0001512404-17-000003.txt : 20171108 0001512404-17-000003.hdr.sgml : 20171108 20171108113540 ACCESSION NUMBER: 0001512404-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 EFFECTIVENESS DATE: 20171108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gateway Advisory, LLC CENTRAL INDEX KEY: 0001512404 IRS NUMBER: 271678306 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14125 FILM NUMBER: 171185659 BUSINESS ADDRESS: STREET 1: 900 SOUTH AVENUE WEST CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 908-233-8100 MAIL ADDRESS: STREET 1: 900 SOUTH AVENUE WEST CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512404 XXXXXXXX 09-30-2017 09-30-2017 Gateway Advisory, LLC
900 SOUTH AVENUE WEST WESTFIELD NJ 07090
13F HOLDINGS REPORT 028-14125 N
Brian Power Chief Compliance Officer 908-233-8100 /s/ Brian Power Westfield NJ 11-08-2017 0 73 336036 false
INFORMATION TABLE 2 ga3q17_13f.xml JOHNSON & JOHNSON COM Stock 478160104 828 6368 SH SOLE 6368 0 0 FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 2736 101262 SH SOLE 101262 0 0 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF ETF 78468R739 4313 88744 SH SOLE 88744 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 344 3776 SH SOLE 3776 0 0 POWERSHARES DB COMMODITY INDEX TRACKING FUND ETF 73935S105 220 14264 SH SOLE 14264 0 0 MEDTRONIC PLC SHS Stock G5960L103 248 3195 SH SOLE 3195 0 0 ISHARES MSCI TAIWAN CAPPED ETF ETF 46434G772 250 6912 SH SOLE 6912 0 0 SPDR S&P 500 ETF ETF 78462F103 476 1893 SH SOLE 1893 0 0 FIRST TRUST NASDAQ BANK ETF ETF 33738R860 2778 100586 SH SOLE 100586 0 0 FIRST TRUST ENERGY ALPHADEX FUND ETF 33734X127 155 10795 SH SOLE 10795 0 0 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND ETF 72201R205 10982 210380 SH SOLE 210380 0 0 SCHWAB U.S. SMALL-CAP ETF ETF 808524607 847 12573 SH SOLE 12573 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 5752 94432 SH SOLE 94432 0 0 ISHARES S&P INDIA NIFTY 50 INDEX FUND ETF 464289529 234 6851 SH SOLE 6851 0 0 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 282 10461 SH SOLE 10461 0 0 COMCAST CORP NEW CL A Stock 20030N101 214 5551 SH SOLE 5551 0 0 CHINA LODGING GROUP LTD SPONSORED ADR ADR 16949N109 473 3985 SH SOLE 3985 0 0 ISHARES MSCI NEW ZEALAND CAPPED ETF ETF 464289123 252 5352 SH SOLE 5352 0 0 CENTERPOINT ENERGY INC COM Stock 15189T107 1944 66537 SH SOLE 66537 0 0 FIRST TRUST INDUSTRIALS/PRODUCER DURABLES ALPHADEX FUND ETF 33734X150 2978 80228 SH SOLE 80228 0 0 IQ CPI INFLATION HEDGED ETF ETF 45409B602 21255 774325 SH SOLE 774325 0 0 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF ETF 78355W106 2135 22349 SH SOLE 22349 0 0 VANGUARD S&P SMALL-CAP 600 ETF ETF 921932828 3100 22859 SH SOLE 22859 0 0 HASBRO INC COM Stock 418056107 207 2115 SH SOLE 2115 0 0 SCHWAB U.S. REIT ETF ETF 808524847 1239 30121 SH SOLE 30121 0 0 SCHWAB U.S. MID-CAP ETF ETF 808524508 792 15812 SH SOLE 15812 0 0 VANGUARD S&P 500 GROWTH ETF ETF 921932505 3050 23696 SH SOLE 23696 0 0 SYSCO CORP COM Stock 871829107 262 4855 SH SOLE 4855 0 0 VANGUARD S&P SMALL-CAP 600 VALUE ETF ETF 921932778 3060 23925 SH SOLE 23925 0 0 POWERSHARES S&P 500 LOW VOLATILITY PORTFOLIO ETF 73937B779 77256 1687177 SH SOLE 1687177 0 0 VANGUARD S&P MID-CAP 400 GROWTH ETF ETF 921932869 3016 24034 SH SOLE 24034 0 0 VANGUARD S&P SMALL-CAP 600 GROWTH ETF ETF 921932794 3076 21847 SH SOLE 21847 0 0 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 359 5050 SH SOLE 5050 0 0 FACEBOOK INC CL A Stock 30303M102 402 2355 SH SOLE 2355 0 0 FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND ETF 337345102 3077 45152 SH SOLE 45152 0 0 ISHARES 1-3 YEAR CREDIT BOND ETF ETF 464288646 34375 326925 SH SOLE 326925 0 0 ABBVIE INC COM Stock 00287Y109 2073 23332 SH SOLE 23332 0 0 IQ HEDGE MARKET NEUTRAL TRACKER ETF ETF 45409B503 5652 221164 SH SOLE 221164 0 0 NORTHFIELD BANCORP INC DEL COM Stock 66611T108 1225 70625 SH SOLE 70625 0 0 POWERSHARES S&P SMALLCAP LOW VOLATILITY PORTFOLIO ETF 73937B639 1910 41566 SH SOLE 41566 0 0 POWERSHARES S&P MIDCAP LOW VOLATILITY PORTFOLIO ETF 73937B647 1843 41999 SH SOLE 41999 0 0 GENERAL DYNAMICS CORP COM Stock 369550108 237 1155 SH SOLE 1155 0 0 ALPS INTERNATIONAL SECTOR DIVIDEND DOGS ETF ETF 00162Q718 9702 348127 SH SOLE 348127 0 0 ISHARES IBONDS MAR 2018 CORPORATE ETF ETF 46432FAW7 5715 223103 SH SOLE 223103 0 0 GENERAL ELECTRIC CO COM Stock 369604103 1234 51041 SH SOLE 51041 0 0 UNION PAC CORP COM Stock 907818108 761 6562 SH SOLE 6562 0 0 POWERSHARES DWA MOMENTUM PORTFOLIO ETF 73935X153 32289 664236 SH SOLE 664236 0 0 CHEVRON CORP NEW COM Stock 166764100 2247 19126 SH SOLE 19126 0 0 BANK AMER CORP COM Stock 060505104 258 10163 SH SOLE 10163 0 0 ISHARES IBONDS SEP 2019 TERM MUNI BOND ETF ETF 46429B564 6424 251298 SH SOLE 251298 0 0 POWERSHARES DWA TECHNOLOGY MOMENTUM PORTFOLIO ETF 73935X344 403 7965 SH SOLE 7965 0 0 PFIZER INC COM Stock 717081103 243 6815 SH SOLE 6815 0 0 ISHARES IBONDS MAR 2020 TERM CORPORATE ETF ETF 46432FBC0 5746 218789 SH SOLE 218789 0 0 FIRST TRUST DOW JONES INTERNET INDEX FUND ETF 33733E302 3107 30355 SH SOLE 30355 0 0 ISHARES MSCI SOUTH KOREA CAPPED ETF ETF 464286772 238 3442 SH SOLE 3442 0 0 ISHARES IBONDS SEP 2018 TERM MUNI BOND ETF ETF 46429B580 6408 251391 SH SOLE 251391 0 0 ISHARES IBONDS SEP 2020 TERM MUNI BOND ETF ETF 46434V571 6445 250779 SH SOLE 250779 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 622 3600 SH SOLE 3600 0 0 PHILIP MORRIS INTL INC COM Stock 718172109 2025 18242 SH SOLE 18242 0 0 ISHARES MSCI BELGIUM CAPPED ETF ETF 464286301 429 20271 SH SOLE 20271 0 0 EXXON MOBIL CORP COM Stock 30231G102 1905 23235 SH SOLE 23235 0 0 POWERSHARES DWA FINANCIAL MOMENTUM PORTFOLIO ETF 73935X377 342 10390 SH SOLE 10390 0 0 ISHARES IBONDS DEC 2021 TERM CORPORATE ETF ETF 46434VBK5 5638 225084 SH SOLE 225084 0 0 ISHARES IBONDS DEC 2022 TERM CORPORATE ETF ETF 46434VBA7 5668 224398 SH SOLE 224398 0 0 CROWN CASTLE INTL CORP NEW COM REIT 22822V101 1718 17179 SH SOLE 17179 0 0 ISHARES MSCI EAFE ETF ETF 464287465 315 4605 SH SOLE 4605 0 0 APPLE INC COM Stock 037833100 441 2860 SH SOLE 2860 0 0 ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF ETF 46435G789 6329 24446 SH SOLE 24446 0 0 ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF ETF 46435G755 6323 242530 SH SOLE 242530 0 0 ISHARES IBONDS DEC 2023 TERM CORPORATE ETF ETF 46434VAX8 5595 220528 SH SOLE 220528 0 0 ISHARES IBONDS DEC 2025 TERM CORPORATE ETF ETF 46434VBD1 5592 222246 SH SOLE 222246 0 0 ISHARES IBONDS DEC 2024 TERM CORPORATE ETF ETF 46434VBG4 5585 221803 SH SOLE 221803 0 0 POWERSHARES DWA INDUSTRIALS MOMENTUM PORTFOLIO ETF 73935X369 382 6585 SH SOLE 6585 0 0