Compliance Officer

0001512611-16-000016.txt : 20161027 0001512611-16-000016.hdr.sgml : 20161027 20161027131053 ACCESSION NUMBER: 0001512611-16-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161027 DATE AS OF CHANGE: 20161027 EFFECTIVENESS DATE: 20161027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nelson Roberts Investment Advisors, LLC CENTRAL INDEX KEY: 0001512611 IRS NUMBER: 200745262 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14154 FILM NUMBER: 161954818 BUSINESS ADDRESS: STREET 1: 545 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 322- 4000 MAIL ADDRESS: STREET 1: 545 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512611 XXXXXXXX 09-30-2016 09-30-2016 false Nelson Roberts Investment Advisors, LLC

545 Middlefield Road Suite 200 Menlo Park CA 94025

13F HOLDINGS REPORT 028-14154 N Steve Philpott Compliance Officer 650-322-4000 Steve Philpott Menlo Park CA 10-27-2016 0 254 282040 INFORMATION TABLE 2 infotable.xml AT&T Corp COM 1957109 797 19620 SH SOLE 19620 0 0 Abbott Labs COM 2824100 115 2728 SH SOLE 2728 0 0 AbbVie Inc. COM 00287Y109 294 4668 SH SOLE 4668 0 0 Activision Bllizzard COM 00507V109 13 284 SH SOLE 284 0 0 Adobe Systems Inc COM 00724F101 118 1090 SH SOLE 1090 0 0 Aerohive Networks, Inc. COM 007786106 256 42080 SH SOLE 42080 0 0 IFS AB COM 7790384 4 92 SH SOLE 92 0 0 Akamai Technologies COM 00971T101 6846 129199 SH SOLE 129199 0 0 Amazon Com Inc. COM 23135106 15571 18597 SH SOLE 18597 0 0 American Express COM 25816109 259 4040 SH SOLE 4040 0 0 Amgen COM 31162100 123 740 SH SOLE 740 0 0 Amyris COM 03236M101 2 2813 SH SOLE 2813 0 0 Analog Devices COM 32654105 13 200 SH SOLE 200 0 0 Anglo American Plc Sp Adr COM 03485P201 3 536 SH SOLE 536 0 0 Apple Computer COM 37833100 2887 25540 SH SOLE 25540 0 0 Automatic Data Processing COM 53015103 310 3517 SH SOLE 3517 0 0 Avalonbay Communities COM 53484101 79 447 SH SOLE 447 0 0 BB&T Corporation COM 54937107 15 400 SH SOLE 400 0 0 BP PLC-Spons ADR COM 55622104 28 792 SH SOLE 792 0 0 Banco De Sabadell ADR COM 59568105 2 1041 SH SOLE 1041 0 0 Bank of America Corp COM 60505104 168 10730 SH SOLE 10730 0 0 Bank of America PFD 60505682 183 150 SH SOLE 150 0 0 BofA Preferred PFD 60505740 26 1000 SH SOLE 1000 0 0 Bank of New York Co Inc. COM 64057102 32 800 SH SOLE 800 0 0 Barclays Bank 7.10% ADR PFD 06739H776 10 400 SH SOLE 400 0 0 Bayer AG-Sponsored ADR COM 72730302 8 75 SH SOLE 75 0 0 Becton Dickinson Company COM 75887109 29 160 SH SOLE 160 0 0 Berkshire Hathaway Inc Cla COM 84670702 85 585 SH SOLE 585 0 0 Blackrock Inc. CL A COM 09247X101 55 152 SH SOLE 152 0 0 Boeing Co. COM 97023105 206 1560 SH SOLE 1560 0 0 Borgwarner Inc COM 99724106 4 113 SH SOLE 113 0 0 Briggs & Stratton Corporat COM 109043109 10 535 SH SOLE 535 0 0 Bristol Myers Squibb COM 110122108 129 2400 SH SOLE 2400 0 0 Arsenal Holdings, PLC COM 1203142 43 20 SH SOLE 20 0 0 Allergan, Inc COM 125013678 4054 17602 SH SOLE 17602 0 0 CVS Corporation COM 126650100 581 6530 SH SOLE 6530 0 0 California Resources Corp COM 13057Q107 2 160 SH SOLE 160 0 0 Carnival Corp COM 143658102 7 150 SH SOLE 150 0 0 Cavium Networks, Inc. COM 14964U108 3794 65191 SH SOLE 65191 0 0 Celanese Corp COM 150870103 20 300 SH SOLE 300 0 0 Celgene Corp. COM 151020104 2658 25427 SH SOLE 25427 0 0 Cerner Corp COM 156782104 25 400 SH SOLE 400 0 0 Charter Communications COM 16119P108 13 48 SH SOLE 48 0 0 Chemours Co COM 163851108 1 64 SH SOLE 64 0 0 Chevron Corp. COM 166764100 5617 54581 SH SOLE 54581 0 0 Church & Dwight Co., Inc. COM 171340102 27 558 SH SOLE 558 0 0 Cincinnati Financial Corp COM 172062101 7 89 SH SOLE 89 0 0 Cisco Systems Inc. COM 17275R102 7374 232469 SH SOLE 232469 0 0 Citigroup COM 172967101 113 2400 SH SOLE 2400 0 0 Coca-Cola COM 191216100 248 5860 SH SOLE 5860 0 0 Cohen & Steers instl Rlty COM 19247U106 58 1192 SH SOLE 1192 0 0 Colgate Palmolive COM 194162103 49 660 SH SOLE 660 0 0 Columbia / HCA HealthCare COM 197677107 29 380 SH SOLE 380 0 0 Comcast Cl-A COM 20030N101 234 3526 SH SOLE 3526 0 0 Conocophillips COM 20825C104 57 1304 SH SOLE 1304 0 0 Consolidated Edison Inc COM 209115104 24 320 SH SOLE 320 0 0 Corning Glass Works COM 219350105 19 800 SH SOLE 800 0 0 Costco Wholesale Corp COM 22160K105 8702 57060 SH SOLE 57060 0 0 Credit Suisse Group COM 225401108 10 750 SH SOLE 750 0 0 Crown Holdings Inc COM 228368106 31 540 SH SOLE 540 0 0 Danaher Corp Del COM 235851102 213 2711 SH SOLE 2711 0 0 Deere & Co. COM 244199105 17 200 SH SOLE 200 0 0 Diageo PLC-SP ADR COM 25243Q205 4131 35598 SH SOLE 35598 0 0 Disney (Walt & Co.) COM 254687106 5178 55759 SH SOLE 55759 0 0 Dollar Tree, Inc COM 256746108 32 400 SH SOLE 400 0 0 Dow Chemical COM 260543103 130 2500 SH SOLE 2500 0 0 duPont (E.I.) deNemours COM 263534109 52 770 SH SOLE 770 0 0 Duke Energy Corp COM 264399106 110 1379 SH SOLE 1379 0 0 E O G Resources Inc COM 26875P101 50 515 SH SOLE 515 0 0 ETFs Gold Trust COM 26922Y105 19 145 SH SOLE 145 0 0 Eastman Chemical Company COM 277432100 4 56 SH SOLE 56 0 0 Eaton Corporation COM 278058102 4485 68250 SH SOLE 68250 0 0 eBay Inc. COM 278642103 23 700 SH SOLE 700 0 0 Ecolab Inc COM 278865100 6 50 SH SOLE 50 0 0 Edison Int'l COM 281020107 74 1020 SH SOLE 1020 0 0 Electronic Arts Inc. COM 285512109 20 234 SH SOLE 234 0 0 Emerson Electric COM 291011104 7 130 SH SOLE 130 0 0 Equity Residential Propert COM 29476L107 50 780 SH SOLE 780 0 0 Essex Property Trust Inc. COM 297178105 68 304 SH SOLE 304 0 0 Express Scripts Inc COM 302182100 229 3250 SH SOLE 3250 0 0 Exxon Mobil Corp COM 30231G102 5268 60357 SH SOLE 60357 0 0 Facebook COM 30303M102 248 1933 SH SOLE 1933 0 0 FedEx Corp. COM 31304N107 35 200 SH SOLE 200 0 0 F5 Networks COM 315616102 5891 47265 SH SOLE 47265 0 0 First Republic Bank COM 33616C100 6655 86301 SH SOLE 86301 0 0 Fiserv Inc COM 337738108 20 200 SH SOLE 200 0 0 Five Prime Therapeutics In COM 33830X104 17 325 SH SOLE 325 0 0 Fortive Corp COM 34959J108 69 1354 SH SOLE 1354 0 0 General Electric COM 369604103 354 11938 SH SOLE 11938 0 0 General Mills COM 370334104 28 442 SH SOLE 442 0 0 Genitope Corp COM 37229P507 0 6000 SH SOLE 6000 0 0 Gilead Sciences COM 375558103 6597 83384 SH SOLE 83384 0 0 Goldman Sachs Group COM 38141G104 232 1440 SH SOLE 1440 0 0 Alphabet Inc Cl-A Vtg COM 38259P508 540 671 SH SOLE 671 0 0 Alphabet Inc Cl-C COM 38259P706 7605 9784 SH SOLE 9784 0 0 HSBC Holdings PLC ADR COM 404280406 8 200 SH SOLE 200 0 0 HSBC Holdings PLC Preferre PFD 404280604 13 500 SH SOLE 500 0 0 Halliburton Co. COM 406216101 45 1000 SH SOLE 1000 0 0 Hasbro Inc COM 418056107 8 98 SH SOLE 98 0 0 Helmerich and Payne COM 423452101 101 1500 SH SOLE 1500 0 0 Hewlett Packard COM 428236103 4 280 SH SOLE 280 0 0 Hewlett Packard Enterprise COM 42824C109 6 280 SH SOLE 280 0 0 Hexcel Corp COM 428291108 4056 91563 SH SOLE 91563 0 0 Home Depot COM 437076102 239 1855 SH SOLE 1855 0 0 Honeywell International COM 438516106 140 1200 SH SOLE 1200 0 0 Huntington Bancshares Inc COM 446150104 13 1310 SH SOLE 1310 0 0 ITT Industries Inc COM 45073V108 30 845 SH SOLE 845 0 0 Idacorp COM 451107106 5 70 SH SOLE 70 0 0 Illinois Tool Works COM 452308109 18 150 SH SOLE 150 0 0 Illumina Inc. COM 452327109 6225 34269 SH SOLE 34269 0 0 Immunosyn Corp COM 45253Q101 0 1000 SH SOLE 1000 0 0 ING Group NV 7.20% PFD PFD 456837301 48 1845 SH SOLE 1845 0 0 Intel Corp. COM 458140100 130 3443 SH SOLE 3443 0 0 Int'l Business Machines COM 459200101 367 2312 SH SOLE 2312 0 0 International Paper COM 460146103 24 500 SH SOLE 500 0 0 iRobot Corp COM 462726100 97 2200 SH SOLE 2200 0 0 iShares U.S. Consumer Serv COM 464287580 28 190 SH SOLE 190 0 0 iShares US Utilities ETF COM 464287697 25 200 SH SOLE 200 0 0 iShares U.S. Healthcare ET COM 464287762 35 235 SH SOLE 235 0 0 iShare US Consumer Goods E COM 464287812 27 240 SH SOLE 240 0 0 J.P.Morgan Chase & Co COM 46625H100 4643 69718 SH SOLE 69718 0 0 Johnson & Johnson COM 478160104 302 2558 SH SOLE 2558 0 0 Kimberly Clark COM 494368103 51 405 SH SOLE 405 0 0 Kinder Morgan Inc. COM 49456B101 5 224 SH SOLE 224 0 0 Level 3 Communications COM 52729N100 0 1 SH SOLE 1 0 0 Lilly Eli & co COM 532457108 26 325 SH SOLE 325 0 0 LinkedIn Corporation COM 53578A108 51 268 SH SOLE 268 0 0 Lowes Companies Inc. COM 548661107 433 6000 SH SOLE 6000 0 0 MFS Research International COM 552983470 20 1193 SH SOLE 1193 0 0 Marsh & McLennan Companies COM 571748102 34 500 SH SOLE 500 0 0 Masco Corp COM 574599106 6159 179505 SH SOLE 179505 0 0 McDonald's Corp COM 580135101 394 3417 SH SOLE 3417 0 0 Medtronic Inc. COM 585055106 26 305 SH SOLE 305 0 0 Merck & Co COM 589331107 198 3180 SH SOLE 3180 0 0 Microsoft Corp COM 594918104 516 8950 SH SOLE 8950 0 0 Monsanto COM 61166W101 47 460 SH SOLE 460 0 0 Mosaic Company COM 61945A107 3 119 SH SOLE 119 0 0 National Oilwell Varco INC COM 637071101 48 1300 SH SOLE 1300 0 0 NetSuite Inc. COM 64118Q107 9 85 SH SOLE 85 0 0 NY Community Bancorp COM 649445103 22 1540 SH SOLE 1540 0 0 Newell Rubbermaid COM 651229106 21 405 SH SOLE 405 0 0 Nike Inc. COM 654106103 146 2776 SH SOLE 2776 0 0 Nokia Corp Sponsored ADR COM 654902204 0 10 SH SOLE 10 0 0 Nordstrom Inc. COM 655664100 21 400 SH SOLE 400 0 0 Norfolk Southern Corporati COM 655844108 151 1552 SH SOLE 1552 0 0 Novartis A G Spon ADR COM 66987V109 5190 65724 SH SOLE 65724 0 0 NOW inc COM 67011P100 1 25 SH SOLE 25 0 0 Nucor Corporation COM 670346105 124 2510 SH SOLE 2510 0 0 Occidental Petroleum COM 674599105 67 920 SH SOLE 920 0 0 Oppenheimer Intl Growth COM 68380L407 25 684 SH SOLE 684 0 0 Oracle Corp. COM 68389X105 4301 109506 SH SOLE 109506 0 0 PG&E Corp. COM 69331C108 50 820 SH SOLE 820 0 0 PNC Financial Services COM 693475105 24 265 SH SOLE 265 0 0 Paccar Inc. COM 693718108 6 100 SH SOLE 100 0 0 Paychex Inc. COM 704326107 5186 89611 SH SOLE 89611 0 0 Paypal Holdings Inc COM 70450Y103 33 800 SH SOLE 800 0 0 Pepsico Inc. COM 713448108 186 1708 SH SOLE 1708 0 0 Pfizer Inc COM 717081103 155 4590 SH SOLE 4590 0 0 Altria Group Inc. COM 718154107 74 1171 SH SOLE 1171 0 0 Philip Morris Internationa COM 718172109 135 1390 SH SOLE 1390 0 0 Phillips 66 COM 718546104 1 7 SH SOLE 7 0 0 Praxair Inc COM 74005P104 5507 45573 SH SOLE 45573 0 0 T. Rowe Price Group Inc COM 74144T108 6456 97076 SH SOLE 97076 0 0 Principal Financial Group COM 74251V102 39 750 SH SOLE 750 0 0 Procter & Gamble Co. COM 742718109 363 4042 SH SOLE 4042 0 0 Prudential Financial Inc. COM 744320102 18 220 SH SOLE 220 0 0 Public Svc Enterprise Gp COM 744573106 28 670 SH SOLE 670 0 0 Qualcomm Inc COM 747525103 5843 85292 SH SOLE 85292 0 0 Qualys Inc. COM 74758T303 409 10703 SH SOLE 10703 0 0 Quidel Corporation COM 74838J101 7 300 SH SOLE 300 0 0 Roche Holdings Ltd-Spons A COM 771195104 37 1200 SH SOLE 1200 0 0 Rockwell Int'l COM 773903109 6 50 SH SOLE 50 0 0 Rockwell Collins Inc COM 774341101 18 219 SH SOLE 219 0 0 Roper Technologies Inc COM 776696106 5748 31500 SH SOLE 31500 0 0 Ryder System Inc COM 783549108 27 410 SH SOLE 410 0 0 SPDR S&P Bank ETF COM 78464A797 23 695 SH SOLE 695 0 0 SVB Financial Group COM 78486Q101 5092 46063 SH SOLE 46063 0 0 Salesforce.com COM 79466L302 5480 76821 SH SOLE 76821 0 0 Sangamo Biosciences Inc. COM 800677106 16 3400 SH SOLE 3400 0 0 Schlumberger Ltd COM 806857108 7544 95937 SH SOLE 95937 0 0 Schwab (Charles) Corp COM 808513105 41 1300 SH SOLE 1300 0 0 Seabridge Gold Inc. COM 811916105 28 2500 SH SOLE 2500 0 0 Sealed Air Corp COM 81211K100 49 1060 SH SOLE 1060 0 0 Materials Select Sector SP COM 81369Y100 503 10541 SH SOLE 10541 0 0 Healthcare SPDR COM 81369Y209 1781 24701 SH SOLE 24701 0 0 Consumer Staples SPDR COM 81369Y308 1399 26284 SH SOLE 26284 0 0 Consumer Disc SPDR COM 81369Y407 1594 19914 SH SOLE 19914 0 0 Energy Select SPDR COM 81369Y506 1110 15714 SH SOLE 15714 0 0 Financial Select Sector COM 81369Y605 1470 76177 SH SOLE 76177 0 0 Industrial Sector SPDR COM 81369Y704 1341 22976 SH SOLE 22976 0 0 Technology Sector SPDR COM 81369Y803 3330 69690 SH SOLE 69690 0 0 Real Estate Select Sector COM 81369Y860 346 10557 SH SOLE 10557 0 0 Utilities Sector SPDR COM 81369Y886 7216 147290 SH SOLE 147290 0 0 ServiceNow, Inc. COM 81762P102 9 108 SH SOLE 108 0 0 Sherwin-Williams Co COM 824348106 19 70 SH SOLE 70 0 0 Silver Bullion Trust COM 827467101 2 150 SH SOLE 150 0 0 Southwest Gas Corp COM 844895102 35 500 SH SOLE 500 0 0 Spectra Energy Corp COM 847560109 25 575 SH SOLE 575 0 0 Starbucks Corporation COM 855244109 45 840 SH SOLE 840 0 0 State Street Corp COM 857477103 59 850 SH SOLE 850 0 0 Steelcase Inc-CL A COM 858155203 22 1555 SH SOLE 1555 0 0 GOLD Trust ETF COM 863307104 1040 8275 SH SOLE 8275 0 0 Stryker Corporation COM 863667101 6541 56190 SH SOLE 56190 0 0 Suncor Energy Inc. COM 867229106 22 800 SH SOLE 800 0 0 Suntrust Banks Inc COM 867914103 18 400 SH SOLE 400 0 0 Symantec Corp COM 871503108 1 56 SH SOLE 56 0 0 TIAA-CREF Intl Eqty COM 87244W102 20 1871 SH SOLE 1871 0 0 TJX Companies Inc. COM 872540109 8383 112108 SH SOLE 112108 0 0 Tesla Motors, Inc. 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