0001047469-11-005087.txt : 20110513 0001047469-11-005087.hdr.sgml : 20110513 20110513112002 ACCESSION NUMBER: 0001047469-11-005087 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ETRADE Capital Management LLC CENTRAL INDEX KEY: 0001512581 IRS NUMBER: 133902248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14182 FILM NUMBER: 11838785 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 646-521-4442 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 a2204141z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended 03/31/2011 ---------------- Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ETRADE Capital Management Address: 1271 Avenue of the Americas 14th Floor New York, New York 10020 Form 13F File Number: 28-14182 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy M. Williams Title: Chief Compliance Officer Phone: 703-236-8234 Signature, Place, and Date of Signing: /s/ Timothy M. Williams Arlington, Virginia 5/12/2011 ------------------------ --------------------------- ------------------ (Name) (City, State) (Date) Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE REPORT SUMMARY Number of Other Included Managers: 1 ------- Form 13F Information Table Entry Total: 501 items ------- Form 13F Information Table Value Total: $ 151,125 (thousands) ------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, Other than the manager filing this report. NO. Form 13F File Number Name 2 28-12592 The Bank of New York Mellon Corporation
SECURITY VALUE NO SH/ SYMBOL DESC TYPE CUSIP NO (000) SHARES PRN DISCRETION OTHER MGR VOTING -------------------------------------------------------------------------------------------------------- 21ST CENTURY HOLDINGS CO COM 90136Q100 5 1,600 SH Sole None 3-D SYSTEMS CORP-DEL COM 88554D205 4 80 SH Other 2 None 3M COMPANY COM 88579Y101 9 91 SH Other 2 None ABB LTD COM 375204 9 366 SH Other 2 None ABBOTT LABORATORIES COM 2824100 13 274 SH Other 2 None ADOLOR CORP COM 00724X102 8 6,000 SH Other 2 None ADVANCED ENERGY INDUSTRIES INC COM 7973100 3 191 SH Other 2 None AFFILIATED MANAGERS GROUP INC COM 8252108 4 34 SH Other 2 None AFLAC INC COM 1055102 2 45 SH Other 2 None AGRIUM INC COM 8916108 2 26 SH Other 2 None AIRGAS INC COM 9363102 3 52 SH Other 2 None ALEXANDER & BALDWIN INC COM 14482103 3 56 SH Other 2 None ALEXION PHARMACEUTICALS INC COM 15351109 6 65 SH Other 2 None ALKERMES INC COM 01642T108 6 500 SH Other 2 None ALLEGIANT TRAVEL CO COM 01748X102 1 30 SH Other 2 None ALLERGAN INC COM 18490102 10 145 SH Other 2 None ALLSCRIPTS HEALTHCARE COM 01988P108 5 216 SH Other 2 None ALLSTATE CORP COM 20002101 3 94 SH Other 2 None ALTERA CORP COM 21441100 6 128 SH Other 2 None ALTISOURCE PORTFOLIO COM L0175J104 3 92 SH Other 2 None ALTRIA GROUP INC COM 02209S103 10 382 SH Other 2 None ALTRIA GROUP INC COM 02209S103 5 200 SH Sole None AMAZON.COM INC COM 23135106 12 69 SH Other 2 None AMERICA MOVIL S A B DE C V COM 02364W105 9 157 SH Other 2 None AMERICAN EXPRESS COMPANY COM 25816109 7 159 SH Other 2 None AMERICAN TOWER CORP COM 29912201 4 69 SH Other 2 None AMERIPRISE FINL INC COM 03076C106 3 42 SH Other 2 None AMERISOURCEBERGEN CORP COM 03073e105 6 141 SH Other 2 None AMETEK INC NEW COM 31100100 6 127 SH Other 2 None AMGEN INC COM 31162100 7 125 SH Sole None AMPHENOL CORP NEW-CL A COM 32095101 6 110 SH Other 2 None ANADARKO PETROLEUM CORP COM 32511107 3 38 SH Other 2 None ANADARKO PETROLEUM CORP COM 32511107 5 55 SH Sole None ANALOG DEVICES INC COM 32654105 2 60 SH Other 2 None ANALOGIC CORP NEW COM 32657207 1 15 SH Other 2 None ANNALY CAPITAL MANAGEMENT INC COM 35710409 3 147 SH Other 2 None APACHE CORP COM 37411105 10 80 SH Other 2 None APPLE INC COM 37833100 30 87 SH Other 2 None APPLE INC COM 37833100 28 80 SH Sole None APPLIED MATERIALS INC COM 38222105 7 423 SH Other 2 None ARCHER-DANIELS-MIDLAND CO COM 39483102 6 175 SH Other 2 None ARM HOLDINGS PLC COM 42068106 5 166 SH Other 2 None ASSURANT INC COM 04621X108 4 93 SH Other 2 None ASTEC INDUSTRIES INC COM 46224101 2 54 SH Other 2 None AT&T INC COM 00206R102 23 746 SH Other 2 None ATWOOD OCEANICS INC COM 50095108 3 73 SH Other 2 None AUSTRALIA & NEW ZEALAND BKG COM 52528304 9 372 SH Other 2 None AUTODESK INC COM 52769106 4 89 SH Other 2 None AUTOLIV INC COM 52800109 12 156 SH Other 2 None AUTOZONE INC COM 53332102 4 15 SH Other 2 None AVAGO TECHNOLOGIES LTD COM Y0486S104 2 75 SH Other 2 None AVON PRODUCTS INC COM 54303102 2 83 SH Other 2 None BABCOCK & WILCOX CO COM 05615F102 3 79 SH Other 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Other 2 None CF INDUSTRIES HOLDINGS INC COM 125269100 3 21 SH Other 2 None CHARLES SCHWAB CORP NEW COM 808513105 7 378 SH Other 2 None CHART INDUSTRIES INC COM 16115Q308 7 131 SH Other 2 None CHEVRON CORPORATION COM 166764100 37 342 SH Other 2 None CHICOS FAS INC COM 168615102 4 259 SH Other 2 None
SECURITY VALUE NO SH/ SYMBOL DESC TYPE CUSIP NO (000) SHARES PRN DISCRETION OTHER MGR VOTING -------------------------------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO LTD COM 16939P106 9 154 SH Other 2 None CHINA UNICOM HONG KONG COM 16945R104 9 521 SH Other 2 None CHIPOTLE MEXICAN GRILL INC COM 169656105 7 27 SH Other 2 None CHUBB CORP COM 171232101 9 145 SH Other 2 None CITIGROUP INC COM 172967101 4 857 SH Other 2 None CITRIX SYSTEMS INC COM 177376100 11 149 SH Other 2 None CITY NATIONAL CORP COM 178566105 4 68 SH Other 2 None CLEAN ENERGY FUELS CORP COM 184499101 2 150 SH Other 2 None CMS ENERGY CORP COM 125896100 5 271 SH Other 2 None CNOOC LTD COM 126132109 10 39 SH Other 2 None COACH INC COM 189754104 9 169 SH Other 2 None COCA COLA CO COM 191216100 5 78 SH Other 2 None COCA COLA ENTERPRISES INC COM 19122T109 3 104 SH Other 2 None COGNEX CORP COM 192422103 2 81 SH Other 2 None COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 19 237 SH Other 2 None COINSTAR INC COM 19259P300 1 30 SH Other 2 None COLGATE PALMOLIVE CO COM 194162103 2 24 SH Other 2 None COMCAST CORP COM 20030N101 3 106 SH Other 2 None COMPANHIA DE BEBIDAS DAS COM 20441W203 9 317 SH Other 2 None CONCHO RESOURCES INC COM 20605P101 6 55 SH Other 2 None CONOCOPHILLIPS COM 20825C104 12 155 SH Other 2 None CONOCOPHILLIPS COM 20825C104 16 200 SH Sole None COPART INC COM 217204106 2 42 SH Other 2 None CORE LABORATORIES NV COM N22717107 3 32 SH Other 2 None COSTCO WHOLESALE CORP-NEW COM 22160K105 5 74 SH Other 2 None COVANCE INC COM 222816100 2 45 SH Other 2 None CREE INC COM 225447101 3 73 SH Other 2 None CSX CORP COM 126408103 5 68 SH Other 2 None CTC MEDIA INC COM 12642X106 3 108 SH Other 2 None CTS CORP COM 126501105 6 533 SH Other 2 None CULLEN FROST BANKERS INC COM 229899109 2 27 SH Other 2 None CUMMINS INC COM 231021106 4 36 SH Other 2 None DANAHER CORP COM 235851102 6 125 SH Other 2 None DBS GROUP HOLDINGS LTD COM 23304Y100 9 197 SH Other 2 None DEERE & CO COM 244199105 14 142 SH Other 2 None DEVON ENERGY CORPORATION NEW COM 25179M103 4 44 SH Other 2 None DEVRY INC-DEL COM 251893103 3 61 SH Other 2 None DIAGEO PLC-SPONSORED ADR COM 25243Q205 9 114 SH Other 2 None DIAMOND FOODS INC COM 252603105 2 29 SH Other 2 None DIEBOLD INC COM 253651103 2 43 SH Other 2 None DIRECTV COM 25490A101 7 149 SH Other 2 None DISCOVER FINANCIAL SERVICES COM 254709108 6 248 SH Other 2 None DOVER CORP COM 260003108 8 129 SH Other 2 None DOW CHEMICAL CO. COM 260543103 3 86 SH Other 2 None DR PEPPER SNAPPLE GROUP INC COM 26138e109 6 173 SH Other 2 None DRESSER RAND GROUP INC COM 261608103 3 60 SH Other 2 None DUKE ENERGY CORPORATION COM 26441C105 5 300 SH Sole None DUN & BRADSTREET CORP COM 26483E100 4 51 SH Other 2 None E I DU PONT DE NEMOURS & CO COM 263534109 8 154 SH Other 2 None EBAY INC COM 278642103 3 110 SH Other 2 None EDWARDS LIFESCIENCES CORP COM 28176e 4 41 SH Other 2 None ELI LILLY & CO COM 532457108 2 46 SH Other 2 None ELIZABETH ARDEN INC COM 28660G106 2 74 SH Other 2 None EMC CORP-MASS COM 268648102 12 463 SH Other 2 None EMCOR GROUP INC COM 29084Q100 4 135 SH Other 2 None EMERGENCY MED SVCS CORP COM 29100P102 2 29 SH Other 2 None EMERSON ELECTRIC CO COM 291011104 8 130 SH Other 2 None ENDO PHARMACEUTICALS HLDGS INC COM 29264F205 4 101 SH Other 2 None ENERGY XXI BERMUDA LIMITED COM G10082140 2 56 SH Other 2 None ENTEGRIS INC COM 29362U104 2 209 SH Other 2 None ENTERGY CORP NEW COM 29364G103 5 79 SH Other 2 None EOG RES INC COM 26875P101 3 27 SH Other 2 None EQT CORPORATION COM 26884L109 5 106 SH Other 2 None EXCELL MARITIME CARRIES LTD COM V3267N107 1 310 SH Sole None EXPEDITORS INTERNATIONAL OF COM 302130109 6 114 SH Other 2 None EXPRESS SCRIPTS INC COMMON COM 302182100 9 165 SH Other 2 None EXXON MOBIL CORP COM 30231G102 8 100 SH Other 2 None F5 NETWORKS INC COM 315616102 3 29 SH Other 2 None FEDERATED INVESTORS INC (PA.) 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SH Other 2 None HAWAIIAN ELECTRIC INDUSTRIES COM 419870100 5 200 SH Sole None HCC INSURANCE HOLDINGS INC COM 404132102 4 126 SH Other 2 None HECLA MINING CO COM 422704106 1 107 SH Other 2 None HELMERICH & PAYNE INC COM 423452101 1 17 SH Other 2 None HERBALIFE LTD COM G4412G101 3 35 SH Other 2 None HESS CORPORATION COM 42809H107 6 65 SH Other 2 None HEWLETT PACKARD CO COM 428236103 4 96 SH Other 2 None HEWLETT PACKARD CO COM 428236103 12 300 SH Sole None HEXCEL CORP NEW COM 428291108 1 44 SH Other 2 None HITACHI LTD-ADR NEW COM 433578507 5 90 SH Other 2 None HOLLY CORP NEW COM 435758305 1 19 SH Other 2 None HOME DEPOT INC COM 437076102 3 72 SH Other 2 None HONEYWELL INTL INC COM 438516106 5 78 SH Other 2 None HORMEL FOODS CORP COM 440452100 3 98 SH Other 2 None HOSPIRA INC COM 441060100 8 148 SH Other 2 None HOST HOTELS & RESORTS INC COM 44107P104 6 363 SH Other 2 None HSBC HOLDINGS PLC COM 404280406 9 167 SH Other 2 None HUMANA INC COM 444859102 11 156 SH Other 2 None HUNTSMAN CORP COM 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SECURITY VALUE NO SH/ SYMBOL DESC TYPE CUSIP NO (000) SHARES PRN DISCRETION OTHER MGR VOTING -------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO COM 46625H100 23 498 SH Other 2 None JUNIPER NETWORKS COM 48203R104 11 272 SH Other 2 None K12 INC COM 48273U102 1 37 SH Other 2 None KAYDON CORP COM 486587108 2 58 SH Other 2 None KELLOGG CO COM 487836108 8 145 SH Other 2 None KIMBERLY CLARK CORP COM 494368103 2 31 SH Other 2 None KIRBY CORP COM 497266106 2 27 SH Other 2 None KOHLS CORP COM 500255104 4 84 SH Other 2 None KOMATSU LTD-SPONSORED ADR COM 500458401 9 275 SH Other 2 None KUBOTA CORPORATION COM 501173207 8 168 SH Other 2 None KVH INDUSTRIES INC COM 482738101 2 130 SH Other 2 None LABORATORY CORP AMER HLDGS COM 50540R409 8 88 SH Other 2 None LAKELAND FINANCIAL CORP COM 511656100 2 89 SH Other 2 None LAYNE CHRISTENSEN CO COM 521050104 4 103 SH Other 2 None LEAR CORPORATION COM 521865204 3 52 SH Other 2 None LENDER PROCESSING SVCS INC COM 52602E102 6 175 SH Other 2 None LINCOLN NATIONAL CORP-IND COM 534187109 4 118 SH Other 2 None LINEAR TECHNOLOGY CORP COM 535678106 2 48 SH Other 2 None LOGITECH INTERNATIONAL SA COM H50430232 8 456 SH Other 2 None LOWES COMPANIES INC COM 548661107 2 58 SH Other 2 None LUBRIZOL CORP COM 549271104 7 49 SH Other 2 None LULULEMON ATHLETICA INC COM 550021109 1 12 SH Other 2 None LUMINEX CORP DEL COM 55027E102 2 119 SH Other 2 None LVMH MOET HENNESSY LOUIS COM 502441306 9 288 SH Other 2 None M & T BANK CORP COM 55261F104 5 51 SH Other 2 None MACYS INC COM 55616P104 3 116 SH Other 2 None MARATHON OIL CORP COM 565849106 14 270 SH Other 2 None MARSH & MCLENNAN COMPANIES INC COM 571748102 8 281 SH Other 2 None MARTEN TRANSPORT LTD COM 573075108 1 65 SH Other 2 None MASCO CORP COM 574599106 3 191 SH Other 2 None MASTEC INC COM 576323109 2 100 SH Other 2 None MASTERCARD INC COM 57636Q104 4 15 SH Other 2 None MASTERCARD INC COM 57636Q104 3 13 SH Sole None MAXIM 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2 36 SH Other 2 None NOVARTIS AG-SPONSORED ADR COM 66987V109 14 266 SH Other 2 None NOVO NORDISK A/S-ADR COM 670100205 9 70 SH Other 2 None NUCOR CORP COM 670346105 10 210 SH Other 2 None NYSE EURONEXT COM 629491101 3 89 SH Other 2 None O REILLY AUTOMOTIVE INC COM 67103H107 1 17 SH Other 2 None OCCIDENTAL PETE CORP COM 674599105 11 110 SH Other 2 None OCWEN FINANCIAL CORPORATION COM 675746309 3 310 SH Other 2 None OMNICOM GROUP INC COM 681919106 6 127 SH Other 2 None ON SEMICONDUCTOR CORP COM 682189105 9 879 SH Other 2 None ORACLE CORP COM 68389X105 18 531 SH Other 2 None ORBITAL SCIENCES CORP COM 685564106 2 104 SH Other 2 None OSI SYSTEMS INC COM 671044105 2 51 SH Other 2 None OWENS & MINOR INC HOLDING CO COM 690732102 1 45 SH Other 2 None PALL CORP COM 696429307 3 44 SH Other 2 None PAREXEL INTERNATIONAL CORP COM 699462107 4 153 SH Other 2 None PARTNERRE LTD COM G6852T105 2 21 SH Other 2 None PAYCHEX INC COM 704326107 4 129 SH Other 2 None PEP BOYS-MANNY MOE & JACK COM 713278109 1 75 SH Other 2 None PEPSICO INC COM 713448108 11 172 SH Other 2 None PERKINELMER INC COM 714046109 1 54 SH Other 2 None PERRIGO CO COM 714290103 7 85 SH Other 2 None PETROLEO BRASILEIRO SA COM 71654V408 9 214 SH Other 2 None PFIZER INC COM 717081103 5 227 SH Other 2 None PHILIP MORRIS INTERNATIONAL COM 718172109 10 153 SH Other 2 None PIONEER NATURAL RESOURCES CO COM 723787107 3 32 SH Other 2 None
SECURITY VALUE NO SH/ SYMBOL DESC TYPE CUSIP NO (000) SHARES PRN DISCRETION OTHER MGR VOTING -------------------------------------------------------------------------------------------------------- PITNEY BOWES INC COM 724479100 8 297 SH Other 2 None PNC FINANCIAL SVCS GROUP INC COM 693475105 3 43 SH Other 2 None POLYCOM INC COM 73172K104 2 30 SH Other 2 None PORTFOLIO RECOVERY ASSOCIATES COM 73640Q105 3 31 SH Other 2 None POTASH CORP OF SASKATCHEWAN COM 73755L107 15 258 SH Other 2 None POWERSHARES GLOBAL EXCHANGE ETF 73936T573 21 787 SH Other 2 None POWERSHARES GLOBAL EXCHANGE ETF 73936G308 1,552 73,446 SH Sole None PPG INDUSTRIES INC COM 693506107 9 91 SH Other 2 None PRAXAIR INC COM 74005P104 10 97 SH Other 2 None PRECISION CASTPARTS CORP COM 740189105 8 54 SH Other 2 None PRESTIGE BRANDS HLDGS INC COM 74112D101 2 168 SH Other 2 None PRICE T ROWE GROUP INC COM 74144T108 2 25 SH Other 2 None PRICELINE COM INC COM NEW COM 741503403 12 23 SH Other 2 None PROCTER & GAMBLE CO COM 742718109 10 160 SH Other 2 None PROLOGIS COM 743410102 2 151 SH Other 2 None PUBLIC SERVICE ENTERPRISE COM 744573106 5 145 SH Other 2 None PUBLIC STORAGE COM 74460D109 4 33 SH Other 2 None QUALCOMM INC COM 747525103 18 332 SH Other 2 None QUANTA SERVICES INC COM 74762E102 7 315 SH Other 2 None QUEST DIAGNOSTICS INC COM 74834L100 2 41 SH Other 2 None QUESTCOR PHARMACEUTICALS INC COM 74835Y101 2 139 SH Other 2 None QUIDEL CORP COM 74838J101 3 224 SH Other 2 None REGAL ENTERTAINMENT GROUP COM 758766109 2 163 SH Other 2 None REX ENERGY CORP COM 761565100 2 149 SH Other 2 None RIO TINTO PLC COM 767204100 9 128 SH Other 2 None ROCKWELL AUTOMATION INC COM 773903109 7 71 SH Other 2 None ROSS STORES INC COM 778296103 3 37 SH Other 2 None ROVI CORP COM 779376102 3 57 SH Other 2 None RUSH ENTERPRISES INC COM 781846209 1 65 SH Other 2 None RYDEX ETF TRUST ETF 78355W106 5,305 105,128 SH Sole None SALLY BEAUTY HOLDINGS INC COM 79546E104 5 330 SH Other 2 None SANDISK CORP COM 80004C101 4 91 SH Other 2 None SANDRIDGE ENERGY INC COM 80007P307 7 541 SH Other 2 None SCANA CORPORATION NEW COM 80589M102 9 240 SH Other 2 None SCHLUMBERGER LTD COM 806857108 13 142 SH Other 2 None SEADRILL LIMITED SHS COM G7945E105 3 72 SH Other 2 None SEMTECH CORP COM 816850101 4 143 SH Other 2 None SIEMENS A G COM 826197501 9 67 SH Other 2 None SIGNATURE BANK COM 82669G104 2 30 SH Other 2 None SKYWORKS SOLUTIONS INC COM 83088M102 6 170 SH Other 2 None SMART TECHNOLOGIES INC COM 83172R108 2 151 SH Other 2 None SMUCKER J M COMPANY COM 832696405 5 65 SH Other 2 None SOCIEDAD QUIMICA MINERA DE COM 833635105 9 158 SH Other 2 None SOUTHWEST BANCORP INC-OKLA COM 844767103 2 140 SH Other 2 None SOUTHWESTERN ENERGY CO COM 845467109 4 98 SH Other 2 None SPDR DOW JONES INDL AVERAGE ETF 78467X109 239 1,945 SH Sole None SPDR DOW JONES REIT ETF 78464A607 860 13,313 SH Sole None SPDR INDEX SHS FDS ETF 78463X798 12 406 SH Sole None SPDR S&P 500 ETF TR ETF 78462F103 10,720 80,850 SH Sole None SPDR SER TR ETF 78464A672 91 1,549 SH Other 2 None SPDR SER TR BARCLAYS CAPITAL ETF 78464A334 12 308 SH Sole None SPDR SERIES TRUST ETF 78464A516 25 417 SH Other 2 None SPDR SERIES TRUST ETF 78464A516 923 15,425 SH Sole None SPDR SERIES TRUST ETF 78464A490 48 792 SH Sole None STAPLES INC COM 855030102 3 142 SH Other 2 None STARWOOD HOTELS & RESORTS COM 85590A401 10 175 SH Other 2 None STATE STREET CORP COM 857477103 5 111 SH Other 2 None STERIS CORP COM 859152100 3 97 SH Other 2 None STRYKER CORP COM 863667101 2 25 SH Other 2 None SUN HYDRAULICS CORP COM 866942105 2 58 SH Other 2 None SUNOCO INC COM 86764P109 3 75 SH Other 2 None SUNPOWER CORPORATION COM 867652307 2 105 SH Other 2 None SUPERIOR ENERGY SERVICES INC COM 868157108 6 150 SH Other 2 None SYNAPTICS INC COM 87157D109 2 77 SH Other 2 None SYNGENTA AG COM 87160A100 9 132 SH Other 2 None TAIWAN SEMICONDUCTOR MFG CO COM 874039100 7 544 SH Other 2 None TARGET CORP COM 87612E106 7 145 SH Other 2 None TE CONNECTIVITY LTD COM H84989104 2 67 SH Other 2 None TECO ENERGY INC COM 872375100 2 122 SH Other 2 None TEKELEC INC COM 879101103 2 277 SH Other 2 None TENARIS SA COM 88031M109 9 191 SH Other 2 None TEVA PHARMACEUTICAL COM 881624209 10 208 SH Other 2 None TEXAS INSTRUMENTS INC COM 882508104 2 67 SH Other 2 None THE TRAVELERS COMPANIES INC COM 89417E109 6 100 SH Other 2 None THERMO FISHER SCIENTIFIC INC COM 883556102 5 88 SH Other 2 None THORATEC CORP COM 885175307 3 130 SH Other 2 None TIME WARNER CABLE INC COM 88732J207 4 50 SH Other 2 None TIMKEN CO COM 887389104 3 49 SH Other 2 None TITANIUM METALS CORPORATION COM 888339207 2 101 SH Other 2 None TNS INC COM 872960109 4 231 SH Other 2 None TORO CO COM 891092108 3 43 SH Other 2 None TORONTO DOMINION BANK COM 891160509 9 99 SH Other 2 None TOTAL S.A. COM 714264207 9 146 SH Other 2 None TRANSOCEAN LTD COM H8817H100 5 68 SH Other 2 None TRW AUTOMOTIVE HOLDINGS INC COM 87264S106 5 98 SH Other 2 None TTM TECHNOLOGIES INC COM 87305R109 5 252 SH Other 2 None TUPPERWARE BRANDS CORPORATION COM 899896104 3 52 SH Other 2 None TYCO INTERNATIONAL LTD COM H89128104 3 59 SH Other 2 None UNION PACIFIC CORP COM 907818108 11 108 SH Other 2 None UNITED NATURAL FOODS INC COM 911163103 3 74 SH Other 2 None UNITED PARCEL SVC INC COM 911312106 12 168 SH Other 2 None UNITED TECHNOLOGIES CORP COM 913017109 17 196 SH Other 2 None UNITEDHEALTH GROUP INC COM 91324P102 2 54 SH Other 2 None UNUM GROUP COM 91529Y106 3 102 SH Other 2 None
SECURITY VALUE NO SH/ SYMBOL DESC TYPE CUSIP NO (000) SHARES PRN DISCRETION OTHER MGR VOTING -------------------------------------------------------------------------------------------------------- US BANCORP DEL COM 902973304 3 118 SH Other 2 None UTI WORLDWIDE INC COM G87210103 3 171 SH Other 2 None V F CORP COM 918204108 7 71 SH Other 2 None VALE S A COM 91912e105 9 259 SH Other 2 None VALUECLICK INC COM 92046N102 1 87 SH Other 2 None VANGUARD INDEX FUNDS ETF 922908595 62 720 SH Sole None VANGUARD INDEX FUNDS ETF 922908629 114 1,419 SH Sole None VANGUARD INDEX FUNDS ETF 922908512 416 7,298 SH Sole None VANGUARD INDEX FUNDS ETF 922908538 404 5,967 SH Sole None VANGUARD INDEX FUNDS ETF 921946406 2,479 55,916 SH Sole None VANGUARD INTERNATIONAL EQUITY ETF 922042858 2,571 52,529 SH Sole None VANGUARD LONG TERM BOND ETF ETF 921937793 50 634 SH Other 2 None VANGUARD LONG TERM BOND ETF ETF 921937793 5,858 74,894 SH Sole None VANGUARD SHORT TERM BOND ETF ETF 921937827 5,114 63,798 SH Sole None VANGUARD TOTAL BOND MARKET ETF ETF 921937835 541 6,765 SH Sole None VANGUARD WORLD FD ETF 921910816 5 96 SH Sole None VANGUARD WORLD FD ETF 921910840 14 329 SH Sole None VERIFONE SYSTEMS INC COM 92342Y109 4 74 SH Other 2 None VIRGINIA COMM BANCORP INC COM 92778Q109 2 262 SH Other 2 None VISA INC COM 92826C839 6 75 SH Sole None W W GRAINGER INC COM 384802104 10 70 SH Other 2 None WALGREEN CO COM 931422109 3 63 SH Other 2 None WAL-MART STORES INC COM 931142103 16 315 SH Other 2 None WATSON PHARMACEUTICALS INC COM 942683103 4 79 SH Other 2 None WELLS FARGO & CO COM 949746101 6 200 SH Other 2 None WESTPAC BANKING CORP LTD COM 961214301 9 75 SH Other 2 None WEYERHAEUSER CO COM 962166104 3 135 SH Other 2 None WHIRLPOOL CORP COM 963320106 3 33 SH Other 2 None WHITNEY HOLDING CORP COM 966612103 3 184 SH Other 2 None WHOLE FOODS MARKET INC COM 966837106 4 60 SH Other 2 None WMS INDUSTRIES INC COM 929297109 3 91 SH Other 2 None WOLVERINE WORLD WIDE INC COM 978097103 2 42 SH Other 2 None YUM BRANDS INC COM 988498101 5 102 SH Other 2 None