Compliance Officer

0001667731-18-000170.txt : 20180420 0001667731-18-000170.hdr.sgml : 20180420 20180420135456 ACCESSION NUMBER: 0001667731-18-000170 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180420 DATE AS OF CHANGE: 20180420 EFFECTIVENESS DATE: 20180420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nelson Roberts Investment Advisors, LLC CENTRAL INDEX KEY: 0001512611 IRS NUMBER: 200745262 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14154 FILM NUMBER: 18766013 BUSINESS ADDRESS: STREET 1: 545 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 322- 4000 MAIL ADDRESS: STREET 1: 545 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512611 XXXXXXXX 03-31-2018 03-31-2018 false Nelson Roberts Investment Advisors, LLC

545 Middlefield Road Suite 200 Menlo Park CA 94025

13F HOLDINGS REPORT 028-14154 N Steve Philpott Compliance Officer 650-322-4000 Steve Philpott Menlo Park CA 04-20-2018 0 263 385815 INFORMATION TABLE 2 infotable.xml Aflac Inc. COM 001055102 32 720 SH SOLE 720 0 0 AT&T Corp COM 00206R102 522 14630 SH SOLE 14630 0 0 Abbott Labs COM 002824100 444 7408 SH SOLE 7408 0 0 AbbVie Inc. COM 00287Y109 980 10350 SH SOLE 10350 0 0 Adobe Systems Inc COM 00724F101 66 304 SH SOLE 304 0 0 Aerohive Networks, Inc. COM 007786106 170 42080 SH SOLE 42080 0 0 Agilent Technologies COM 00846U101 25 367 SH SOLE 367 0 0 Akamai Technologies COM 00971T101 5821 82004 SH SOLE 82004 0 0 Alphabet Inc Cl-C COM 02079K107 15014 14551 SH SOLE 14551 0 0 Alphabet Inc Cl-A Vtg COM 02079K305 522 503 SH SOLE 503 0 0 Altria Group Inc. COM 02209S103 29 460 SH SOLE 460 0 0 Amazon Com Inc. COM 023135106 15364 10615 SH SOLE 10615 0 0 American Express COM 025816109 279 2990 SH SOLE 2990 0 0 American Tower Corp COM 03027X100 8 53 SH SOLE 53 0 0 American Water Works Co., Inc COM 030420103 2 26 SH SOLE 26 0 0 Amgen COM 031162100 408 2392 SH SOLE 2392 0 0 Amyris COM 00323M200 1 100 SH SOLE 100 0 0 Analog Devices COM 032654105 18 200 SH SOLE 200 0 0 Anglo American Plc Sp Adr COM 03485P300 6 500 SH SOLE 500 0 0 Apple Computer COM 037833100 3602 21470 SH SOLE 21470 0 0 Artisan International Small C COM 04314H808 73 3111 SH SOLE 3111 0 0 Automatic Data Processing COM 053015103 535 4715 SH SOLE 4715 0 0 Avalonbay Communities COM 053484101 72 439 SH SOLE 439 0 0 BB&T Corporation COM 054937107 13 250 SH SOLE 250 0 0 BP PLC-Spons ADR COM 055622104 44 1092 SH SOLE 1092 0 0 Banco De Sabadell ADR COM 059568105 4 1041 SH SOLE 1041 0 0 Bank of America Corp COM 060505104 411 13720 SH SOLE 13720 0 0 Bank of America PFD 060505682 193 150 SH SOLE 150 0 0 BofA Preferred PFD 060505740 26 1000 SH SOLE 1000 0 0 Bank of New York Co Inc. COM 064057102 1 16 SH SOLE 16 0 0 Bayer AG-Sponsored ADR COM 072730302 8 300 SH SOLE 300 0 0 Becton Dickinson Company COM 075887109 35 160 SH SOLE 160 0 0 Berkshire Hathaway Inc Class COM 084670702 166 833 SH SOLE 833 0 0 Blackrock Inc. CL A COM 09247X101 63 117 SH SOLE 117 0 0 Boeing Co. COM 097023105 461 1405 SH SOLE 1405 0 0 Brighthouse Financial Inc. COM 10922N103 1 14 SH SOLE 14 0 0 Bristol Myers Squibb COM 110122108 5496 86898 SH SOLE 86898 0 0 British American Tabacco PLC COM 110448107 3 46 SH SOLE 46 0 0 CSX Corporation COM 126408103 267 4795 SH SOLE 4795 0 0 CVS Corporation COM 126650100 333 5360 SH SOLE 5360 0 0 CaixaBank COM 12803K109 8 5000 SH SOLE 5000 0 0 Capital One COM 14040H105 49 510 SH SOLE 510 0 0 Carnival Corp COM 143658300 10 150 SH SOLE 150 0 0 Caterpillar Inc. COM 149123101 83 566 SH SOLE 566 0 0 Cavium Networks, Inc. COM 14964U108 44 560 SH SOLE 560 0 0 Chemours Co COM 163851108 11 221 SH SOLE 221 0 0 Chevron Corp. COM 166764100 7643 67022 SH SOLE 67022 0 0 Cisco Systems Inc. COM 17275R102 9547 222591 SH SOLE 222591 0 0 Citigroup COM 172967424 151 2230 SH SOLE 2230 0 0 Coca-Cola COM 191216100 254 5860 SH SOLE 5860 0 0 Comcast Cl-A COM 20030N101 249 7283 SH SOLE 7283 0 0 Conduent Inc COM 206787103 1 80 SH SOLE 80 0 0 Conocophillips COM 20825C104 77 1304 SH SOLE 1304 0 0 Consolidated Edison Inc COM 209115104 25 320 SH SOLE 320 0 0 Constellation Brand Cl A COM 21036P108 5864 25730 SH SOLE 25730 0 0 Corning Glass Works COM 219350105 37 1325 SH SOLE 1325 0 0 Costco Wholesale Corp COM 22160K105 10836 57508 SH SOLE 57508 0 0 Credit Suisse Group COM 225401108 13 750 SH SOLE 750 0 0 Crown Holdings Inc COM 228368106 17 340 SH SOLE 340 0 0 DCT Industrial Trust Inc COM 233153204 6 110 SH SOLE 110 0 0 DXC Technology Co. COM 23355L106 15 151 SH SOLE 151 0 0 Danaher Corp Del COM 235851102 194 1984 SH SOLE 1984 0 0 Deere & Co. COM 244199105 31 200 SH SOLE 200 0 0 Dell Technologies Class V COM 24703L103 10 137 SH SOLE 137 0 0 Diageo PLC-SP ADR COM 25243Q205 4593 33914 SH SOLE 33914 0 0 DIAMONDBACK ENERGY INC COM 25278X109 1 8 SH SOLE 8 0 0 Digital Realty Trust, Inc. COM 253868103 4 40 SH SOLE 40 0 0 Disney (Walt & Co.) COM 254687106 2306 22956 SH SOLE 22956 0 0 Dollar Tree, Inc COM 256746108 38 400 SH SOLE 400 0 0 DowDuPont Inc. COM 26078J100 660 10361 SH SOLE 10361 0 0 Duke Energy Corp COM 26441C204 103 1333 SH SOLE 1333 0 0 E O G Resources Inc COM 26875P101 54 515 SH SOLE 515 0 0 ETFs Gold Trust COM 26922Y105 19 145 SH SOLE 145 0 0 Eastman Chemical Company COM 277432100 6 56 SH SOLE 56 0 0 eBay Inc. COM 278642103 16 400 SH SOLE 400 0 0 Electronic Arts Inc. COM 285512109 74 614 SH SOLE 614 0 0 Emerson Electric COM 291011104 16 231 SH SOLE 231 0 0 Equity Residential Properties COM 29476L107 55 886 SH SOLE 886 0 0 Essex Property Trust Inc. COM 297178105 79 327 SH SOLE 327 0 0 Robo Global Robotics and Auto COM 301505707 59 1408 SH SOLE 1408 0 0 Express Scripts Inc COM 30219G108 193 2800 SH SOLE 2800 0 0 Extra Space Storage Inc COM 30225T102 7 76 SH SOLE 76 0 0 Exxon Mobil Corp COM 30231G102 4838 64849 SH SOLE 64849 0 0 Facebook COM 30303M102 296 1852 SH SOLE 1852 0 0 FedEx Corp. COM 31428X106 74 308 SH SOLE 308 0 0 F5 Networks COM 315616102 1 10 SH SOLE 10 0 0 First Republic Bank COM 33616C100 7766 83856 SH SOLE 83856 0 0 Fiserv Inc COM 337738108 29 400 SH SOLE 400 0 0 Fortive Corp COM 34959J108 59 760 SH SOLE 760 0 0 General Electric COM 369604103 419 31061 SH SOLE 31061 0 0 Genitope Corp COM 37229P507 0 6000 SH SOLE 6000 0 0 Gilead Sciences COM 375558103 5762 76430 SH SOLE 76430 0 0 Glaxosmithkline PLC-ADS COM 37733W105 5 140 SH SOLE 140 0 0 Global X Social Media ETF COM 37950E416 54 1573 SH SOLE 1573 0 0 Goldman Sachs Group COM 38141G104 325 1290 SH SOLE 1290 0 0 HCA Healthcare COM 40412C101 37 380 SH SOLE 380 0 0 HSBC Holdings PLC ADR COM 404280406 10 200 SH SOLE 200 0 0 HSBC Holdings PLC Preferred PFD 404280604 13 500 SH SOLE 500 0 0 Hewlett Packard COM 40434L105 35 1600 SH SOLE 1600 0 0 Hawaiian Telcom Holdco Inc COM 420031106 4 148 SH SOLE 148 0 0 Helmerich and Payne COM 423452101 100 1500 SH SOLE 1500 0 0 Hewlett Packard Enterprise Co COM 42824C109 28 1600 SH SOLE 1600 0 0 Hexcel Corp COM 428291108 5742 88895 SH SOLE 88895 0 0 Hilton Worldwides Holdings In COM 43300A203 6 73 SH SOLE 73 0 0 Home Depot COM 437076102 326 1827 SH SOLE 1827 0 0 Honeywell International COM 438516106 173 1200 SH SOLE 1200 0 0 Hormel Foods Corp COM 440452100 5254 153075 SH SOLE 153075 0 0 Huntington Bancshares Inc COM 446150104 20 1310 SH SOLE 1310 0 0 Illumina Inc. COM 452327109 7273 30764 SH SOLE 30764 0 0 Immunosyn Corp COM 45253Q101 0 1000 SH SOLE 1000 0 0 Intel Corp. COM 458140100 146 2810 SH SOLE 2810 0 0 Int'l Business Machines COM 459200101 364 2372 SH SOLE 2372 0 0 International Paper COM 460146103 13 249 SH SOLE 249 0 0 iRobot Corp COM 462726100 46 715 SH SOLE 715 0 0 iShares U.S. Consumer Service COM 464287580 35 190 SH SOLE 190 0 0 iShares US Utilities ETF COM 464287697 25 200 SH SOLE 200 0 0 iShares U.S. Healthcare ETF COM 464287762 41 235 SH SOLE 235 0 0 iShare US Consumer Goods ETF COM 464287812 29 240 SH SOLE 240 0 0 iShares TR S&P US Pfd Stk Ind PFD 464288687 54 1450 SH SOLE 1450 0 0 ITOCHU Corporation I COM 465717106 13 333 SH SOLE 333 0 0 J.P.Morgan Chase & Co COM 46625H100 7321 66571 SH SOLE 66571 0 0 Johnson & Johnson COM 478160104 776 6058 SH SOLE 6058 0 0 Kellogg Co. COM 487836108 46 700 SH SOLE 700 0 0 Keysight Technologies, Inc. COM 49338L103 10 183 SH SOLE 183 0 0 Kimberly Clark COM 494368103 26 240 SH SOLE 240 0 0 The Kraft Heinz Company COM 500754106 5 80 SH SOLE 80 0 0 Kroger Co COM 501044101 16 666 SH SOLE 666 0 0 Las Vegas Sands Corp. COM 517834107 6 80 SH SOLE 80 0 0 Leafbuyer Technologies, Inc. COM 52177H100 6 4822 SH SOLE 4822 0 0 Lilly Eli & co COM 532457108 35 450 SH SOLE 450 0 0 Lockheed Martin Corp COM 539830109 8 24 SH SOLE 24 0 0 Lowes Companies Inc. COM 548661107 541 6161 SH SOLE 6161 0 0 MAIN STREET CAPITAL CORP COM 56035L104 6 173 SH SOLE 173 0 0 Marriot International - CL A COM 571903202 6 45 SH SOLE 45 0 0 Masco Corp COM 574599106 7100 175559 SH SOLE 175559 0 0 MasterCard Inc. COM 57636Q104 4 24 SH SOLE 24 0 0 McDonald's Corp COM 580135101 506 3237 SH SOLE 3237 0 0 Merck & Co COM 58933Y105 199 3660 SH SOLE 3660 0 0 MetLife, Inc. COM 59156R108 7 150 SH SOLE 150 0 0 Micro Focus International COM 594837304 3 218 SH SOLE 218 0 0 Microsoft Corp COM 594918104 1294 14181 SH SOLE 14181 0 0 MILLER/HOWARD HIGH INCOME EQ COM 600379101 4 308 SH SOLE 308 0 0 MindBody Inc. COM 60255W105 4768 122576 SH SOLE 122576 0 0 Monsanto COM 61166W101 44 380 SH SOLE 380 0 0 NN, Inc., a COM 629337106 4 166 SH SOLE 166 0 0 National Oilwell Varco INC COM 637071101 29 800 SH SOLE 800 0 0 Nestle SA Reg ADR COM 641069406 12 150 SH SOLE 150 0 0 NetApp Inc COM 64110D104 111 1804 SH SOLE 1804 0 0 New Nadina Exploration COM 647567304 30 255000 SH SOLE 255000 0 0 NY Community Bancorp COM 649445103 3 230 SH SOLE 230 0 0 Nike Inc. COM 654106103 166 2497 SH SOLE 2497 0 0 Nokia Corp Sponsored ADR COM 654902204 0 10 SH SOLE 10 0 0 Nordstrom Inc. COM 655664100 10 200 SH SOLE 200 0 0 Norfolk Southern Corporation COM 655844108 177 1303 SH SOLE 1303 0 0 Novartis A G Spon ADR COM 66987V109 24 300 SH SOLE 300 0 0 Nucor Corporation COM 670346105 261 4268 SH SOLE 4268 0 0 Nvidia Corp. COM 67066G104 12 50 SH SOLE 50 0 0 Occidental Petroleum COM 674599105 71 1095 SH SOLE 1095 0 0 Oracle Corp. COM 68389X105 5054 110463 SH SOLE 110463 0 0 PG&E Corp. COM 69331C108 36 820 SH SOLE 820 0 0 Palo Alto Networks Inc. COM 697435105 45 249 SH SOLE 249 0 0 Paychex Inc. COM 704326107 5189 84255 SH SOLE 84255 0 0 Paypal Holdings Inc COM 70450Y103 30 400 SH SOLE 400 0 0 Pepsico Inc. COM 713448108 198 1816 SH SOLE 1816 0 0 Pfizer Inc COM 717081103 241 6800 SH SOLE 6800 0 0 Philip Morris International I COM 718172109 142 1430 SH SOLE 1430 0 0 Phillips 66 COM 718546104 1 7 SH SOLE 7 0 0 PIMCO Commodities PLUS COM 72201P175 60 9363 SH SOLE 9363 0 0 PowerShares FTSE RAFI Emergin COM 73936T763 6 275 SH SOLE 275 0 0 PowerShares FTSE RAFI Develop COM 73936T771 9 250 SH SOLE 250 0 0 PowerShares S&P 500 COM 739371847 4586 46605 SH SOLE 46605 0 0 Praxair Inc COM 74005P104 6225 43142 SH SOLE 43142 0 0 T. Rowe Price Group Inc COM 74144T108 25 230 SH SOLE 230 0 0 Procter & Gamble Co. COM 742718109 4297 54200 SH SOLE 54200 0 0 Prologis Inc COM 74340W103 13 201 SH SOLE 201 0 0 Public Svc Enterprise Gp COM 744573106 34 670 SH SOLE 670 0 0 Qualcomm Inc COM 747525103 5292 95513 SH SOLE 95513 0 0 Qualys Inc. COM 74758T303 707 9721 SH SOLE 9721 0 0 Quidel Corporation COM 74838J101 16 300 SH SOLE 300 0 0 Raytheon Company COM 755111507 4 20 SH SOLE 20 0 0 Roche Holding AG-Spons ADR COM 771195104 34 1200 SH SOLE 1200 0 0 Roper Technologies Inc COM 776696106 8461 30143 SH SOLE 30143 0 0 SPDR Index Shares FD Real Est COM 78463X863 36 910 SH SOLE 910 0 0 Telecom Sector SPDR COM 78464A540 39 560 SH SOLE 560 0 0 SPDR S&P Bank ETF COM 78464A797 33 695 SH SOLE 695 0 0 SVB Financial Group COM 78486Q101 5942 24757 SH SOLE 24757 0 0 Salesforce.com COM 79466L302 8520 73261 SH SOLE 73261 0 0 Sangamo Biosciences Inc. COM 800677106 57 3000 SH SOLE 3000 0 0 Schlumberger Ltd COM 806857108 5009 77326 SH SOLE 77326 0 0 Schwab (Charles) Corp COM 808513105 69 1324 SH SOLE 1324 0 0 Seabridge Gold Inc. COM 811916105 27 2500 SH SOLE 2500 0 0 Sealed Air Corp COM 81211K100 23 530 SH SOLE 530 0 0 Materials Select Sector SPDR COM 81369Y100 631 11079 SH SOLE 11079 0 0 Healthcare SPDR COM 81369Y209 2326 28576 SH SOLE 28576 0 0 Consumer Staples SPDR COM 81369Y308 1577 29961 SH SOLE 29961 0 0 Consumer Disc SPDR COM 81369Y407 2359 23291 SH SOLE 23291 0 0 Energy Select SPDR COM 81369Y506 1200 17795 SH SOLE 17795 0 0 Financial Select Sector COM 81369Y605 2738 99323 SH SOLE 99323 0 0 Industrial Sector SPDR COM 81369Y704 1863 25084 SH SOLE 25084 0 0 Technology Sector SPDR COM 81369Y803 4953 75711 SH SOLE 75711 0 0 Real Estate Select Sector ETF COM 81369Y860 3 110 SH SOLE 110 0 0 Utilities Sector SPDR COM 81369Y886 4666 92336 SH SOLE 92336 0 0 ServiceNow, Inc. COM 81762P102 37 225 SH SOLE 225 0 0 Silver Bullion Trust COM 827467101 1 150 SH SOLE 150 0 0 Snap Inc. COM 83304A106 161 10133 SH SOLE 10133 0 0 The Southern Company COM 842587107 18 400 SH SOLE 400 0 0 Southwest Gas Corp COM 844895102 34 500 SH SOLE 500 0 0 Starbucks Corporation COM 855244109 27 459 SH SOLE 459 0 0 State Street Corp COM 857477103 85 850 SH SOLE 850 0 0 GOLD Trust ETF COM 863307104 803 6385 SH SOLE 6385 0 0 Stryker Corporation COM 863667101 8884 55210 SH SOLE 55210 0 0 Sumitomo Corporation COM 865613103 3 177 SH SOLE 177 0 0 Sun Communities Inc COM 866674104 5 52 SH SOLE 52 0 0 Suncor Energy Inc. COM 867224107 28 800 SH SOLE 800 0 0 Symantec Corp COM 871503108 1 56 SH SOLE 56 0 0 TJX Companies Inc. COM 872540109 6377 78190 SH SOLE 78190 0 0 Tableau Software Inc. COM 87336U105 4 53 SH SOLE 53 0 0 Tasty Fries Inc COM 876556200 0 500 SH SOLE 500 0 0 Tesla Motors, Inc. COM 88160R101 18 68 SH SOLE 68 0 0 Teva Pharmaceutical COM 881624209 3 188 SH SOLE 188 0 0 Texas Instruments COM 882508104 37 360 SH SOLE 360 0 0 Texas Roadhouse Inc. 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COM 98462Y100 4 1278 SH SOLE 1278 0 0 Adient plc COM G0084W101 7 113 SH SOLE 113 0 0 Allergan, Inc COM G0177J108 6065 36041 SH SOLE 36041 0 0 Accenture LTD COM G11513101 46 298 SH SOLE 298 0 0 Eaton Corporation COM G29183103 5440 68080 SH SOLE 68080 0 0 Invesco Ltd COM G491BT108 6154 192267 SH SOLE 192267 0 0 Medtronic Inc. COM G5960L103 9 115 SH SOLE 115 0 0 Michael Kors Hldgs COM G60754101 4668 75186 SH SOLE 75186 0 0 ishares TR S&P 500 Index COM 464287200 1659 6253 SH SOLE 6253 0 0 RSP PWR S&P 500 EQ EGT COM 739371813 1073 10793 SH SOLE 10793 0 0 SPY S&P 500 ETF COM 78462f103 2436 9259 SH SOLE 9259 0 0 Vanguard Value ETF COM 922908744 287 2785 SH SOLE 2785 0 0 iShares S&P Small Cap COM 464287804 24716 320948 SH SOLE 320948 0 0 Vanguard Developed Intl COM 921943858 20265 457967 SH SOLE 457967 0 0 Vanguard Emerging Mkts COM 922042858 10631 226300 SH SOLE 226300 0 0