Compliance Officer

0001512611-17-000003.txt : 20170209 0001512611-17-000003.hdr.sgml : 20170209 20170208183235 ACCESSION NUMBER: 0001512611-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170208 EFFECTIVENESS DATE: 20170209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nelson Roberts Investment Advisors, LLC CENTRAL INDEX KEY: 0001512611 IRS NUMBER: 200745262 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14154 FILM NUMBER: 17583876 BUSINESS ADDRESS: STREET 1: 545 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 322- 4000 MAIL ADDRESS: STREET 1: 545 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512611 XXXXXXXX 12-31-2016 12-31-2016 false Nelson Roberts Investment Advisors, LLC

545 Middlefield Road Suite 200 Menlo Park CA 94025

13F HOLDINGS REPORT 028-14154 N Steve Philpott Compliance Officer 650-322-4000 Steve Philpott Menlo Park CA 02-07-2017 0 277 287475 INFORMATION TABLE 2 infotable.xml AT&T Corp COM 001957109 822 19320 SH SOLE 19320 0 0 Abbott Labs COM 002824100 97 2520 SH SOLE 2520 0 0 AbbVie Inc. COM 00287Y109 292 4668 SH SOLE 4668 0 0 Activision Bllizzard COM 00507V109 10 284 SH SOLE 284 0 0 Adobe Systems Inc COM 00724F101 112 1090 SH SOLE 1090 0 0 Aerohive Networks, Inc. COM 007786106 240 42080 SH SOLE 42080 0 0 Akamai Technologies COM 00971T101 8331 124940 SH SOLE 124940 0 0 Amazon Com Inc. COM 023135106 13474 17968 SH SOLE 17968 0 0 American Express COM 025816109 251 3390 SH SOLE 3390 0 0 Amyris COM 03236M101 2 2213 SH SOLE 2213 0 0 Apple Computer COM 037833100 2893 24981 SH SOLE 24981 0 0 Automatic Data Processing COM 053015103 355 3453 SH SOLE 3453 0 0 Avalonbay Communities COM 053484101 78 439 SH SOLE 439 0 0 BB&T Corporation COM 054937107 19 400 SH SOLE 400 0 0 BP PLC-Spons ADR COM 055622104 30 792 SH SOLE 792 0 0 Banco De Sabadell ADR COM 059568105 3 1041 SH SOLE 1041 0 0 Bank of America Corp COM 060505104 237 10730 SH SOLE 10730 0 0 Bank of New York Co Inc. COM 064057102 38 800 SH SOLE 800 0 0 Bayer AG-Sponsored ADR COM 072730302 8 75 SH SOLE 75 0 0 Becton Dickinson Company COM 075887109 26 160 SH SOLE 160 0 0 Berkshire Hathaway Inc Class COM 084670702 176 1080 SH SOLE 1080 0 0 Blackrock Inc. CL A COM 09247X101 58 152 SH SOLE 152 0 0 Boeing Co. COM 097023105 243 1560 SH SOLE 1560 0 0 Borgwarner Inc COM 099724106 4 113 SH SOLE 113 0 0 Briggs & Stratton Corporation COM 109043109 12 535 SH SOLE 535 0 0 Bristol Myers Squibb COM 110122108 140 2400 SH SOLE 2400 0 0 CVS Corporation COM 126650100 515 6530 SH SOLE 6530 0 0 CA Inc COM 12673P105 6 191 SH SOLE 191 0 0 Capital One COM 14040H105 97 1110 SH SOLE 1110 0 0 Carnival Corp COM 143658102 8 150 SH SOLE 150 0 0 Caterpillar Inc. COM 149123101 52 566 SH SOLE 566 0 0 Cavium Networks, Inc. COM 14964U108 3927 62886 SH SOLE 62886 0 0 Celanese Corp COM 150870103 24 300 SH SOLE 300 0 0 Celgene Corp. COM 151020104 2860 24705 SH SOLE 24705 0 0 Cerner Corp COM 156782104 19 400 SH SOLE 400 0 0 Charter Communications COM 16119P108 14 48 SH SOLE 48 0 0 Chemours Co COM 163851108 1 64 SH SOLE 64 0 0 Chevron Corp. COM 166764100 6219 52838 SH SOLE 52838 0 0 Church & Dwight Co., Inc. COM 171340102 25 558 SH SOLE 558 0 0 Cincinnati Financial Corp COM 172062101 7 89 SH SOLE 89 0 0 Cisco Systems Inc. COM 17275R102 6906 228522 SH SOLE 228522 0 0 Citigroup COM 172967101 143 2400 SH SOLE 2400 0 0 Coca-Cola COM 191216100 243 5860 SH SOLE 5860 0 0 Cohen & Steers instl Rlty COM 19247U106 51 1192 SH SOLE 1192 0 0 Colgate Palmolive COM 194162103 43 660 SH SOLE 660 0 0 Columbia / HCA HealthCare COM 197677107 28 380 SH SOLE 380 0 0 Comcast Cl-A COM 20030N101 272 3935 SH SOLE 3935 0 0 Comstock Mining Inc. COM 205750102 3 10000 SH SOLE 10000 0 0 Conocophillips COM 20825C104 65 1304 SH SOLE 1304 0 0 Consolidated Edison Inc COM 209115104 24 320 SH SOLE 320 0 0 Constellation Brand Cl A COM 21036P108 3486 22740 SH SOLE 22740 0 0 Corning Glass Works COM 219350105 19 800 SH SOLE 800 0 0 Costco Wholesale Corp COM 22160K105 8888 55510 SH SOLE 55510 0 0 Coty, Inc. COM 222070203 3 148 SH SOLE 148 0 0 Credit Suisse Group COM 225401108 11 750 SH SOLE 750 0 0 Crown Holdings Inc COM 228368106 18 340 SH SOLE 340 0 0 Danaher Corp Del COM 235851102 160 2051 SH SOLE 2051 0 0 Deere & Co. COM 244199105 21 200 SH SOLE 200 0 0 Diageo PLC-SP ADR COM 25243Q205 3327 32006 SH SOLE 32006 0 0 Disney (Walt & Co.) COM 254687106 5580 53544 SH SOLE 53544 0 0 Dollar Tree, Inc COM 256746108 31 400 SH SOLE 400 0 0 Dow Chemical COM 260543103 58 1020 SH SOLE 1020 0 0 duPont (E.I.) deNemours COM 263534109 57 770 SH SOLE 770 0 0 Duke Energy Corp COM 264399106 107 1379 SH SOLE 1379 0 0 E O G Resources Inc COM 26875P101 52 515 SH SOLE 515 0 0 ETFs Gold Trust COM 26922Y105 16 145 SH SOLE 145 0 0 Eastman Chemical Company COM 277432100 4 56 SH SOLE 56 0 0 Eaton Vance Worldwide Health COM 277902813 108 11830 SH SOLE 11830 0 0 Eaton Corporation COM 278058102 4464 66533 SH SOLE 66533 0 0 eBay Inc. COM 278642103 21 700 SH SOLE 700 0 0 Ecolab Inc COM 278865100 6 50 SH SOLE 50 0 0 Electronic Arts Inc. COM 285512109 50 634 SH SOLE 634 0 0 Emerson Electric COM 291011104 7 130 SH SOLE 130 0 0 Equity Residential Properties COM 29476L107 50 780 SH SOLE 780 0 0 Essex Property Trust Inc. COM 297178105 71 304 SH SOLE 304 0 0 Expedia Inc Cl A COM 302125109 7 60 SH SOLE 60 0 0 Express Scripts Inc COM 302182100 224 3250 SH SOLE 3250 0 0 Exxon Mobil Corp COM 30231G102 5206 57679 SH SOLE 57679 0 0 Facebook COM 30303M102 295 2568 SH SOLE 2568 0 0 FedEx Corp. COM 31304N107 37 200 SH SOLE 200 0 0 F5 Networks COM 315616102 6645 45913 SH SOLE 45913 0 0 First Republic Bank COM 33616C100 7758 84201 SH SOLE 84201 0 0 Fiserv Inc COM 337738108 21 200 SH SOLE 200 0 0 Five Prime Therapeutics Inc. COM 33830X104 16 325 SH SOLE 325 0 0 Ford Motor Co COM 345370860 7 588 SH SOLE 588 0 0 Fortive Corp COM 34959J108 55 1024 SH SOLE 1024 0 0 General Electric COM 369604103 396 12542 SH SOLE 12542 0 0 General Mills COM 370334104 20 325 SH SOLE 325 0 0 Genitope Corp COM 37229P507 0 6000 SH SOLE 6000 0 0 Gilead Sciences COM 375558103 5236 73119 SH SOLE 73119 0 0 Goldman Sachs Group COM 38141G104 345 1440 SH SOLE 1440 0 0 Alphabet Inc Cl-A Vtg COM 38259P508 548 691 SH SOLE 691 0 0 Alphabet Inc Cl-C COM 38259P706 7332 9499 SH SOLE 9499 0 0 Groupon, Inc. COM 399473107 4 1220 SH SOLE 1220 0 0 HSBC Holdings PLC ADR COM 404280406 8 200 SH SOLE 200 0 0 Halliburton Co. COM 406216101 54 1000 SH SOLE 1000 0 0 Hasbro Inc COM 418056107 8 98 SH SOLE 98 0 0 Helmerich and Payne COM 423452101 116 1500 SH SOLE 1500 0 0 Hewlett Packard COM 428236103 28 1880 SH SOLE 1880 0 0 Hewlett Packard Enterprise Co COM 42824C109 44 1880 SH SOLE 1880 0 0 Hexcel Corp COM 428291108 4570 88840 SH SOLE 88840 0 0 Home Depot COM 437076102 253 1889 SH SOLE 1889 0 0 Honeywell International COM 438516106 139 1200 SH SOLE 1200 0 0 Hormel Foods Corp COM 440452100 5212 149720 SH SOLE 149720 0 0 Huntington Bancshares Inc COM 446150104 17 1310 SH SOLE 1310 0 0 IAC/InterActiveCorp COM 44919P508 62 958 SH SOLE 958 0 0 ILG, Inc. COM 44967H101 2 127 SH SOLE 127 0 0 ITT Industries Inc COM 45073V108 33 845 SH SOLE 845 0 0 Illinois Tool Works COM 452308109 18 150 SH SOLE 150 0 0 Illumina Inc. COM 452327109 3256 25433 SH SOLE 25433 0 0 Immunosyn Corp COM 45253Q101 0 1000 SH SOLE 1000 0 0 Intel Corp. COM 458140100 125 3443 SH SOLE 3443 0 0 Int'l Business Machines COM 459200101 384 2312 SH SOLE 2312 0 0 International Paper COM 460146103 27 500 SH SOLE 500 0 0 iRobot Corp COM 462726100 38 651 SH SOLE 651 0 0 iShares Gold Trust COM 464285105 5 437 SH SOLE 437 0 0 iShares U.S. Consumer Service COM 464287580 29 190 SH SOLE 190 0 0 iShares US Utilities ETF COM 464287697 24 200 SH SOLE 200 0 0 iShares U.S. Healthcare ETF COM 464287762 34 235 SH SOLE 235 0 0 iShare US Consumer Goods ETF COM 464287812 27 240 SH SOLE 240 0 0 J.P.Morgan Chase & Co COM 46625H100 5841 67696 SH SOLE 67696 0 0 Johnson & Johnson COM 478160104 307 2668 SH SOLE 2668 0 0 Kimberly Clark COM 494368103 46 405 SH SOLE 405 0 0 Kinder Morgan Inc. COM 49456B101 5 224 SH SOLE 224 0 0 Level 3 Communications COM 52729N100 0 1 SH SOLE 1 0 0 Lilly Eli & co COM 532457108 24 325 SH SOLE 325 0 0 Lowes Companies Inc. COM 548661107 427 6000 SH SOLE 6000 0 0 MFS Research International COM 552983470 19 1193 SH SOLE 1193 0 0 Marsh & McLennan Companies COM 571748102 34 500 SH SOLE 500 0 0 Masco Corp COM 574599106 5533 174986 SH SOLE 174986 0 0 McDonald's Corp COM 580135101 416 3417 SH SOLE 3417 0 0 Medtronic Inc. COM 585055106 22 305 SH SOLE 305 0 0 Merck & Co COM 589331107 234 3980 SH SOLE 3980 0 0 Microsoft Corp COM 594918104 971 15633 SH SOLE 15633 0 0 Micron Technology, Inc. COM 595112103 30 1350 SH SOLE 1350 0 0 Monsanto COM 61166W101 48 460 SH SOLE 460 0 0 Mosaic Company COM 61945A107 3 119 SH SOLE 119 0 0 National CineMedia, Inc. COM 635309107 3 236 SH SOLE 236 0 0 National Oilwell Varco INC COM 637071101 30 800 SH SOLE 800 0 0 Netflix Inc COM 64110L106 110 890 SH SOLE 890 0 0 NY Community Bancorp COM 649445103 23 1420 SH SOLE 1420 0 0 Newell Rubbermaid COM 651229106 18 405 SH SOLE 405 0 0 Nexstar Broadcasting Group, I COM 65336K103 0 2 SH SOLE 2 0 0 Nike Inc. COM 654106103 141 2776 SH SOLE 2776 0 0 Nokia Corp Sponsored ADR COM 654902204 0 10 SH SOLE 10 0 0 Nordstrom Inc. COM 655664100 19 400 SH SOLE 400 0 0 Norfolk Southern Corporation COM 655844108 168 1552 SH SOLE 1552 0 0 Novartis A G Spon ADR COM 66987V109 4449 61085 SH SOLE 61085 0 0 Nucor Corporation COM 670346105 303 5088 SH SOLE 5088 0 0 Nvidia Corp. COM 67066G104 11 100 SH SOLE 100 0 0 Occidental Petroleum COM 674599105 66 920 SH SOLE 920 0 0 Oppenheimer Intl Growth COM 68380L407 24 684 SH SOLE 684 0 0 Oracle Corp. COM 68389X105 4253 110616 SH SOLE 110616 0 0 PG&E Corp. COM 69331C108 50 820 SH SOLE 820 0 0 PNC Financial Services COM 693475105 31 265 SH SOLE 265 0 0 Paccar Inc. COM 693718108 6 100 SH SOLE 100 0 0 Paychex Inc. COM 704326107 5238 86038 SH SOLE 86038 0 0 Paypal Holdings Inc COM 70450Y103 32 800 SH SOLE 800 0 0 Pepsico Inc. COM 713448108 179 1708 SH SOLE 1708 0 0 Pfizer Inc COM 717081103 168 5165 SH SOLE 5165 0 0 Altria Group Inc. 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COM 76123U105 0 600 SH SOLE 600 0 0 Roche Holdings Ltd-Spons ADR COM 771195104 34 1200 SH SOLE 1200 0 0 Rockwell Int'l COM 773903109 7 50 SH SOLE 50 0 0 Rockwell Collins Inc COM 774341101 20 219 SH SOLE 219 0 0 Roper Technologies Inc COM 776696106 5622 30710 SH SOLE 30710 0 0 Ryder System Inc COM 783549108 31 410 SH SOLE 410 0 0 SVB Financial Group COM 78486Q101 4528 26379 SH SOLE 26379 0 0 Salesforce.com COM 79466L302 5083 74254 SH SOLE 74254 0 0 Sangamo Biosciences Inc. COM 800677106 10 3400 SH SOLE 3400 0 0 Schlumberger Ltd COM 806857108 7793 92833 SH SOLE 92833 0 0 Schwab (Charles) Corp COM 808513105 51 1300 SH SOLE 1300 0 0 Seabridge Gold Inc. COM 811916105 20 2500 SH SOLE 2500 0 0 Sealed Air Corp COM 81211K100 48 1060 SH SOLE 1060 0 0 Materials Select Sector SPDR COM 81369Y100 513 10314 SH SOLE 10314 0 0 Healthcare SPDR COM 81369Y209 1752 25410 SH SOLE 25410 0 0 Consumer Staples SPDR COM 81369Y308 1376 26610 SH SOLE 26610 0 0 Consumer Disc SPDR COM 81369Y407 1640 20144 SH SOLE 20144 0 0 Energy Select SPDR COM 81369Y506 1183 15700 SH SOLE 15700 0 0 Financial Select Sector COM 81369Y605 1896 81533 SH SOLE 81533 0 0 Industrial Sector SPDR COM 81369Y704 1424 22885 SH SOLE 22885 0 0 Technology Sector SPDR COM 81369Y803 3325 68748 SH SOLE 68748 0 0 Real Estate Select Sector ETF COM 81369Y860 22 722 SH SOLE 722 0 0 Utilities Sector SPDR COM 81369Y886 6928 142631 SH SOLE 142631 0 0 ServiceNow, Inc. COM 81762P102 8 108 SH SOLE 108 0 0 Sherwin-Williams Co COM 824348106 19 70 SH SOLE 70 0 0 Silver Bullion Trust COM 827467101 1 150 SH SOLE 150 0 0 The Southern Company COM 842587107 20 400 SH SOLE 400 0 0 Southwest Gas Corp COM 844895102 38 500 SH SOLE 500 0 0 Spectra Energy Corp COM 847560109 24 575 SH SOLE 575 0 0 Starbucks Corporation COM 855244109 47 840 SH SOLE 840 0 0 State Street Corp COM 857477103 66 850 SH SOLE 850 0 0 Steelcase Inc-CL A COM 858155203 28 1555 SH SOLE 1555 0 0 GOLD Trust ETF COM 863307104 633 5775 SH SOLE 5775 0 0 Stryker Corporation COM 863667101 6562 54767 SH SOLE 54767 0 0 Suncor Energy Inc. COM 867229106 26 800 SH SOLE 800 0 0 Suntrust Banks Inc COM 867914103 22 400 SH SOLE 400 0 0 Symantec Corp COM 871503108 1 56 SH SOLE 56 0 0 TIAA-CREF Intl Eqty COM 87244W102 19 1871 SH SOLE 1871 0 0 TJX Companies Inc. COM 872540109 8154 108526 SH SOLE 108526 0 0 Tableau Software Inc. COM 87336U105 2 41 SH SOLE 41 0 0 Tesla Motors, Inc. 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