Compliance Officer

0001512611-14-000004.txt : 20140514 0001512611-14-000004.hdr.sgml : 20140514 20140514171544 ACCESSION NUMBER: 0001512611-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nelson Roberts Investment Advisors, LLC CENTRAL INDEX KEY: 0001512611 IRS NUMBER: 200745262 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14154 FILM NUMBER: 14842539 BUSINESS ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE #202 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 322- 4000 MAIL ADDRESS: STREET 1: 1950 UNIVERSITY AVENUE #202 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512611 XXXXXXXX 03-31-2014 03-31-2014 false Nelson Roberts Investment Advisors, LLC

1950 University Avenue #202 East Palo Alto CA 94303

13F HOLDINGS REPORT 028-14154 N Brian Roberts Compliance Officer 650-322-4000 Brian Roberts East Palo Alto CA 02-14-2013 0 242 224894 INFORMATION TABLE 2 infotable.xml AT&T Corp COM 1957109 1339 38188 SH SOLE 38188 0 0 AT&T Corp COM 1957109 1339 38188 SH SOLE 38188 0 0 Abbott Labs COM 2824100 125 3239 SH SOLE 3239 0 0 AbbVie Inc. COM 00287Y109 179 3480 SH SOLE 3480 0 0 Adobe Systems Inc COM 00724F101 150 2275 SH SOLE 2275 0 0 Aerohive Networks, Inc. COM 7786106 5 500 SH SOLE 500 0 0 Affiliated Managers Group COM 8252108 20 100 SH SOLE 100 0 0 Air Products & Chemicals In c COM 9158106 18 150 SH SOLE 150 0 0 Akamai Technologies COM 00971T101 6868 117982 SH SOLE 117982 0 0 Allegion PLC COM 017476102 14 266 SH SOLE 266 0 0 Allergan, Inc COM 18490102 48 388 SH SOLE 388 0 0 Alliance Data Systems Corp COM 18581108 41 150 SH SOLE 150 0 0 Amazon Com Inc. COM 23135106 7842 23315 SH SOLE 23315 0 0 American Electric Power COM 25537101 10 200 SH SOLE 200 0 0 American Express COM 25816109 1345 14940 SH SOLE 14940 0 0 American Water Works Co., I ncCOM 30420103 1 26 SH SOLE 26 0 0 Amgen COM 31162100 23 190 SH SOLE 190 0 0 Amyris COM 03236M101 12 3113 SH SOLE 3113 0 0 Anadarko Petroleum COM 32511107 16 186 SH SOLE 186 0 0 Analog Devices COM 32654105 11 200 SH SOLE 200 0 0 Anglo American Plc Sp Adr COM 03485P201 7 536 SH SOLE 536 0 0 Anixter International Inc. COM 35290105 102 1000 SH SOLE 1000 0 0 Apache Corp. COM 37411105 12 147 SH SOLE 147 0 0 Apple Computer COM 37833100 1359 2532 SH SOLE 2532 0 0 Automatic Data Processing COM 53015103 341 4417 SH SOLE 4417 0 0 BP PLC-Spons ADR COM 55622104 74 1546 SH SOLE 1546 0 0 Baidu Inc. COM 56752108 5 35 SH SOLE 35 0 0 Bank of America Corp COM 60505104 28 1599 SH SOLE 1599 0 0 BofA Preferred PFD 60505740 26 1000 SH SOLE 1000 0 0 Barclays Bank 7.10% ADR PFD 06739H776 10 400 SH SOLE 400 0 0 Baxter Intl COM 71813109 10 133 SH SOLE 133 0 0 Bayer AG-Sponsored ADR COM 72730302 32 235 SH SOLE 235 0 0 Becton Dickinson Company COM 75887109 28 240 SH SOLE 240 0 0 Best Buy Co. Inc COM 86516101 6 246 SH SOLE 246 0 0 BHP Billiton Ltd ADR COM 88606108 115 1701 SH SOLE 1701 0 0 Bio-Reference Labs COM 09057G602 1892 68340 SH SOLE 68340 0 0 The Blackstone Group LP COM 09253U108 12 350 SH SOLE 350 0 0 Boeing Co. COM 97023105 134 1070 SH SOLE 1070 0 0 Bristol Myers Squibb COM 110122108 13 260 SH SOLE 260 0 0 Brown & Brown Inc COM 115236101 3285 106805 SH SOLE 106805 0 0 CSX Corporation COM 126408103 542 18700 SH SOLE 18700 0 0 CVS Corporation COM 126650100 554 7400 SH SOLE 7400 0 0 Canadian National Railway C omCOM 136375102 8 150 SH SOLE 150 0 0 Capital One COM 14040H105 15 200 SH SOLE 200 0 0 Carnival Corp COM 143658102 6 150 SH SOLE 150 0 0 Caterpillar Inc. COM 149123101 21 216 SH SOLE 216 0 0 Cavium Networks, Inc. COM 14964U108 2492 56996 SH SOLE 56996 0 0 Celgene Corp. COM 151020104 87 624 SH SOLE 624 0 0 Cerner Corp COM 156782104 22 400 SH SOLE 400 0 0 Chevron Corp. COM 166764100 6690 56261 SH SOLE 56261 0 0 Chubb Corp COM 171232101 87 975 SH SOLE 975 0 0 Church & Dwight Co., Inc. COM 171340102 43 621 SH SOLE 621 0 0 Cisco Systems Inc. COM 17275R102 4523 201799 SH SOLE 201799 0 0 Citigroup COM 172967101 12 260 SH SOLE 260 0 0 Coach Inc COM 189754104 5 100 SH SOLE 100 0 0 Coca-Cola COM 191216100 953 24660 SH SOLE 24660 0 0 Cognizant Technology Soluti onCOM 192446102 13 262 SH SOLE 262 0 0 Colgate Palmolive COM 194162103 32 500 SH SOLE 500 0 0 Comcast Cl-A COM 20030N101 31 611 SH SOLE 611 0 0 Conocophillips COM 20825C104 23 325 SH SOLE 325 0 0 Consolidated Edison Inc COM 209115104 8 150 SH SOLE 150 0 0 Costco Wholesale Corp COM 22160K105 6501 58213 SH SOLE 58213 0 0 Danaher Corp Del COM 235851102 256 3420 SH SOLE 3420 0 0 Deere & Co. COM 244199105 18 200 SH SOLE 200 0 0 Devon Energy Corp New COM 25179M103 11 160 SH SOLE 160 0 0 Diageo PLC-SP ADR COM 25243Q205 8060 64692 SH SOLE 64692 0 0 Dick's Sporting Goods, Inc COM 253393102 3414 62507 SH SOLE 62507 0 0 Disney (Walt & Co.) COM 254687106 6238 77913 SH SOLE 77913 0 0 Discover Financial SVCS COM 254709108 27 460 SH SOLE 460 0 0 Discovery Communications In c.COM 25470F104 10 124 SH SOLE 124 0 0 Dollar Tree, Inc COM 256746108 73 1400 SH SOLE 1400 0 0 Donaldson Co. Inc COM 257651109 16 388 SH SOLE 388 0 0 Dow Chemical COM 260543103 78 1610 SH SOLE 1610 0 0 DRD Gold Limited COM 26152H301 0 130 SH SOLE 130 0 0 duPont (E.I.) deNemours COM 263534109 21 310 SH SOLE 310 0 0 Duke Energy Corp COM 264399106 107 1499 SH SOLE 1499 0 0 Durect Corp COM 266605104 0 100 SH SOLE 100 0 0 EMC Corp Mass COM 268648102 29 1055 SH SOLE 1055 0 0 E O G Resources Inc COM 26875P101 24 124 SH SOLE 124 0 0 EQT Midstream Partners LP COM 26885B100 14 200 SH SOLE 200 0 0 Eagle Rock Energy Partners COM 26985R104 11 2000 SH SOLE 2000 0 0 Eastman Chemical Company COM 277432100 5 56 SH SOLE 56 0 0 eBay Inc. COM 278642103 23 413 SH SOLE 413 0 0 Ecolab Inc COM 278865100 46 425 SH SOLE 425 0 0 Edison Int'l COM 281020107 117 2065 SH SOLE 2065 0 0 Emerson Electric COM 291011104 19 280 SH SOLE 280 0 0 Enerplus Corp. COM 292766102 16 800 SH SOLE 800 0 0 Expeditors Intl Wash Inc COM 302130109 2 60 SH SOLE 60 0 0 Express Scripts Inc COM 302182100 255 3400 SH SOLE 3400 0 0 Exxon Mobil Corp COM 30231G102 1252 12820 SH SOLE 12820 0 0 Facebook COM 30303M102 123 2042 SH SOLE 2042 0 0 Fastenal Co COM 311900104 4612 93540 SH SOLE 93540 0 0 F5 Networks COM 315616102 4345 40750 SH SOLE 40750 0 0 Fidelity Select Natural Res . COM 316390525 23 582 SH SOLE 582 0 0 FirstMerit Coporation COM 337915102 16 762 SH SOLE 762 0 0 Ford Motor Co COM 345370860 16 1000 SH SOLE 1000 0 0 General Electric COM 369604103 375 14500 SH SOLE 14500 0 0 Genitope Corp COM 37229P507 0 6000 SH SOLE 6000 0 0 Genomic Health, Inc. COM 37244C101 5 205 SH SOLE 205 0 0 Gevo, Inc. COM 374396109 0 200 SH SOLE 200 0 0 Gilead Sciences COM 375558103 3284 46340 SH SOLE 46340 0 0 Goldcorp Inc. COM 380956409 3 125 SH SOLE 125 0 0 Goldman Sachs Group COM 38141G104 23 140 SH SOLE 140 0 0 Google Inc. - Cl A COM 38259P508 1298 1165 SH SOLE 1165 0 0 W.W. Grainger, Inc. COM 384802104 53 210 SH SOLE 210 0 0 HSBC Holdings PLC ADR COM 404280406 10 200 SH SOLE 200 0 0 HSBC Holdings PLC Preferred PFD 404280604 13 500 SH SOLE 500 0 0 Halliburton Co. COM 406216101 118 2000 SH SOLE 2000 0 0 Helmerich and Payne COM 423452101 215 2000 SH SOLE 2000 0 0 Hess Corporation COM 42809H107 2716 32770 SH SOLE 32770 0 0 Hewlett Packard COM 428236103 187 5780 SH SOLE 5780 0 0 Hexcel Corp COM 428291108 3831 87977 SH SOLE 87977 0 0 Home Depot COM 437076102 9 120 SH SOLE 120 0 0 Honda Motor Co ADR COM 438128308 9 250 SH SOLE 250 0 0 Honeywell International COM 438516106 186 2000 SH SOLE 2000 0 0 Idacorp COM 451107106 6 100 SH SOLE 100 0 0 Illinois Tool Works COM 452308109 22 275 SH SOLE 275 0 0 ING Group NV 7.20% PFD PFD 456837301 69 2645 SH SOLE 2645 0 0 Ingersoll-Rand Co. COM 456866102 46 800 SH SOLE 800 0 0 Ingredion Inc. COM 457187102 5708 83836 SH SOLE 83836 0 0 Intel Corp. COM 458140100 94 3650 SH SOLE 3650 0 0 Intercontinental Exchange I ncCOM 45865V100 20 100 SH SOLE 100 0 0 Int'l Business Machines COM 459200101 2873 14925 SH SOLE 14925 0 0 Intuitive Surgical Inc. COM 46120E602 6 14 SH SOLE 14 0 0 IPASS INC. COM 46261V108 0 295 SH SOLE 295 0 0 iRobot Corp COM 462726100 90 2200 SH SOLE 2200 0 0 Itron, Inc. COM 465741106 4 100 SH SOLE 100 0 0 J.P.Morgan Chase & Co COM 46625H100 3410 56165 SH SOLE 56165 0 0 j2 Global Communications In c COM 46626E205 8 160 SH SOLE 160 0 0 Johnson & Johnson COM 478160104 87 885 SH SOLE 885 0 0 Johnson Controls Inc COM 478366107 45 950 SH SOLE 950 0 0 KLA-Tencor COM 482480100 21 300 SH SOLE 300 0 0 Kinder Morgan Energy Partne rsCOM 494550106 37 500 SH SOLE 500 0 0 Kinross Gold Corp COM 496902107 1 222 SH SOLE 222 0 0 Kohls Corp COM 500255104 11 200 SH SOLE 200 0 0 Kraft Foods Group Inc. COM 50076Q106 4 79 SH SOLE 79 0 0 Leapfrog Enterprises Inc. COM 52186N106 10 1385 SH SOLE 1385 0 0 Leucadia National Corp COM 527288104 6 215 SH SOLE 215 0 0 Lilly Eli & co COM 532457108 27 463 SH SOLE 463 0 0 AutoZone, Inc. COM 53332102 27 50 SH SOLE 50 0 0 Lindsay Corporation COM 535555106 3624 41100 SH SOLE 41100 0 0 LinkedIn Corporation COM 53578A108 26 141 SH SOLE 141 0 0 Lowes Companies Inc. COM 548661107 293 6000 SH SOLE 6000 0 0 Markel Corp. COM 570535104 13 21 SH SOLE 21 0 0 McDonald's Corp COM 580135101 964 9830 SH SOLE 9830 0 0 Medtronic Inc. COM 585055106 271 4400 SH SOLE 4400 0 0 Merck & Co COM 589331107 150 2640 SH SOLE 2640 0 0 Microsoft Corp COM 594918104 91 2209 SH SOLE 2209 0 0 Middleby Corporation COM 596278101 28 106 SH SOLE 106 0 0 Mondelez Int'l Inc. COM 609207105 8 239 SH SOLE 239 0 0 Monsanto COM 61166W101 28 250 SH SOLE 250 0 0 NCR Corp. COM 62886E108 1 36 SH SOLE 36 0 0 National Oilwell Varco INC COM 637071101 432 5550 SH SOLE 5550 0 0 Navistar International Corp COM 63934E108 0 2 SH SOLE 2 0 0 Nike Inc. COM 654106103 29 398 SH SOLE 398 0 0 Nokia Corp Sponsored ADR COM 654902204 0 10 SH SOLE 10 0 0 Norfolk Southern Corporatio n COM 655844108 433 4455 SH SOLE 4455 0 0 Nortel Networks Corp. COM 656568102 0 75 SH SOLE 75 0 0 Greenland Minerals & Energy COM 65704T108 1 7000 SH SOLE 7000 0 0 NorthPoint Communications G roCOM 666610100 0 1000 SH SOLE 1000 0 0 Novartis A G Spon ADR COM 66987V109 5068 59611 SH SOLE 59611 0 0 Nucor Corporation COM 670346105 4342 85914 SH SOLE 85914 0 0 Occidental Petroleum COM 674599105 18 192 SH SOLE 192 0 0 Oracle Corp. COM 68389X105 6822 166762 SH SOLE 166762 0 0 PG&E Corp. COM 69331C108 26 595 SH SOLE 595 0 0 PNC Financial Services COM 693475105 11 125 SH SOLE 125 0 0 Paccar Inc. COM 693718108 7 100 SH SOLE 100 0 0 Parker Drilling Co COM 701081101 4 500 SH SOLE 500 0 0 Paychex Inc. COM 704326107 6561 154003 SH SOLE 154003 0 0 Peabody Energy Corp COM 704549104 10 600 SH SOLE 600 0 0 Pepsico Inc. COM 713448108 178 2127 SH SOLE 2127 0 0 PetSmart, Inc COM 716768106 28 406 SH SOLE 406 0 0 Pfizer Inc COM 717081103 101 3140 SH SOLE 3140 0 0 Altria Group Inc. COM 718154107 67 1800 SH SOLE 1800 0 0 Philip Morris International ICOM 718172109 65 795 SH SOLE 795 0 0 Phillips 66 COM 718546104 7 92 SH SOLE 92 0 0 Plains All American Pipelin e COM 726503105 40 723 SH SOLE 723 0 0 Portfolio Recovery Assoc. I ncCOM 73640Q105 6 105 SH SOLE 105 0 0 Powershares DB Oil Fund COM 73936B507 21 797 SH SOLE 797 0 0 PowerShares Pfd Portfolio PFD 73936T565 193 13500 SH SOLE 13500 0 0 Praxair Inc COM 74005P104 5646 43111 SH SOLE 43111 0 0 Precision Castparts COM 740189105 18 70 SH SOLE 70 0 0 T. Rowe Price Group Inc COM 74144T108 4573 55527 SH SOLE 55527 0 0 Principal Financial Group COM 74251V102 34 750 SH SOLE 750 0 0 Procter & Gamble Co. COM 742718109 198 2452 SH SOLE 2452 0 0 Proto Labs, Inc. COM 743713109 5 70 SH SOLE 70 0 0 Public Svc Enterprise Gp COM 744573106 8 200 SH SOLE 200 0 0 Qualcomm Inc COM 747525103 7637 96841 SH SOLE 96841 0 0 Qualys Inc. COM 74758T303 302 11883 SH SOLE 11883 0 0 Quidel Corporation COM 74838J101 8 300 SH SOLE 300 0 0 Rackspace Hosting COM 750086100 1837 55966 SH SOLE 55966 0 0 Rainbow Coral Corporation COM 75081A200 0 25 SH SOLE 25 0 0 Republic Services COM 760759100 14 400 SH SOLE 400 0 0 Rowan Companies Inc COM 779382100 54 1600 SH SOLE 1600 0 0 Royal Dutch Shell PLC COM 780259107 4974 63679 SH SOLE 63679 0 0 Royal Dutch Shell PLC A Shr s COM 780259206 29 400 SH SOLE 400 0 0 Ruckus Wireless Inc COM 781220108 14 1116 SH SOLE 1116 0 0 Sangamo Biosciences Inc. COM 800677106 54 3000 SH SOLE 3000 0 0 Schlumberger Ltd COM 806857108 5860 60100 SH SOLE 60100 0 0 Seabridge Gold Inc. COM 811916105 18 2500 SH SOLE 2500 0 0 Materials Select Sector SPD R COM 81369Y100 647 13681 SH SOLE 13681 0 0 Healthcare SPDR COM 81369Y209 1265 21620 SH SOLE 21620 0 0 Consumer Staples SPDR COM 81369Y308 1148 26655 SH SOLE 26655 0 0 Consumer Disc SPDR COM 81369Y407 858 13253 SH SOLE 13253 0 0 Energy Select SPDR COM 81369Y506 1169 13126 SH SOLE 13126 0 0 Financial Select Sector COM 81369Y605 959 42911 SH SOLE 42911 0 0 Industrial Sector SPDR COM 81369Y704 1193 22800 SH SOLE 22800 0 0 Technology Sector SPDR COM 81369Y803 2399 65988 SH SOLE 65988 0 0 Utilities Sector SPDR COM 81369Y886 5559 134086 SH SOLE 134086 0 0 Sempra Energy COM 816851109 70 721 SH SOLE 721 0 0 Sierra Wireless Inc. COM 826516106 7 305 SH SOLE 305 0 0 Sirius XM Radio Inc. COM 82967N108 5 1426 SH SOLE 1426 0 0 J.M. Smucker COM 832696405 10 100 SH SOLE 100 0 0 Southwest Gas Corp COM 844895102 27 500 SH SOLE 500 0 0 Spectra Energy Corp COM 847560109 54 1472 SH SOLE 1472 0 0 Starbucks Corporation COM 855244109 38 520 SH SOLE 520 0 0 State Street Corp COM 857477103 105 1515 SH SOLE 1515 0 0 GOLD Trust ETF COM 863307104 967 7823 SH SOLE 7823 0 0 Sun Hydraulics Corp COM 866942105 4265 98474 SH SOLE 98474 0 0 Suncor Energy Inc. COM 867229106 28 800 SH SOLE 800 0 0 TJX Companies Inc. COM 872540109 5016 82711 SH SOLE 82711 0 0 Target Corp COM 87612E106 28 456 SH SOLE 456 0 0 Tesla Motors, Inc. COM 88160R101 67 321 SH SOLE 321 0 0 Texas Instruments COM 882508104 12 253 SH SOLE 253 0 0 Thermo Fisher Scientific COM 883556102 13 110 SH SOLE 110 0 0 3M Company COM 88579Y101 52 380 SH SOLE 380 0 0 Time Warner Inc COM 887317105 2 38 SH SOLE 38 0 0 Time Warner Cable COM 88732J207 1 9 SH SOLE 9 0 0 Tocqueville Gold Fund COM 888894862 65 1710 SH SOLE 1710 0 0 Travelers Companies Inc. COM 89417E109 4405 51758 SH SOLE 51758 0 0 Tri Continental Corp PFD 895436202 6 275 SH SOLE 275 0 0 Twenty-First Century Fox-A COM 90130A101 10 300 SH SOLE 300 0 0 Twitter, Inc. COM 90184L102 5 105 SH SOLE 105 0 0 US Bancorp COM 902973304 4916 114700 SH SOLE 114700 0 0 US Bancorp PFD 902973817 110 4000 SH SOLE 4000 0 0 Union Pacific COM 907818108 38 201 SH SOLE 201 0 0 United Parcel Service COM 911312106 7544 77472 SH SOLE 77472 0 0 United Technologies Corp COM 913017109 116 990 SH SOLE 990 0 0 VF Corporation COM 918204108 10 160 SH SOLE 160 0 0 Varian Medical Systems Inc. COM 92220P105 5166 61507 SH SOLE 61507 0 0 Verizon Communications COM 92343V104 4495 94496 SH SOLE 94496 0 0 Visa Inc Com CL A COM 92851S204 89 414 SH SOLE 414 0 0 VMware Inc. COM 928563402 11 100 SH SOLE 100 0 0 Vodafone Group PLC-SP ADR COM 92857W100 67 1810 SH SOLE 1810 0 0 Waddell & Reed Financial-A COM 930059100 2 25 SH SOLE 25 0 0 Wal Mart Stores COM 931142103 67 880 SH SOLE 880 0 0 Walgreen Co COM 931422109 220 3325 SH SOLE 3325 0 0 Walker & Dunlop Inc. COM 93148P102 6 353 SH SOLE 353 0 0 Waste Management COM 939322103 127 3020 SH SOLE 3020 0 0 Waters Corp COM 941848103 16 147 SH SOLE 147 0 0 Weis Markets, Inc. COM 948849104 22 450 SH SOLE 450 0 0 Wellpoint Inc COM 94973V107 20 200 SH SOLE 200 0 0 Wells Fargo COM 949746101 18 363 SH SOLE 363 0 0 Wells Fargo Pfd PFD 949746747 106 5000 SH SOLE 5000 0 0 Western Lithium USA Corp COM 95854Q109 1 1000 SH SOLE 1000 0 0 Western Union COM 959802109 9 550 SH SOLE 550 0 0 Whole Foods Market COM 966837106 168 3309 SH SOLE 3309 0 0 Yamana Gold Inc. COM 98462Y100 10 1112 SH SOLE 1112 0 0 Zillow, Inc. COM 98954A107 7 82 SH SOLE 82 0 0 Accenture LTD COM G11513101 53 664 SH SOLE 664 0 0 Invesco Ltd COM G491BT108 8515 230148 SH SOLE 230148 0 0 Noble Corporation COM G65422100 38 1200 SH SOLE 1200 0 0 Transocean Sedco Forex COM G90073100 55 1331 SH SOLE 1331 0 0 Tyco Electronics Ltd. COM H8912P106 1 12 SH SOLE 12 0 0 SodaStream International LT D COM M9068E105 4 100 SH SOLE 100 0 0