0001171520-11-000569.txt : 20110808
0001171520-11-000569.hdr.sgml : 20110808
20110808141823
ACCESSION NUMBER: 0001171520-11-000569
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110808
DATE AS OF CHANGE: 20110808
EFFECTIVENESS DATE: 20110808
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Eli & Edythe Broad Foundation
CENTRAL INDEX KEY: 0001512484
IRS NUMBER: 954686318
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14391
FILM NUMBER: 111016627
BUSINESS ADDRESS:
STREET 1: 10900 WILSHIRE BLVD
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: 3109545000
MAIL ADDRESS:
STREET 1: 10900 WILSHIRE BLVD
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
13F-HR
1
eps4317.txt
THE ELI & EDYTHE BROAD FOUNDATION
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment |_|; Amendment Number: _____
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Eli & Edythe Broad Foundation
Address: 10900 Wilshire Blvd., 12th Floor
Los Angeles, CA 90024
Form 13F File Number: 028-14391
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Marc Schwartz
Title: Chief Investment Officer
Phone: 310-954-5040
Signature, Place, and Date of Signing:
/s/ Marc Schwartz Los Angeles, CA 08/08/2011
----------------- --------------- ----------
(Signature) (City, State) (Date)
Report Type (Check only one):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 27
Form 13F Information Value Total (thousands): $155,217
List of Other Included Managers: NONE
Form 13F-HR Information Table
Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ----
Bank of America Corporation *W EXP 10/28/2018 060505153 1044 600000 SOLE 600000
Capital One Finl Corp *W EXP 11/14/2018 14040H139 4232 200000 SOLE 200000
Colgate Palmolive Co COM 194162103 1871 21400 SOLE 21400
First Rep Bk San Fran Cali COM 33616C100 89668 2777834 SOLE 2777834
Ford Mtr Co *W EXP 01/01/2013 345370134 467 89200 SOLE 89200
Hartford Finl Svcs Group Inc *W EXP 06/26/2019 416515120 3578 200000 SOLE 200000
Heinz H J Co COM 423074103 1604 30100 SOLE 30100
India Fd Inc COM 454089103 5649 186450 SOLE 186450
Invesco Mortgage Capital Inc COM 46131B100 1057 50000 SOLE 50000
Ishares Inc MSCI Thailand 464286624 572 9000 SOLE 9000
Ishares Inc MSCI Singapore 464286673 467 34000 SOLE 34000
Ishares Inc MSCI Malaysia 464286830 535 35000 SOLE 35000
Johnson & Johnson COM 478160104 2115 31800 SOLE 31800
JPMorgan Chase & Co *W EXP 10/28/2018 46634E114 6735 500000 SOLE 500000
Las Vegas Sands Corp COM 517834107 2153 51000 SOLE 51000
LyondellBasell Industries SHS - A - N53745100 3878 100663 SOLE 100663
Market Vectors ETF TR Brazil SMCP ETF 57060U613 13053 230047 SOLE 230047
Market Vectors ETF TR Indonesia ETF 57060U753 576 18000 SOLE 18000
Market Vectors ETF TR Vietnam ETF 57060U761 104 5000 SOLE 5000
Merck & Co Inc New COM 58933Y105 1973 55900 SOLE 55900
Novartis A G Sponsored ADR 66987V109 1289 21100 SOLE 21100
PNC Finl Svcs Group Inc *W EXP 12/31/2018 693475121 1863 150000 SOLE 150000
Powershares DB Cmdty Idx Tra Unit Ben Int 73935S105 2896 100000 SOLE 100000
Procter & Gamble Co COM 742718109 1735 27300 SOLE 27300
Royal Dutch Shell Plc Spons ADR A 780259206 2212 31100 SOLE 31100
Statoil ASA Sponsored ADR 85771P102 1736 68200 SOLE 68200
Unilever N V N Y SHS NEW 904784709 2155 65600 SOLE 65600