Compliance Officer

0001512611-15-000006.txt : 20150730 0001512611-15-000006.hdr.sgml : 20150730 20150730162555 ACCESSION NUMBER: 0001512611-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150730 DATE AS OF CHANGE: 20150730 EFFECTIVENESS DATE: 20150730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nelson Roberts Investment Advisors, LLC CENTRAL INDEX KEY: 0001512611 IRS NUMBER: 200745262 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14154 FILM NUMBER: 151016495 BUSINESS ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE #202 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 322- 4000 MAIL ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE #202 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512611 XXXXXXXX 06-30-2015 06-30-2015 false Nelson Roberts Investment Advisors, LLC

1950 University Avenue #202 East Palo Alto CA 94303

13F HOLDINGS REPORT 028-14154 N Steve Philpott Compliance Officer 650-322-4000 Steve Philpott East Palo Alto CA 07-30-2015 0 225 195038 INFORMATION TABLE 2 infotable.xml AT&T Corp COM 1957109 1247 35115 SH SOLE 35115 0 0 Abbott Labs COM 2824100 127 2580 SH SOLE 2580 0 0 AbbVie Inc. COM 00287Y109 248 3689 SH SOLE 3689 0 0 Activision Bllizzard COM 00507V109 17 684 SH SOLE 684 0 0 Adobe Systems Inc COM 00724F101 88 1090 SH SOLE 1090 0 0 Aerohive Networks, Inc. COM 7786106 131 18785 SH SOLE 18785 0 0 Akamai Technologies COM 00971T101 8869 127022 SH SOLE 127022 0 0 Alcoa Inc. COM 013817101 17 1485 SH SOLE 1485 0 0 Allergan, Inc COM 18490102 101 333 SH SOLE 333 0 0 Amazon Com Inc. COM 23135106 10816 24917 SH SOLE 24917 0 0 American Express COM 25816109 704 9061 SH SOLE 9061 0 0 American Water Works Co., Inc COM 30420103 1 26 SH SOLE 26 0 0 Amgen COM 31162100 54 355 SH SOLE 355 0 0 Amyris COM 03236M101 5 2813 SH SOLE 2813 0 0 Analog Devices COM 32654105 13 200 SH SOLE 200 0 0 Anglo American Plc Sp Adr COM 03485P201 4 536 SH SOLE 536 0 0 Anixter International Inc. COM 35290105 33 500 SH SOLE 500 0 0 Apple Computer COM 37833100 3039 24228 SH SOLE 24228 0 0 Automatic Data Processing COM 53015103 350 4358 SH SOLE 4358 0 0 BP PLC-Spons ADR COM 55622104 32 792 SH SOLE 792 0 0 BofA Preferred PFD 60505740 25 1000 SH SOLE 1000 0 0 Barclays Bank 7.10% ADR PFD 06739H776 10 400 SH SOLE 400 0 0 Michael Kors Hldgs COM 072441893 1670 39682 SH SOLE 39682 0 0 Berkshire Hathaway Inc Class COM 084670207 29 210 SH SOLE 210 0 0 BHP Billiton Ltd ADR COM 88606108 11 276 SH SOLE 276 0 0 Blackrock Inc. CL A COM 09247X101 6 16 SH SOLE 16 0 0 Block H&R COM 93671105 22 750 SH SOLE 750 0 0 Boeing Co. COM 97023105 198 1428 SH SOLE 1428 0 0 Borgwarner Inc COM 99724106 6 113 SH SOLE 113 0 0 Briggs & Stratton Corporation COM 109043109 10 535 SH SOLE 535 0 0 Bristol Myers Squibb COM 110122108 72 1080 SH SOLE 1080 0 0 Brown & Brown Inc COM 115236101 33 990 SH SOLE 990 0 0 CDK Global Inc. COM 12508E101 76 1399 SH SOLE 1399 0 0 CSX Corporation COM 126408103 641 19624 SH SOLE 19624 0 0 CVS Corporation COM 126650100 844 8045 SH SOLE 8045 0 0 California Resources Corp COM 13057Q107 1 160 SH SOLE 160 0 0 Calpine Corp COM 131347304 7 392 SH SOLE 392 0 0 Capital One COM 14040H105 18 200 SH SOLE 200 0 0 Carnival Corp COM 143658102 7 150 SH SOLE 150 0 0 Caterpillar Inc. COM 149123101 18 216 SH SOLE 216 0 0 Cavium Networks, Inc. COM 14964U108 4203 61077 SH SOLE 61077 0 0 Celgene Corp. COM 151020104 5784 49979 SH SOLE 49979 0 0 Cerner Corp COM 156782104 28 400 SH SOLE 400 0 0 Cheniere Energy Inc COM 16411R208 6 84 SH SOLE 84 0 0 Chevron Corp. COM 166764100 5768 59791 SH SOLE 59791 0 0 Church & Dwight Co., Inc. COM 171340102 23 279 SH SOLE 279 0 0 Cisco Systems Inc. COM 17275R102 6019 219208 SH SOLE 219208 0 0 Citigroup COM 172967101 57 1040 SH SOLE 1040 0 0 Coca-Cola COM 191216100 495 12610 SH SOLE 12610 0 0 Cognizant Technology Solution COM 192446102 33 536 SH SOLE 536 0 0 Colgate Palmolive COM 194162103 53 808 SH SOLE 808 0 0 Comcast Cl-A COM 20030N101 101 1673 SH SOLE 1673 0 0 Conocophillips COM 20825C104 55 903 SH SOLE 903 0 0 Cooper Cos Inc COM 216648402 8 45 SH SOLE 45 0 0 Costco Wholesale Corp COM 22160K105 7538 55811 SH SOLE 55811 0 0 Crown Holdings Inc COM 228368106 29 540 SH SOLE 540 0 0 Danaher Corp Del COM 235851102 258 3019 SH SOLE 3019 0 0 Deere & Co. COM 244199105 19 200 SH SOLE 200 0 0 Diageo PLC-SP ADR COM 25243Q205 4412 38018 SH SOLE 38018 0 0 Diebold Inc. COM 253651103 20 570 SH SOLE 570 0 0 Disney (Walt & Co.) COM 254687106 8814 77219 SH SOLE 77219 0 0 Dollar Tree, Inc COM 256746108 111 1400 SH SOLE 1400 0 0 Dow Chemical COM 260543103 144 2810 SH SOLE 2810 0 0 DRD Gold Limited COM 26152H301 0 130 SH SOLE 130 0 0 duPont (E.I.) deNemours COM 263534109 48 745 SH SOLE 745 0 0 Duke Energy Corp COM 264399106 94 1333 SH SOLE 1333 0 0 Dunkin' Branks Group Inc COM 265504100 5 93 SH SOLE 93 0 0 Durect Corp COM 266605104 0 100 SH SOLE 100 0 0 EMC Corp Mass COM 268648102 15 550 SH SOLE 550 0 0 Ensco Int'l COM 26874Q100 3 116 SH SOLE 116 0 0 EQT Midstream Partners LP COM 26885B100 16 200 SH SOLE 200 0 0 ETFs Gold Trust COM 26922Y105 17 145 SH SOLE 145 0 0 Eastman Chemical Company COM 277432100 5 56 SH SOLE 56 0 0 eBay Inc. COM 278642103 53 879 SH SOLE 879 0 0 Ecolab Inc COM 278865100 39 347 SH SOLE 347 0 0 Edison Int'l COM 281020107 94 1700 SH SOLE 1700 0 0 Emerson Electric COM 291011104 18 330 SH SOLE 330 0 0 Express Scripts Inc COM 302182100 336 3779 SH SOLE 3779 0 0 Exxon Mobil Corp COM 30231G102 4864 58460 SH SOLE 58460 0 0 Facebook COM 30303M102 143 1663 SH SOLE 1663 0 0 Fairpoint Communications Inc COM 305560104 0 2 SH SOLE 2 0 0 Fastenal Co COM 311900104 13 304 SH SOLE 304 0 0 F5 Networks COM 315616102 5507 45755 SH SOLE 45755 0 0 First Republic Bank COM 33616C100 3115 49416 SH SOLE 49416 0 0 Fiserv Inc COM 337738108 17 200 SH SOLE 200 0 0 FirstMerit Coporation COM 337915102 16 762 SH SOLE 762 0 0 Five Prime Therapeutics Inc. COM 33830X104 8 325 SH SOLE 325 0 0 General Electric COM 369604103 204 7668 SH SOLE 7668 0 0 Genitope Corp COM 37229P507 0 6000 SH SOLE 6000 0 0 Gilead Sciences COM 375558103 5862 50070 SH SOLE 50070 0 0 Goldcorp Inc. COM 380956409 2 125 SH SOLE 125 0 0 Goldman Sachs Group COM 38141G104 117 560 SH SOLE 560 0 0 Google Inc Cl-A Vtg COM 38259P508 667 1236 SH SOLE 1236 0 0 Google Inc Cl-C Non-vtg COM 38259P706 4811 9243 SH SOLE 9243 0 0 Graco COM 384109104 10 144 SH SOLE 144 0 0 W.W. Grainger, Inc. COM 384802104 6908 29190 SH SOLE 29190 0 0 HSBC Holdings PLC ADR COM 404280406 9 200 SH SOLE 200 0 0 HSBC Holdings PLC Preferred PFD 404280604 13 500 SH SOLE 500 0 0 Halliburton Co. COM 406216101 43 1000 SH SOLE 1000 0 0 Helmerich and Payne COM 423452101 106 1500 SH SOLE 1500 0 0 Hess Corporation COM 42809H107 2345 35063 SH SOLE 35063 0 0 Hewlett Packard COM 428236103 8 280 SH SOLE 280 0 0 Hexcel Corp COM 428291108 4593 92350 SH SOLE 92350 0 0 Home Depot COM 437076102 121 1093 SH SOLE 1093 0 0 Honeywell International COM 438516106 143 1400 SH SOLE 1400 0 0 ITT Industries Inc COM 450911102 35 845 SH SOLE 845 0 0 Idacorp COM 451107106 6 100 SH SOLE 100 0 0 HIS Inc-Class A COM 451734107 8 65 SH SOLE 65 0 0 Illinois Tool Works COM 452308109 55 599 SH SOLE 599 0 0 Immunosyn Corp COM 45253Q101 0 1000 SH SOLE 1000 0 0 ING Group NV 7.20% PFD PFD 456837301 68 2645 SH SOLE 2645 0 0 Intel Corp. COM 458140100 67 2217 SH SOLE 2217 0 0 Intercontinental Exchange Inc COM 45865V100 32 143 SH SOLE 143 0 0 Int'l Business Machines COM 459200101 287 1762 SH SOLE 1762 0 0 International Paper COM 460146103 24 500 SH SOLE 500 0 0 Intuit Inc COM 461202103 7 67 SH SOLE 67 0 0 iRobot Corp COM 462726100 70 2200 SH SOLE 2200 0 0 iShares U.S. Consumer Service COM 464287580 27 190 SH SOLE 190 0 0 iShares US Utilities ETF COM 464287697 21 200 SH SOLE 200 0 0 iShares U.S. Healthcare ETF COM 464287762 37 235 SH SOLE 235 0 0 iShare US Consumer Goods ETF COM 464287812 25 240 SH SOLE 240 0 0 ITC Holdings Corp COM 465685105 29 902 SH SOLE 902 0 0 J.P.Morgan Chase & Co COM 46625H100 4384 64703 SH SOLE 64703 0 0 Johnson & Johnson COM 478160104 120 1231 SH SOLE 1231 0 0 Johnson Controls Inc COM 478366107 30 600 SH SOLE 600 0 0 Kimberly Clark COM 494368103 23 215 SH SOLE 215 0 0 Kinder Morgan Inc. COM 49456B101 47 1221 SH SOLE 1221 0 0 Kinross Gold Corp COM 496902107 1 222 SH SOLE 222 0 0 Leapfrog Enterprises Inc. COM 52186N106 1 500 SH SOLE 500 0 0 Lilly Eli & co COM 532457108 26 313 SH SOLE 313 0 0 AutoZone, Inc. COM 53332102 33 50 SH SOLE 50 0 0 LinkedIn Corporation COM 53578A108 4 20 SH SOLE 20 0 0 Lowes Companies Inc. COM 548661107 402 6000 SH SOLE 6000 0 0 Marathon Oil COM 565849106 4 133 SH SOLE 133 0 0 Marathon Petroleum Corporatio COM 56585A102 7 132 SH SOLE 132 0 0 Marsh & McLennan Companies COM 571748102 28 500 SH SOLE 500 0 0 Masco Corp COM 574599106 4822 180785 SH SOLE 180785 0 0 McDonald's Corp COM 580135101 351 3690 SH SOLE 3690 0 0 McKesson Corp. COM 58155Q103 33 145 SH SOLE 145 0 0 Medtronic Inc. COM 585055106 41 557 SH SOLE 557 0 0 Merck & Co COM 589331107 124 2177 SH SOLE 2177 0 0 Microsoft Corp COM 594918104 164 3718 SH SOLE 3718 0 0 Mohawk Industries Inc. COM 608190104 35 184 SH SOLE 184 0 0 Monsanto COM 61166W101 21 200 SH SOLE 200 0 0 Mylan Labs COM 628530107 40 583 SH SOLE 583 0 0 National Grid PLC COM 636274300 2 32 SH SOLE 32 0 0 National Oilwell Varco INC COM 637071101 169 3500 SH SOLE 3500 0 0 NY Commnunity Bank COM 649445103 3048 165843 SH SOLE 165843 0 0 Newell Rubbermaid COM 651229106 22 535 SH SOLE 535 0 0 Nike Inc. COM 654106103 82 758 SH SOLE 758 0 0 Nimble Storage Inc COM 65440R101 19 661 SH SOLE 661 0 0 Nokia Corp Sponsored ADR COM 654902204 0 10 SH SOLE 10 0 0 Nordson Corp COM 655663102 4 52 SH SOLE 52 0 0 Norfolk Southern Corporation COM 655844108 389 4455 SH SOLE 4455 0 0 Novartis A G Spon ADR COM 66987V109 6506 66163 SH SOLE 66163 0 0 NOW inc COM 67011P100 4 225 SH SOLE 225 0 0 Nucor Corporation COM 670346105 360 8180 SH SOLE 8180 0 0 OGE Energy Corp COM 670837103 6 193 SH SOLE 193 0 0 O'Reilly Automotive, Inc COM 67103H107 37 162 SH SOLE 162 0 0 Occidental Petroleum COM 674599105 31 400 SH SOLE 400 0 0 Oracle Corp. COM 68389X105 4231 104976 SH SOLE 104976 0 0 PG&E Corp. COM 69331C108 40 820 SH SOLE 820 0 0 PNC Financial Services COM 693475105 12 125 SH SOLE 125 0 0 Paccar Inc. COM 693718108 6 100 SH SOLE 100 0 0 Paychex Inc. COM 704326107 4381 93452 SH SOLE 93452 0 0 Pepsico Inc. COM 713448108 153 1644 SH SOLE 1644 0 0 Pfizer Inc COM 717081103 64 1910 SH SOLE 1910 0 0 Altria Group Inc. COM 718154107 49 1000 SH SOLE 1000 0 0 Philip Morris International I COM 718172109 48 600 SH SOLE 600 0 0 Phillips 66 COM 718546104 1 9 SH SOLE 9 0 0 Plains All American Pipeline COM 726503105 22 512 SH SOLE 512 0 0 PowerShares Pfd Portfolio PFD 73936T565 196 13500 SH SOLE 13500 0 0 Praxair Inc COM 74005P104 5482 45855 SH SOLE 45855 0 0 T. Rowe Price Group Inc COM 74144T108 7642 98318 SH SOLE 98318 0 0 Priceline.com Inc New COM 741503403 3 3 SH SOLE 3 0 0 Principal Financial Group COM 74251V102 38 750 SH SOLE 750 0 0 Procter & Gamble Co. COM 742718109 237 3032 SH SOLE 3032 0 0 Public Svc Enterprise Gp COM 744573106 8 200 SH SOLE 200 0 0 Qualcomm Inc COM 747525103 6502 103820 SH SOLE 103820 0 0 Qualys Inc. COM 74758T303 458 11363 SH SOLE 11363 0 0 Quidel Corporation COM 74838J101 7 300 SH SOLE 300 0 0 RPM International Inc. COM 749685103 4 86 SH SOLE 86 0 0 Rainbow Coral Corporation COM 75081A200 0 1 SH SOLE 1 0 0 Raytheon Company COM 755111507 29 305 SH SOLE 305 0 0 Rockwell Int'l COM 773903109 35 277 SH SOLE 277 0 0 Rockwell Collins Inc COM 774341101 33 358 SH SOLE 358 0 0 Royal Dutch Shell PLC COM 780259107 429 7481 SH SOLE 7481 0 0 Ryder System Inc COM 783549108 36 410 SH SOLE 410 0 0 SPDR S&P Oil & Gas EXP & PR COM 78464A730 9 200 SH SOLE 200 0 0 SPDR Oil & Gas Equip & Serv COM 78464A748 13 515 SH SOLE 515 0 0 SPDR S&P Bank ETF COM 78464A797 25 695 SH SOLE 695 0 0 SVB Financial Group COM 78486Q101 3170 22015 SH SOLE 22015 0 0 Salesforce.com COM 79466L302 5235 75190 SH SOLE 75190 0 0 Sangamo Biosciences Inc. COM 800677106 41 3700 SH SOLE 3700 0 0 Sanofi CVR COM 80105N113 0 48 SH SOLE 48 0 0 Schlumberger Ltd COM 806857108 8224 95420 SH SOLE 95420 0 0 Schwab (Charles) Corp COM 808513105 30 920 SH SOLE 920 0 0 Seabridge Gold Inc. COM 811916105 15 2500 SH SOLE 2500 0 0 Sealed Air Corp COM 81211K100 54 1060 SH SOLE 1060 0 0 Materials Select Sector SPDR COM 81369Y100 656 13557 SH SOLE 13557 0 0 Healthcare SPDR COM 81369Y209 7756 104256 SH SOLE 104256 0 0 Consumer Staples SPDR COM 81369Y308 1321 27744 SH SOLE 27744 0 0 Consumer Disc SPDR COM 81369Y407 1231 16094 SH SOLE 16094 0 0 Energy Select SPDR COM 81369Y506 1097 14592 SH SOLE 14592 0 0 Financial Select Sector COM 81369Y605 1442 59132 SH SOLE 59132 0 0 Industrial Sector SPDR COM 81369Y704 1242 22975 SH SOLE 22975 0 0 Technology Sector SPDR COM 81369Y803 2839 68568 SH SOLE 68568 0 0 Utilities Sector SPDR COM 81369Y886 6048 145881 SH SOLE 145881 0 0 Sirius XM Radio Inc. COM 82967N108 5 1426 SH SOLE 1426 0 0 South32 - ADR COM 84473L105 1 110 SH SOLE 110 0 0 Southwest Gas Corp COM 844895102 27 500 SH SOLE 500 0 0 Spectra Energy Corp COM 847560109 40 1222 SH SOLE 1222 0 0 Starbucks Corporation COM 855244109 59 1106 SH SOLE 1106 0 0 Starwood Hotels & Resorts Wor COM 85590A203 7 87 SH SOLE 87 0 0 State Street Corp COM 857477103 46 594 SH SOLE 594 0 0 Steelcase Inc-CL A COM 858155203 29 1555 SH SOLE 1555 0 0 GOLD Trust ETF COM 863307104 935 8320 SH SOLE 8320 0 0 Suncor Energy Inc. COM 867229106 22 800 SH SOLE 800 0 0 TJX Companies Inc. COM 872540109 7348 111043 SH SOLE 111043 0 0 Target Corp COM 87612e106 30 367 SH SOLE 367 0 0 Tasty Fries Inc COM 876556200 0 500 SH SOLE 500 0 0 Tesla Motors, Inc. COM 88160R101 93 346 SH SOLE 346 0 0 Teva Pharmaceutical COM 881624209 7 117 SH SOLE 117 0 0 Texas Instruments COM 882508104 7 133 SH SOLE 133 0 0 Texas Roadhouse Inc. COM 882681109 35 935 SH SOLE 935 0 0 Thermo Fisher Scientific COM 883556102 29 221 SH SOLE 221 0 0 3M Company COM 88579Y101 113 732 SH SOLE 732 0 0 Time Warner Inc COM 887317303 5032 57567 SH SOLE 57567 0 0 Tocqueville Gold Fund COM 888894862 67 2226 SH SOLE 2226 0 0 Topbuild Corp COM 89055F103 232 8003 SH SOLE 8002 0 0 Total Fina Elf S A ADR COM 89151E109 13 267 SH SOLE 267 0 0 Travelers Companies Inc. COM 89417E109 5392 55778 SH SOLE 55778 0 0 Tri Continental Corp PFD 895436202 6 275 SH SOLE 275 0 0 Yum! Brands COM 895953107 37 414 SH SOLE 414 0 0 Twenty-First Century Fox-A COM 90130A101 39 1200 SH SOLE 1200 0 0 US Bancorp COM 902973304 5330 122813 SH SOLE 122813 0 0 US Bancorp PFD 902973817 107 4000 SH SOLE 4000 0 0 Union Pacific COM 907818108 33 348 SH SOLE 348 0 0 United Natural Foods Inc. COM 911163103 8 119 SH SOLE 119 0 0 United Parcel Service COM 911312106 8164 84248 SH SOLE 84248 0 0 United Rentals Inc COM 911363109 5 54 SH SOLE 54 0 0 United Technologies Corp COM 913017109 125 1126 SH SOLE 1126 0 0 United Health Care COM 91324P102 5842 47887 SH SOLE 47887 0 0 VF Corporation COM 918204108 42 606 SH SOLE 606 0 0 Vanguard Total Int'l Stock In COM 921909818 34 1273 SH SOLE 1273 0 0 Varian Medical Systems Inc. COM 92220P105 5505 65282 SH SOLE 65282 0 0 Verizon Communications COM 92343V104 4825 103508 SH SOLE 103508 0 0 Verisk Analytics Inc-ClassA A COM 92345Y106 6 80 SH SOLE 80 0 0 Viacom Inc-Cl B COM 92553P201 2 33 SH SOLE 33 0 0 Visa Inc Com CL A COM 92851S204 151 2254 SH SOLE 2254 0 0 VMware Inc. COM 928563402 6 70 SH SOLE 70 0 0 Vodafone Group PLC-SP ADR COM 92857W100 3 82 SH SOLE 82 0 0 Wal Mart Stores COM 931142103 40 563 SH SOLE 563 0 0 Walgreens Boots Alliance COM 931427108 288 3414 SH SOLE 3414 0 0 Waste Management COM 939322103 93 2010 SH SOLE 2010 0 0 Waters Corp COM 941848103 19 147 SH SOLE 147 0 0 Weis Markets, Inc. COM 948849104 19 450 SH SOLE 450 0 0 Wells Fargo COM 949746101 68 1210 SH SOLE 1210 0 0 Wells Fargo Pfd PFD 949746747 116 5000 SH SOLE 5000 0 0 Western Union COM 959802109 11 550 SH SOLE 550 0 0 WhiteWave Foods Co. COM 966244105 7281 148964 SH SOLE 148964 0 0 Whole Foods Market COM 966837106 4171 105747 SH SOLE 105747 0 0 Xerox Corp. COM 984121103 4 400 SH SOLE 400 0 0 Yamana Gold Inc. COM 98462Y100 4 1278 SH SOLE 1278 0 0 Zimmer Holdings COM 98956P102 8 74 SH SOLE 74 0 0 Accenture LTD COM G11513101 21 214 SH SOLE 214 0 0 Invesco Ltd COM G491BT108 7799 208025 SH SOLE 208025 0 0 Tyco Electronics Ltd. COM H8912P106 1 12 SH SOLE 12 0 0