0000897069-23-001662.txt : 20231127 0000897069-23-001662.hdr.sgml : 20231127 20231127164247 ACCESSION NUMBER: 0000897069-23-001662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231122 FILED AS OF DATE: 20231127 DATE AS OF CHANGE: 20231127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith, Jr. Thomas S. CENTRAL INDEX KEY: 0001601765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 231440755 MAIL ADDRESS: STREET 1: 2 PENN PLAZA CITY: NEW YORK STATE: NY ZIP: 10121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 form4.xml X0508 4 2023-11-22 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001601765 Smith, Jr. Thomas S. C/O LINDBLAD EXPEDITIONS HOLDING, INC. 96 MORTON STREET, 9TH FLOOR NEW YORK NY 10014 true false Common Stock 2023-11-22 4 S 0 23796 7.5113 D 77942 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.4000 to $7.7505, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. /s/ Thomas S. Smith, Jr. by John J. Wolfel as attorney-in-fact 2023-11-27