pursuant to Rule 13d-2

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

NOAH HOLDINGS LIMITED

(Name of Issuer)

Ordinary Shares, Par Value US$0.0005 Per Share1

(Title of Class of Securities)

65487X1022

(CUSIP Number)

December 31, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

1 

Not for trading; two American depositary shares represent one ordinary share.

2 

This CUSIP number applies to the Issuer’s American depositary shares.

 

 

 

 

1


  1   

Name Of Reporting Person

 

Boquan He

 

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):

 

N/A

  2  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3  

SEC Use Only

 

  4  

Citizenship or Place of Organization

 

    the People’s Republic of China

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     

Sole Voting Power

 

    2,229,964 ordinary shares

   6   

Shared Voting Power

 

    0

   7   

Sole Dispositive Power

 

    2,229,964 ordinary shares

   8   

Shared Dispositive Power

 

    0

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    2,229,964 ordinary shares

10  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares    ¨

 

11  

Percent of Class Represented by Amount in Row 9

 

    8.1%1

12  

Type of Reporting Person

 

    IN

 

1 

Based upon 27,439,076 ordinary shares outstanding as of December 31, 2012.

 

2


  1   

Name Of Reporting Person

 

Quan Investment Co., Ltd.

 

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):

 

N/A

  2  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3  

SEC Use Only

 

  4  

Citizenship or Place of Organization

 

    British Virgin Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     

Sole Voting Power

 

    2,229,964 ordinary shares

   6   

Shared Voting Power

 

    0

   7   

Sole Dispositive Power

 

    2,229,964 ordinary shares

   8   

Shared Dispositive Power

 

    0

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    2,229,964 ordinary shares

10  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares    ¨

 

11  

Percent of Class Represented by Amount in Row 9

 

    8.1%1

12  

Type of Reporting Person

 

    CO

 

1 

Based upon 27,439,076 ordinary shares outstanding as of December 31, 2012.

 

3


Item 1  

(a).

   Name of Issuer:      
     Noah Holdings Limited      
Item 1  

(b).

   Address of Issuer’s Principal Executive Offices:      
    

6th Floor, Times Finance Center,

No. 68 Middle Yincheng Road,

Pudong, Shanghai 200120,

The People’s Republic of China

     
Item 2  

(a).

   Name of Person Filing:      
    

Boquan He

Quan Investment Co., Ltd.

     
Item 2  

(b).

   Address of Principal Business Office or, if None, Residence:      
    

For Boquan He:

Room 13-15, 32nd Floor, Daduhui Plaza,

No. 183-187 North Tianhe Road,

Tianhe District, Guangzhou 510620,

The People’s Republic of China

     
    

For Quan Investment Co., Ltd.:

c/o Boquan He

Room 13-15, 32nd Floor, Daduhui Plaza,

No. 183-187 North Tianhe Road,

Tianhe District, Guangzhou 510620,

The People’s Republic of China

     
Item 2  

(c)

   Citizenship:      
    

Mr. Boquan He is a citizen of the People’s Republic of China.

Quan Investment Co., Ltd. is a British Virgin Islands company.

     
Item 2  

(d).

   Title of Class of Securities:      
     Ordinary shares, par value $0.0005 per share      
Item 2  

(e).

   CUSIP Number:      
    

65487X102

This CUSIP number applies to the issuer’s American depositary shares; Two American depositary shares represent one ordinary share.

     
Item 3.   If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the persons filing is a:   
  Not applicable   

 

4


Item 4.    Ownership:      
   The information required by Items 4(a) - (c) is set forth in Rows 5-11 of the cover page hereto and is incorporated herein by reference.      
  

Quan Investment Co., Ltd. is the record owner of 2,229,964 ordinary shares of the Issuer.

Quan Investment Co., Ltd. is wholly owned and controlled by Mr. Boquan He.

     
Item 5.    Ownership of Five Percent or Less of a Class:   
   Not applicable   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person:      
   Not applicable      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Controlling Person:
   Not applicable
Item 8.    Identification and Classification of Members of the Group:      
   Not applicable      
Item 9.    Notice of Dissolution of Group:      
   Not applicable      
Item 10.    Certifications:      
   Not applicable      

 

5


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2013        
      Quan Investment Co., Ltd.
    By:   

/s/ Boquan He

      Name:   Boquan He
      Title:   Director
      Boquan He
     

/s/ Boquan He

      Boquan He

 

6


LIST OF EXHIBITS

 

Exhibit
No.

  

Description

A    Joint Filing Agreement

 

7

EX-99.(A) 2 d484028dex99a.htm EX-99.(A) EX-99.(A)

Exhibit A

Joint Filing Agreement

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the ordinary shares, par value US$0.0005, of Noah Holdings Limited, a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts all of which, taken together, shall constitute one and the same instrument.

[Remainder of this page has been left intentionally blank.]

 

8


Signature Page

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of February 14, 2013.

 

  Quan Investment Co., Ltd.
By:  

/s/ Boquan He

  Name:   Boquan He
  Title:   Director
  Boquan He
 

/s/ Boquan He

  Boquan He

 

9