Compliance Officer

0001512611-15-000007.txt : 20151022 0001512611-15-000007.hdr.sgml : 20151022 20151021192655 ACCESSION NUMBER: 0001512611-15-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151022 DATE AS OF CHANGE: 20151021 EFFECTIVENESS DATE: 20151022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nelson Roberts Investment Advisors, LLC CENTRAL INDEX KEY: 0001512611 IRS NUMBER: 200745262 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14154 FILM NUMBER: 151168918 BUSINESS ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE #202 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 322- 4000 MAIL ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE #202 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512611 XXXXXXXX 09-30-2015 09-30-2015 false Nelson Roberts Investment Advisors, LLC

1950 University Avenue #202 East Palo Alto CA 94303

13F HOLDINGS REPORT 028-14154 N Steve Philpott Compliance Officer 650-322-4000 Steve Philpott East Palo Alto CA 10-21-2015 0 261 261309 INFORMATION TABLE 2 infotable.xml AT&T Corp COM 1957109 1131 34715 SH SOLE 34715 0 0 Abbott Labs COM 2824100 104 2580 SH SOLE 2580 0 0 AbbVie Inc. COM 00287Y109 199 3660 SH SOLE 3660 0 0 Activision Bllizzard COM 00507V109 21 684 SH SOLE 684 0 0 Adobe Systems Inc COM 00724F101 90 1090 SH SOLE 1090 0 0 Aerohive Networks, Inc. COM 7786106 112 18785 SH SOLE 18785 0 0 Akamai Technologies COM 00971T101 8947 129547 SH SOLE 129547 0 0 Allergan, Inc COM 18490102 91 333 SH SOLE 333 0 0 Amazon Com Inc. COM 23135106 9616 18786 SH SOLE 18786 0 0 American Express COM 25816109 644 8690 SH SOLE 8690 0 0 American Water Works Co., Inc COM 30420103 1 26 SH SOLE 26 0 0 Amgen COM 31162100 49 355 SH SOLE 355 0 0 Amyris COM 03236M101 6 2813 SH SOLE 2813 0 0 Analog Devices COM 32654105 11 200 SH SOLE 200 0 0 Anglo American Plc Sp Adr COM 03485P201 2 536 SH SOLE 536 0 0 Apple Computer COM 37833100 2779 25192 SH SOLE 25192 0 0 Automatic Data Processing COM 53015103 350 4358 SH SOLE 4358 0 0 BP PLC-Spons ADR COM 55622104 24 792 SH SOLE 792 0 0 Bank of America Corp COM 60505104 46 2960 SH SOLE 2960 0 0 BofA Preferred PFD 60505740 26 1000 SH SOLE 1000 0 0 Barclays Bank 7.10% ADR PFD 06739H776 10 400 SH SOLE 400 0 0 Berkshire Hathaway Inc Class COM 84670207 76 585 SH SOLE 585 0 0 Best Buy Co. Inc COM 86516101 9 246 SH SOLE 246 0 0 BHP Billiton Ltd ADR COM 88606108 9 276 SH SOLE 276 0 0 Blackrock Inc. CL A COM 09247X101 5 16 SH SOLE 16 0 0 Block H&R COM 93671105 27 750 SH SOLE 750 0 0 Boeing Co. COM 97023105 127 972 SH SOLE 972 0 0 Borgwarner Inc COM 99724106 5 113 SH SOLE 113 0 0 Briggs & Stratton Corporation COM 109043109 10 535 SH SOLE 535 0 0 Bristol Myers Squibb COM 110122108 62 1040 SH SOLE 1040 0 0 Brown & Brown Inc COM 115236101 31 990 SH SOLE 990 0 0 CSX Corporation COM 126408103 484 17995 SH SOLE 17995 0 0 CVS Corporation COM 126650100 776 8045 SH SOLE 8045 0 0 California Resources Corp COM 13057Q107 0 160 SH SOLE 160 0 0 Calpine Corp COM 131347304 6 392 SH SOLE 392 0 0 Capital One COM 14040H105 15 200 SH SOLE 200 0 0 Carnival Corp COM 143658102 7 150 SH SOLE 150 0 0 Caterpillar Inc. COM 149123101 14 216 SH SOLE 216 0 0 Cavium Networks, Inc. COM 14964U108 3898 63516 SH SOLE 63516 0 0 Celgene Corp. COM 151020104 5602 51788 SH SOLE 51788 0 0 Cerner Corp COM 156782104 24 400 SH SOLE 400 0 0 Chemours Co COM 163851108 1 149 SH SOLE 149 0 0 Cheniere Energy Inc COM 16411R208 4 84 SH SOLE 84 0 0 Chevron Corp. COM 166764100 4848 61466 SH SOLE 61466 0 0 Church & Dwight Co., Inc. COM 171340102 23 279 SH SOLE 279 0 0 Cisco Systems Inc. COM 17275R102 5937 226156 SH SOLE 226156 0 0 Citigroup COM 172967101 52 1040 SH SOLE 1040 0 0 Coca-Cola COM 191216100 506 12610 SH SOLE 12610 0 0 Colgate Palmolive COM 194162103 23 360 SH SOLE 360 0 0 Comcast Cl-A COM 20030N101 64 1126 SH SOLE 1126 0 0 Conocophillips COM 20825C104 43 903 SH SOLE 903 0 0 Cooper Cos Inc COM 216648402 7 45 SH SOLE 45 0 0 Costco Wholesale Corp COM 22160K105 8277 57254 SH SOLE 57254 0 0 Crown Holdings Inc COM 228368106 25 540 SH SOLE 540 0 0 Danaher Corp Del COM 235851102 236 2769 SH SOLE 2769 0 0 Deere & Co. COM 244199105 15 200 SH SOLE 200 0 0 Diageo PLC-SP ADR COM 25243Q205 4236 39303 SH SOLE 39303 0 0 Diebold Inc. COM 253651103 17 570 SH SOLE 570 0 0 Disney (Walt & Co.) COM 254687106 8202 80250 SH SOLE 80250 0 0 Dollar Tree, Inc COM 256746108 93 1400 SH SOLE 1400 0 0 Dow Chemical COM 260543103 119 2810 SH SOLE 2810 0 0 duPont (E.I.) deNemours COM 263534109 36 745 SH SOLE 745 0 0 Duke Energy Corp COM 264399106 96 1333 SH SOLE 1333 0 0 Dunkin' Branks Group Inc COM 265504100 5 93 SH SOLE 93 0 0 Durect Corp COM 266605104 0 100 SH SOLE 100 0 0 EMC Corp Mass COM 268648102 13 550 SH SOLE 550 0 0 Ensco Int'l COM 26874Q100 2 116 SH SOLE 116 0 0 EQT Midstream Partners LP COM 26885B100 13 200 SH SOLE 200 0 0 ETFs Gold Trust COM 26922Y105 16 145 SH SOLE 145 0 0 Eastman Chemical Company COM 277432100 4 56 SH SOLE 56 0 0 eBay Inc. COM 278642103 21 879 SH SOLE 879 0 0 Ecolab Inc COM 278865100 38 347 SH SOLE 347 0 0 Emerson Electric COM 291011104 6 130 SH SOLE 130 0 0 Express Scripts Inc COM 302182100 275 3400 SH SOLE 3400 0 0 Exxon Mobil Corp COM 30231G102 4512 60687 SH SOLE 60687 0 0 Facebook COM 30303M102 150 1663 SH SOLE 1663 0 0 Fairpoint Communications Inc COM 305560104 0 2 SH SOLE 2 0 0 F5 Networks COM 315616102 5488 47390 SH SOLE 47390 0 0 Alps Corecommodity Mgmt COM 317609667 14 2088 SH SOLE 2088 0 0 First Republic Bank COM 33616C100 3197 50926 SH SOLE 50926 0 0 Fiserv Inc COM 337738108 17 200 SH SOLE 200 0 0 FirstMerit Coporation COM 337915102 13 762 SH SOLE 762 0 0 Five Prime Therapeutics Inc. COM 33830X104 5 325 SH SOLE 325 0 0 General Electric COM 369604103 193 7668 SH SOLE 7668 0 0 Genitope Corp COM 37229P507 0 6000 SH SOLE 6000 0 0 Gilead Sciences COM 375558103 5086 51797 SH SOLE 51797 0 0 Goldman Sachs Group COM 38141G104 97 560 SH SOLE 560 0 0 Google Inc Cl-A Vtg COM 38259P508 393 615 SH SOLE 615 0 0 Google Inc Cl-C Non-vtg COM 38259P706 5997 9857 SH SOLE 9857 0 0 Graco COM 384109104 10 144 SH SOLE 144 0 0 W.W. Grainger, Inc. COM 384802104 9 40 SH SOLE 40 0 0 HSBC Holdings PLC ADR COM 404280406 8 200 SH SOLE 200 0 0 HSBC Holdings PLC Preferred PFD 404280604 13 500 SH SOLE 500 0 0 Halliburton Co. COM 406216101 35 1000 SH SOLE 1000 0 0 Helmerich and Payne COM 423452101 71 1500 SH SOLE 1500 0 0 Hess Corporation COM 42809H107 5 100 SH SOLE 100 0 0 Hewlett Packard COM 428236103 7 280 SH SOLE 280 0 0 Hexcel Corp COM 428291108 4238 94478 SH SOLE 94478 0 0 Home Depot COM 437076102 87 755 SH SOLE 755 0 0 Honeywell International COM 438516106 133 1400 SH SOLE 1400 0 0 ITT Industries Inc COM 450911102 28 845 SH SOLE 845 0 0 Idacorp COM 451107106 6 100 SH SOLE 100 0 0 HIS Inc-Class A COM 451734107 8 65 SH SOLE 65 0 0 Illinois Tool Works COM 452308109 49 599 SH SOLE 599 0 0 Illumina Inc. COM 452327109 3516 19995 SH SOLE 19995 0 0 Immunosyn Corp COM 45253Q101 0 1000 SH SOLE 1000 0 0 ING Group NV 7.20% PFD PFD 456837301 68 2645 SH SOLE 2645 0 0 Intel Corp. COM 458140100 67 2217 SH SOLE 2217 0 0 Intercontinental Exchange Inc COM 45865V100 34 143 SH SOLE 143 0 0 Int'l Business Machines COM 459200101 242 1672 SH SOLE 1672 0 0 International Paper COM 460146103 19 500 SH SOLE 500 0 0 Intuit Inc COM 461202103 6 67 SH SOLE 67 0 0 iRobot Corp COM 462726100 64 2200 SH SOLE 2200 0 0 iShares U.S. Consumer Service COM 464287580 26 190 SH SOLE 190 0 0 iShares US Utilities ETF COM 464287697 22 200 SH SOLE 200 0 0 iShares U.S. Healthcare ETF COM 464287762 33 235 SH SOLE 235 0 0 iShare US Consumer Goods ETF COM 464287812 25 240 SH SOLE 240 0 0 ITC Holdings Corp COM 465685105 30 902 SH SOLE 902 0 0 J.P.Morgan Chase & Co COM 46625H100 4048 66395 SH SOLE 66395 0 0 Johnson & Johnson COM 478160104 111 1193 SH SOLE 1193 0 0 Johnson Controls Inc COM 478366107 25 600 SH SOLE 600 0 0 Kimberly Clark COM 494368103 23 215 SH SOLE 215 0 0 Kinder Morgan Inc. COM 49456B101 30 1095 SH SOLE 1095 0 0 Leapfrog Enterprises Inc. COM 52186N106 0 500 SH SOLE 500 0 0 Lilly Eli & co COM 532457108 26 313 SH SOLE 313 0 0 AutoZone, Inc. COM 53332102 36 50 SH SOLE 50 0 0 LinkedIn Corporation COM 53578A108 12 63 SH SOLE 63 0 0 Lowes Companies Inc. COM 548661107 414 6000 SH SOLE 6000 0 0 Marathon Oil COM 565849106 2 133 SH SOLE 133 0 0 Marathon Petroleum Corporatio COM 56585A102 6 132 SH SOLE 132 0 0 Marsh & McLennan Companies COM 571748102 26 500 SH SOLE 500 0 0 Masco Corp COM 574599106 4665 185247 SH SOLE 185247 0 0 McDonald's Corp COM 580135101 354 3590 SH SOLE 3590 0 0 McKesson Corp. COM 58155Q103 27 145 SH SOLE 145 0 0 Medtronic Inc. COM 585055106 37 557 SH SOLE 557 0 0 Merck & Co COM 589331107 108 2177 SH SOLE 2177 0 0 Microsoft Corp COM 594918104 165 3718 SH SOLE 3718 0 0 Mohawk Industries Inc. COM 608190104 33 184 SH SOLE 184 0 0 Monsanto COM 61166W101 17 200 SH SOLE 200 0 0 Mylan Labs COM 628530107 23 583 SH SOLE 583 0 0 National Oilwell Varco INC COM 637071101 132 3500 SH SOLE 3500 0 0 NetSuite Inc. COM 64118Q107 7 85 SH SOLE 85 0 0 NY Community Bancorp COM 649445103 3106 171960 SH SOLE 171960 0 0 Newell Rubbermaid COM 651229106 21 535 SH SOLE 535 0 0 Nike Inc. COM 654106103 93 758 SH SOLE 758 0 0 Nimble Storage Inc COM 65440R101 16 661 SH SOLE 661 0 0 Nokia Corp Sponsored ADR COM 654902204 0 10 SH SOLE 10 0 0 Nordson Corp COM 655663102 3 52 SH SOLE 52 0 0 Norfolk Southern Corporation COM 655844108 299 3910 SH SOLE 3910 0 0 Novartis A G Spon ADR COM 66987V109 6296 68496 SH SOLE 68496 0 0 NOW inc COM 67011P100 3 225 SH SOLE 225 0 0 Nucor Corporation COM 670346105 328 8730 SH SOLE 8730 0 0 OGE Energy Corp COM 670837103 5 193 SH SOLE 193 0 0 Occidental Petroleum COM 674599105 26 400 SH SOLE 400 0 0 Oracle Corp. COM 68389X105 3869 107102 SH SOLE 107102 0 0 PG&E Corp. COM 69331C108 43 820 SH SOLE 820 0 0 PNC Financial Services COM 693475105 11 125 SH SOLE 125 0 0 Paccar Inc. COM 693718108 5 100 SH SOLE 100 0 0 Paychex Inc. COM 704326107 4623 97057 SH SOLE 97057 0 0 Paypal Holdings Inc COM 70450Y103 27 879 SH SOLE 879 0 0 Pepsico Inc. COM 713448108 85 904 SH SOLE 904 0 0 Pfizer Inc COM 717081103 60 1910 SH SOLE 1910 0 0 Altria Group Inc. COM 718154107 54 1000 SH SOLE 1000 0 0 Philip Morris International I COM 718172109 48 600 SH SOLE 600 0 0 Phillips 66 COM 718546104 1 9 SH SOLE 9 0 0 Plains All American Pipeline COM 726503105 16 512 SH SOLE 512 0 0 PowerShares Pfd Portfolio PFD 73936T565 197 13500 SH SOLE 13500 0 0 Praxair Inc COM 74005P104 4767 46803 SH SOLE 46803 0 0 T. Rowe Price Group Inc COM 74144T108 6995 100646 SH SOLE 100646 0 0 Priceline.com Inc New COM 741503403 4 3 SH SOLE 3 0 0 Principal Financial Group COM 74251V102 36 750 SH SOLE 750 0 0 Procter & Gamble Co. COM 742718109 215 2982 SH SOLE 2982 0 0 Public Svc Enterprise Gp COM 744573106 8 200 SH SOLE 200 0 0 Qualcomm Inc COM 747525103 5794 107840 SH SOLE 107840 0 0 Qualys Inc. COM 74758T303 323 11363 SH SOLE 11363 0 0 Quidel Corporation COM 74838J101 6 300 SH SOLE 300 0 0 Raytheon Company COM 755111507 33 305 SH SOLE 305 0 0 Rockwell Int'l COM 773903109 28 277 SH SOLE 277 0 0 Rockwell Collins Inc COM 774341101 29 358 SH SOLE 358 0 0 Royal Dutch Shell PLC COM 780259107 320 6745 SH SOLE 6745 0 0 Ryder System Inc COM 783549108 30 410 SH SOLE 410 0 0 SPDR S&P Oil & Gas EXP & PR COM 78464A730 7 200 SH SOLE 200 0 0 SPDR Oil & Gas Equip & Serv COM 78464A748 9 515 SH SOLE 515 0 0 SPDR S&P Bank ETF COM 78464A797 23 695 SH SOLE 695 0 0 SVB Financial Group COM 78486Q101 2636 22818 SH SOLE 22818 0 0 Salesforce.com COM 79466L302 5358 77171 SH SOLE 77171 0 0 Sangamo Biosciences Inc. COM 800677106 21 3700 SH SOLE 3700 0 0 Schlumberger Ltd COM 806857108 6946 100708 SH SOLE 100708 0 0 Schwab (Charles) Corp COM 808513105 26 920 SH SOLE 920 0 0 Seabridge Gold Inc. COM 811916105 14 2500 SH SOLE 2500 0 0 Sealed Air Corp COM 81211K100 50 1060 SH SOLE 1060 0 0 Materials Select Sector SPDR COM 81369Y100 535 13392 SH SOLE 13392 0 0 Healthcare SPDR COM 81369Y209 7166 108203 SH SOLE 108203 0 0 Consumer Staples SPDR COM 81369Y308 1326 28108 SH SOLE 28108 0 0 Consumer Disc SPDR COM 81369Y407 1250 16834 SH SOLE 16834 0 0 Energy Select SPDR COM 81369Y506 916 14966 SH SOLE 14966 0 0 Financial Select Sector COM 81369Y605 1395 61581 SH SOLE 61581 0 0 Industrial Sector SPDR COM 81369Y704 1176 23566 SH SOLE 23566 0 0 Technology Sector SPDR COM 81369Y803 2739 69335 SH SOLE 69335 0 0 Utilities Sector SPDR COM 81369Y886 6538 151020 SH SOLE 151020 0 0 ServiceNow, Inc. COM 81762P102 8 108 SH SOLE 108 0 0 Sirius XM Radio Inc. COM 82967N108 5 1426 SH SOLE 1426 0 0 South32 - ADR COM 84473L105 1 110 SH SOLE 110 0 0 Southwest Gas Corp COM 844895102 29 500 SH SOLE 500 0 0 Spectra Energy Corp COM 847560109 32 1222 SH SOLE 1222 0 0 Starbucks Corporation COM 855244109 23 400 SH SOLE 400 0 0 Starwood Hotels & Resorts Wor COM 85590A203 6 87 SH SOLE 87 0 0 State Street Corp COM 857477103 40 594 SH SOLE 594 0 0 Steelcase Inc-CL A COM 858155203 29 1555 SH SOLE 1555 0 0 GOLD Trust ETF COM 863307104 889 8320 SH SOLE 8320 0 0 Suncor Energy Inc. COM 867229106 21 800 SH SOLE 800 0 0 TJX Companies Inc. COM 872540109 8107 113518 SH SOLE 113518 0 0 Target Corp COM 87612e106 29 367 SH SOLE 367 0 0 Tasty Fries Inc COM 876556200 0 500 SH SOLE 500 0 0 Tesla Motors, Inc. COM 88160R101 86 348 SH SOLE 348 0 0 Teva Pharmaceutical COM 881624209 7 117 SH SOLE 117 0 0 Texas Instruments COM 882508104 7 133 SH SOLE 133 0 0 Texas Roadhouse Inc. COM 882681109 35 935 SH SOLE 935 0 0 Thermo Fisher Scientific COM 883556102 27 221 SH SOLE 221 0 0 3M Company COM 88579Y101 104 732 SH SOLE 732 0 0 Time Warner Inc COM 887317303 4085 59413 SH SOLE 59413 0 0 Tocqueville Gold Fund COM 888894862 55 2226 SH SOLE 2226 0 0 Total Fina Elf S A ADR COM 89151E109 12 267 SH SOLE 267 0 0 Travelers Companies Inc. COM 89417E109 5850 58773 SH SOLE 58773 0 0 Yum! Brands COM 895953107 33 414 SH SOLE 414 0 0 US Bancorp COM 902973304 5207 126976 SH SOLE 126976 0 0 US Bancorp PFD 902973817 105 4000 SH SOLE 4000 0 0 Ultimate Software Group Inc. COM 90385D107 8 43 SH SOLE 43 0 0 Union Pacific COM 907818108 31 348 SH SOLE 348 0 0 United Parcel Service COM 911312106 8587 87012 SH SOLE 87012 0 0 United Rentals Inc COM 911363109 3 54 SH SOLE 54 0 0 United Technologies Corp COM 913017109 100 1126 SH SOLE 1126 0 0 United Health Care COM 91324P102 5775 49780 SH SOLE 49780 0 0 VF Corporation COM 918204108 11 160 SH SOLE 160 0 0 Vanguard Total Int'l Stock In COM 921909818 30 1273 SH SOLE 1273 0 0 Varian Medical Systems Inc. COM 92220P105 4923 66727 SH SOLE 66727 0 0 Veeva Systems Inc. COM 922475108 7 318 SH SOLE 318 0 0 Verizon Communications COM 92343V104 4602 105758 SH SOLE 105758 0 0 Verisk Analytics Inc-ClassA A COM 92345Y106 6 80 SH SOLE 80 0 0 Viacom Inc-Cl B COM 92553P201 1 33 SH SOLE 33 0 0 Visa Inc Com CL A COM 92851S204 157 2254 SH SOLE 2254 0 0 VMware Inc. COM 928563402 6 70 SH SOLE 70 0 0 Vodafone Group PLC-SP ADR COM 92857W100 3 82 SH SOLE 82 0 0 Wal Mart Stores COM 931142103 37 563 SH SOLE 563 0 0 Walgreens Boots Alliance COM 931427108 246 2964 SH SOLE 2964 0 0 Waters Corp COM 941848103 17 147 SH SOLE 147 0 0 Weis Markets, Inc. COM 948849104 19 450 SH SOLE 450 0 0 Wells Fargo COM 949746101 60 1173 SH SOLE 1173 0 0 Wells Fargo Pfd PFD 949746747 121 5000 SH SOLE 5000 0 0 Western Union COM 959802109 10 550 SH SOLE 550 0 0 WhiteWave Foods Co. COM 966244105 5815 144830 SH SOLE 144830 0 0 Whole Foods Market COM 966837106 6715 212178 SH SOLE 212178 0 0 Worklday, Inc. COM 98138H101 7 105 SH SOLE 105 0 0 Xerox Corp. COM 984121103 4 400 SH SOLE 400 0 0 Yamana Gold Inc. COM 98462Y100 2 1278 SH SOLE 1278 0 0 Zendesk Inc. COM 98936J101 7 376 SH SOLE 376 0 0 Accenture LTD COM G11513101 21 214 SH SOLE 214 0 0 Invesco Ltd COM G491BT108 6716 215057 SH SOLE 215057 0 0 Michael Kors Hldgs COM G60754101 3420 80972 SH SOLE 80972 0 0 Nielsen PLC COM G6518L108 8 186 SH SOLE 186 0 0 Tyco Electronics Ltd. COM H8912P106 1 12 SH SOLE 12 0 0