0000897069-23-001662.txt : 20231127
0000897069-23-001662.hdr.sgml : 20231127
20231127164247
ACCESSION NUMBER: 0000897069-23-001662
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231122
FILED AS OF DATE: 20231127
DATE AS OF CHANGE: 20231127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith, Jr. Thomas S.
CENTRAL INDEX KEY: 0001601765
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 231440755
MAIL ADDRESS:
STREET 1: 2 PENN PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4
1
form4.xml
X0508
4
2023-11-22
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001601765
Smith, Jr. Thomas S.
C/O LINDBLAD EXPEDITIONS HOLDING, INC.
96 MORTON STREET, 9TH FLOOR
NEW YORK
NY
10014
true
false
Common Stock
2023-11-22
4
S
0
23796
7.5113
D
77942
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.4000 to $7.7505, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
/s/ Thomas S. Smith, Jr. by John J. Wolfel as attorney-in-fact
2023-11-27