0001140361-11-041711.txt : 20110815 0001140361-11-041711.hdr.sgml : 20110815 20110815094331 ACCESSION NUMBER: 0001140361-11-041711 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Odey Asset Management Group Ltd CENTRAL INDEX KEY: 0001512596 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0405 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14186 FILM NUMBER: 111033504 BUSINESS ADDRESS: STREET 1: 12 UPPER GROSVENOR STREET CITY: LONDON STATE: X0 ZIP: W1K 2ND BUSINESS PHONE: 44 020 7208 1400 MAIL ADDRESS: STREET 1: 12 UPPER GROSVENOR STREET CITY: LONDON STATE: X0 ZIP: W1K 2ND 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Odey Asset Management Group Limited Address: 12 Upper Grosvenor St. London, UK W1K2ND Form 13F File Number: 028-14186 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Fergus Lee Title: Compliance Officer Phone: 44 020 7208 1400 Signature, Place, and Date of Signing: /s/ Fergus Lee London, UK 8/15/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 48 Form 13F Information Table Value Total: $ 589,007 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-14187 Odey Asset Management LLP ---- -------------------- ---------------------------------------------------- 2 028-14189 Odey Holdings AG ---- -------------------- ---------------------------------------------------- 3 028-14190 Crispin Odey ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- AGCO CORP COM 001084102 42,423 859,460 SH DEFINED 1,2,3 859,460 0 0 AGCO CORP COM 001084102 790 16,000 SH DEFINED 2,3 16,000 0 0 AGNICO EAGLE MINES LTD COM 008474108 1,497 23,665 SH DEFINED 1,2,3 23,665 0 0 AIR PRODS & CHEMS INC COM 009158106 287 3,000 SH DEFINED 2,3 3,000 0 0 APPLE INC COM 037833100 408 1,215 SH DEFINED 1,2,3 1,215 0 0 APPLE INC COM 037833100 336 1,000 SH DEFINED 2,3 1,000 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 238 11,600 SH DEFINED 1,2,3 11,600 0 0 BANK OF AMERICA CORPORATION COM 060505104 41,412 3,778,479 SH DEFINED 1,2,3 3,778,479 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 19,262 248,895 SH DEFINED 1,2,3 248,895 0 0 CADIZ INC COM NEW 127537207 4,344 400,000 SH DEFINED 1,2,3 400,000 0 0 CATERPILLAR INC DEL COM 149123101 426 4,000 SH DEFINED 2,3 4,000 0 0 CHIMERA INVT CORP COM 16934Q109 9,446 2,730,000 SH DEFINED 1,2,3 2,730,000 0 0 CITIGROUP INC COM NEW 172967424 316 7,600 SH DEFINED 1,2,3 7,600 0 0 CNA FINL CORP COM 126117100 35,903 1,235,889 SH DEFINED 1,2,3 1,235,889 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 59,886 1,012,600 SH DEFINED 1,2,3 1,012,600 0 0 EBAY INC COM 278642103 43,669 1,353,223 SH DEFINED 1,2,3 1,353,223 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 4,422 300,000 SH DEFINED 1,2,3 300,000 0 0 FIRST NIAGARA FINL GRP INC COM 33582V108 224 17,000 SH DEFINED 1,2,3 17,000 0 0 FLUSHING FINL CORP COM 343873105 234 18,000 SH DEFINED 1,2,3 18,000 0 0 F M C CORP COM NEW 302491303 860 10,000 SH DEFINED 1,2,3 10,000 0 0 FOOT LOCKER INC COM 344849104 333 14,000 SH DEFINED 2,3 14,000 0 0 FX ENERGY INC COM 302695101 7,406 843,555 SH DEFINED 1,2,3 843,555 0 0 FX ENERGY INC COM 302695101 263 30,000 SH DEFINED 2,3 30,000 0 0 ICICI BK LTD ADR 45104G104 251 5,100 SH DEFINED 1,2,3 5,100 0 0 INTEL CORP COM 458140100 27,350 1,234,211 SH DEFINED 1,2,3 1,234,211 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 48,312 281,622 SH DEFINED 1,2,3 281,622 0 0 ISHARES TR MSCI EMERG MKT 464287234 704 14,800 SH DEFINED 1,2,3 14,800 0 0 MASCO CORP COM 574599106 4,331 360,000 SH DEFINED 1,2,3 360,000 0 0 MEDTRONIC INC COM 585055106 270 7,000 SH DEFINED 2,3 7,000 0 0 MICROSOFT CORP COM 594918104 55,145 2,120,971 SH DEFINED 1,2,3 2,120,971 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 26,854 707,055 SH DEFINED 1,2,3 707,055 0 0 MONSANTO CO NEW COM 61166W101 348 4,800 SH DEFINED 1,2,3 4,800 0 0 OFFICEMAX INC DEL COM 67622P101 6,154 784,000 SH DEFINED 1,2,3 784,000 0 0 PARTNERRE LTD COM G6852T105 5,984 86,911 SH DEFINED 1,2,3 86,911 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 15,164 447,849 SH DEFINED 1,2,3 447,849 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 304 8,800 SH DEFINED 1,2,3 8,800 0 0 ROYAL GOLD INC COM 780287108 6,451 110,150 SH DEFINED 1,2,3 110,150 0 0 SPDR SERIES TRUST SPDR KBW INS ETF 78464A789 918 22,000 SH DEFINED 1,2,3 22,000 0 0 SWIFT TRANSN CO CL A 87074U101 4,512 333,000 SH DEFINED 1,2,3 333,000 0 0 SYMANTEC CORP COM 871503108 11,832 600,000 SH DEFINED 1,2,3 600,000 0 0 DISNEY WALT CO COM DISNEY 254687106 25,376 650,000 SH DEFINED 1,2,3 650,000 0 0 UBS AG SHS NEW H89231338 9,145 502,243 SH DEFINED 1,2,3 502,243 0 0 UNITED RENTALS INC COM 911363109 38,616 1,520,310 SH DEFINED 1,2,3 1,520,310 0 0 UNITED RENTALS INC COM 911363109 381 15,000 SH DEFINED 2,3 15,000 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 235 7,600 SH DEFINED 1,2,3 7,600 0 0 XILINX INC COM 983919101 24,782 679,508 SH DEFINED 1,2,3 679,508 0 0 YAHOO INC COM 984332106 902 60,000 SH DEFINED 1,2,3 60,000 0 0 YAHOO INC COM 984332106 301 20,000 SH DEFINED 2,3 20,000 0 0