Compliance Officer

0001512611-14-000006.txt : 20141031 0001512611-14-000006.hdr.sgml : 20141031 20141031171547 ACCESSION NUMBER: 0001512611-14-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141031 DATE AS OF CHANGE: 20141031 EFFECTIVENESS DATE: 20141031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nelson Roberts Investment Advisors, LLC CENTRAL INDEX KEY: 0001512611 IRS NUMBER: 200745262 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14154 FILM NUMBER: 141187324 BUSINESS ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE #202 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 322- 4000 MAIL ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE #202 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512611 XXXXXXXX 09-30-2014 09-30-2014 false Nelson Roberts Investment Advisors, LLC

1950 University Avenue #202 East Palo Alto CA 94303

13F HOLDINGS REPORT 028-14154 N Steve Philpott Compliance Officer 650-322-4000 Steve Philpott East Palo Alto CA 10-31-2014 0 322 264964 INFORMATION TABLE 2 infotable.xml AMN Healthcare Services, Inc. COM 1744101 13 800 SH SOLE 800 0 0 AT&T Corp COM 1957109 1312 37217 SH SOLE 37217 0 0 Abbott Labs COM 2824100 132 3165 SH SOLE 3165 0 0 AbbVie Inc. COM 00287Y109 268 4645 SH SOLE 4645 0 0 Adobe Systems Inc COM 00724F101 99 1425 SH SOLE 1425 0 0 Aerohive Networks, Inc. COM 7786106 4 500 SH SOLE 500 0 0 Akamai Technologies COM 00971T101 7455 124667 SH SOLE 124667 0 0 Alcoa Inc. COM 13817101 24 1485 SH SOLE 1485 0 0 Allergan, Inc COM 18490102 69 388 SH SOLE 388 0 0 Alliance Data Systems Corp COM 18581108 37 150 SH SOLE 150 0 0 Amazon Com Inc. COM 23135106 8040 24934 SH SOLE 24934 0 0 American Express COM 25816109 1120 12790 SH SOLE 12790 0 0 American Intl Group COM 26874107 10 178 SH SOLE 178 0 0 American Water Works Co., Inc COM 30420103 1 26 SH SOLE 26 0 0 Amgen COM 31162100 50 355 SH SOLE 355 0 0 Amyris COM 03236M101 12 3113 SH SOLE 3113 0 0 Analog Devices COM 32654105 10 200 SH SOLE 200 0 0 Anixter International Inc. COM 35290105 85 1000 SH SOLE 1000 0 0 Apple Computer COM 37833100 2886 28644 SH SOLE 28644 0 0 Ares Capital Corporation COM 04010L103 25 1531 SH SOLE 1531 0 0 Arista Networks Inc. COM 40413106 8 92 SH SOLE 92 0 0 AthenaHealth, Inc. COM 04685W103 10 77 SH SOLE 77 0 0 Automatic Data Processing COM 53015103 367 4417 SH SOLE 4417 0 0 BCE Inc. COM 05534B760 26 598 SH SOLE 598 0 0 BP PLC-Spons ADR COM 55622104 59 1346 SH SOLE 1346 0 0 Baidu Inc. COM 56752108 8 35 SH SOLE 35 0 0 Bank of America Corp COM 60505104 50 2960 SH SOLE 2960 0 0 BofA Preferred PFD 60505740 26 1000 SH SOLE 1000 0 0 Barclays Bank 7.10% ADR PFD 06739H776 10 400 SH SOLE 400 0 0 Bayer AG-Sponsored ADR COM 72730302 33 235 SH SOLE 235 0 0 Bemis Company, Inc. COM 81437105 26 688 SH SOLE 688 0 0 Berkshire Hathaway Inc Class COM 84670207 29 210 SH SOLE 210 0 0 Best Buy Co. Inc COM 86516101 8 246 SH SOLE 246 0 0 BHP Billiton Ltd ADR COM 88606108 75 1276 SH SOLE 1276 0 0 Bio-Reference Labs COM 09057G602 2247 80080 SH SOLE 80080 0 0 Blackberry Ltd. COM 09228F103 0 30 SH SOLE 30 0 0 The Blackstone Group LP COM 09253U108 8 250 SH SOLE 250 0 0 Block H&R COM 93671105 23 750 SH SOLE 750 0 0 Boeing Co. COM 97023105 174 1366 SH SOLE 1366 0 0 Briggs & Stratton Corporation COM 109043109 10 535 SH SOLE 535 0 0 Brink's Co COM 109696104 20 830 SH SOLE 830 0 0 Bristol Myers Squibb COM 110122108 81 1573 SH SOLE 1573 0 0 Brown & Brown Inc COM 115236101 3615 112453 SH SOLE 112453 0 0 The Buckle, Inc. COM 118440106 10 213 SH SOLE 213 0 0 Buffalo Wild Wings Inc. COM 119848109 11 84 SH SOLE 84 0 0 CDK Global Inc. COM 12508E101 48 1471 SH SOLE 1471 0 0 CSX Corporation COM 126408103 655 20434 SH SOLE 20434 0 0 CVS Corporation COM 126650100 589 7400 SH SOLE 7400 0 0 Capital One COM 14040H105 16 200 SH SOLE 200 0 0 Carnival Corp COM 143658102 6 150 SH SOLE 150 0 0 Caterpillar Inc. COM 149123101 21 216 SH SOLE 216 0 0 Cavium Networks, Inc. COM 14964U108 3013 60581 SH SOLE 60581 0 0 Celgene Corp. COM 151020104 4559 48098 SH SOLE 48098 0 0 Cerner Corp COM 156782104 24 400 SH SOLE 400 0 0 Chevron Corp. 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COM 244199105 16 200 SH SOLE 200 0 0 Diageo PLC-SP ADR COM 25243Q205 8037 69645 SH SOLE 69645 0 0 Dick's Sporting Goods, Inc COM 253393102 2 40 SH SOLE 40 0 0 Diebold Inc. COM 253651103 20 570 SH SOLE 570 0 0 Disney (Walt & Co.) COM 254687106 7294 81923 SH SOLE 81923 0 0 Discovery Communications Inc. COM 25470F104 5 124 SH SOLE 124 0 0 Discovery Communications-C COM 25470F302 5 124 SH SOLE 124 0 0 Dollar Tree, Inc COM 256746108 78 1400 SH SOLE 1400 0 0 Dow Chemical COM 260543103 147 2810 SH SOLE 2810 0 0 DRD Gold Limited COM 26152H301 0 130 SH SOLE 130 0 0 duPont (E.I.) deNemours COM 263534109 53 745 SH SOLE 745 0 0 Duke Energy Corp COM 264399106 100 1333 SH SOLE 1333 0 0 Durect Corp COM 266605104 0 100 SH SOLE 100 0 0 EMC Corp Mass COM 268648102 22 750 SH SOLE 750 0 0 EQT Midstream Partners LP COM 26885B100 18 200 SH SOLE 200 0 0 ETFs Gold Trust COM 26922Y105 20 165 SH SOLE 165 0 0 Eastman Chemical Company COM 277432100 5 56 SH SOLE 56 0 0 eBay Inc. 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COM 458140100 174 5000 SH SOLE 5000 0 0 Int'l Business Machines COM 459200101 390 2057 SH SOLE 2057 0 0 International Paper COM 460146103 24 500 SH SOLE 500 0 0 Intuitive Surgical Inc. COM 46120E602 6 14 SH SOLE 14 0 0 InvenSense, Inc. COM 46123D205 12 625 SH SOLE 625 0 0 IPASS INC. COM 46261V108 0 295 SH SOLE 295 0 0 iRobot Corp COM 462726100 67 2200 SH SOLE 2200 0 0 iShares Gold Trust COM 464285105 20 1690 SH SOLE 1690 0 0 Ishares Nasdaq BIO FD COM 464287556 16 58 SH SOLE 58 0 0 iShares U.S. Consumer Service COM 464287580 24 190 SH SOLE 190 0 0 iShares US Utilities ETF COM 464287697 21 200 SH SOLE 200 0 0 iShares U.S. Healthcare ETF COM 464287762 32 235 SH SOLE 235 0 0 iShare US Consumer Goods ETF COM 464287812 24 240 SH SOLE 240 0 0 iShares US Aerospace & Def COM 464288760 8 77 SH SOLE 77 0 0 J.P.Morgan Chase & Co COM 46625H100 3682 61119 SH SOLE 61119 0 0 JPMorgan Alerian MLP Index COM 46625H365 30 574 SH SOLE 574 0 0 Johnson & Johnson COM 478160104 134 1255 SH SOLE 1255 0 0 Johnson Controls Inc COM 478366107 26 600 SH SOLE 600 0 0 Kimberly Clark COM 494368103 50 462 SH SOLE 462 0 0 Kinder Morgan Energy Partners COM 494550106 47 500 SH SOLE 500 0 0 Kinder Morgan Management, LLC COM 49455U100 35 375 SH SOLE 375 0 0 Kinross Gold Corp COM 496902107 1 222 SH SOLE 222 0 0 Leapfrog Enterprises Inc. COM 52186N106 8 1385 SH SOLE 1385 0 0 Leucadia National Corp COM 527288104 10 430 SH SOLE 430 0 0 Lilly Eli & co COM 532457108 24 363 SH SOLE 363 0 0 AutoZone, Inc. COM 53332102 25 50 SH SOLE 50 0 0 Lindsay Corporation COM 535555106 2 30 SH SOLE 30 0 0 LinkedIn Corporation COM 53578A108 48 233 SH SOLE 233 0 0 Lowes Companies Inc. COM 548661107 318 6000 SH SOLE 6000 0 0 MSA Safety Inc. COM 553498106 6 117 SH SOLE 117 0 0 Marathon Oil COM 565849106 5 133 SH SOLE 133 0 0 Marathon Petroleum Corporatio COM 56585A102 6 66 SH SOLE 66 0 0 Markel Corp. COM 570535104 13 21 SH SOLE 21 0 0 MarketAxess Holdings, Inc. COM 57060D108 12 193 SH SOLE 193 0 0 Market Vectors Gold Miners ET COM 57060U100 20 955 SH SOLE 955 0 0 Market Vectors Jr Gold Miner COM 57061R544 3 100 SH SOLE 100 0 0 Marsh & McLennan Companies COM 571748102 26 500 SH SOLE 500 0 0 Masco Corp COM 574599106 4265 178290 SH SOLE 178290 0 0 MasterCard Inc. COM 57636Q104 12 158 SH SOLE 158 0 0 McDonald's Corp COM 580135101 865 9120 SH SOLE 9120 0 0 McGraw Hilll Financial Inc COM 580645109 4 50 SH SOLE 50 0 0 Medtronic Inc. COM 585055106 260 4197 SH SOLE 4197 0 0 Merck & Co COM 589331107 123 2078 SH SOLE 2078 0 0 Microsoft Corp COM 594918104 151 3247 SH SOLE 3247 0 0 Middleby Corporation COM 596278101 34 384 SH SOLE 384 0 0 Monsanto COM 61166W101 33 290 SH SOLE 290 0 0 National Grid PLC COM 636274300 28 395 SH SOLE 395 0 0 National Oilwell Varco INC COM 637071101 380 5000 SH SOLE 5000 0 0 Navistar International Corp COM 63934E108 0 2 SH SOLE 2 0 0 Newell Rubbermaid COM 651229106 18 535 SH SOLE 535 0 0 Nike Inc. 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