0001512395-12-000011.txt : 20120727 0001512395-12-000011.hdr.sgml : 20120727 20120727144310 ACCESSION NUMBER: 0001512395-12-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120727 DATE AS OF CHANGE: 20120727 EFFECTIVENESS DATE: 20120727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oppenheimer & Close, Inc. CENTRAL INDEX KEY: 0001512395 IRS NUMBER: 133211335 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14102 FILM NUMBER: 12990188 BUSINESS ADDRESS: STREET 1: 119 WEST 57TH STREET STREET 2: SUITE 1515 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-489-7527 MAIL ADDRESS: STREET 1: 119 WEST 57TH STREET STREET 2: SUITE 1515 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 r13fhr2q2012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE REPORT FOR THE CALENDAR QUARTER ENDED June 30, 2012 Check here if Amendment [ ] This Amendment No. (check only one) [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Oppenheimer + Close, Inc. Address: 119 West 57th Street, Suite 1515, New York, New York 10019 Form 13F File Number: 28-14102 =============================================================================== The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Carl K Oppenheimer Title: President of Oppenheimer + Close, Inc. Phone: (212) 489-7527 for Carl K. Oppenheimer Signature, Place, and Date of Signing: Oppenheimer + Close, Inc. By: Mr. Carl K. Oppenheimer, President By: /s/ Carl K Oppenheimer New York, New York July 27, 2012 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Managers: 0 Form 13F Information Table Entry Total: 59 Form 13F Information Table Value Total: 117,509 (thousands) List of Other Included Managers: NONE ------------------------------------------------------------------------------------------------------------------------------------ FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ -------- -------- ------------------------------ TITLE OF VALUE SHARES OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- -------- -------- ------- ------- -------- 3M CO COM COM 88579Y101 4456 49733 SH SOLE 6170 43563 ALLIED HEALTHCARE PRODS INC 019222108 700 224255 SH SOLE 224255 BARRICK GOLD CORP COM 067901108 2149 57113 SH SOLE 2908 54205 BCSB BANCORP INC COM COM 055367106 532 39400 SH SOLE 39400 BOLT TECH CORP COM 097698104 1506 100300 SH SOLE 100300 BRT REALTY TRUST SH BEN INT NEW 055645303 730 112384 SH SOLE 112384 CHEVRON CORP NEW COM COM 166764100 257 2435 SH SOLE 2435 CISCO SYSTEMS INC COM 17275R102 6222 362400 SH SOLE 182490 179910 CMS BANCORP INC COM COM 12600U102 122 16218 SH SOLE 16218 COLONIAL FINL SVCS COM 19566B101 984 75185 SH SOLE 75185 CONS TOMOKA LAND CO COM 210226106 761 26455 SH SOLE 26455 CORE MARK HLDG CO COM 218681104 1444 30000 SH SOLE 30000 CORNING INC COM COM 219350105 6481 501245 SH SOLE 240875 260370 EAGLE BANCORP MONT COM 26942G100 1611 161100 SH SOLE 161100 ENSCO PLC COM G3157S106 1155 24600 SH SOLE 24200 400 ESSA BANCORP INC COM COM 29667D104 1617 149700 SH SOLE 149700 EVOLUTION PETE CORP COM 30049A107 227 27200 SH SOLE 27200 EXXON MOBIL CORP COM COM 30231G102 676 7900 SH SOLE 7900 FEDFIRST FINL CORP COM 31429C101 1434 100347 SH SOLE 100347 FIRST CONN BANCORP COM 319850103 451 33418 SH SOLE 33418 FREIGHTCAR AMER INC COM 357023100 594 25840 SH SOLE 25840 GENCOR INDS INC COM 368678108 101 13350 SH SOLE 13350 GREENLIGHT CAPITAL CLASS A G4095J109 275 10830 SH SOLE 10830 HAMPDEN BANCORP INC COM 40867E107 387 29900 SH SOLE 29900 HARDINGE INC COM 412324303 1203 132210 SH SOLE 132210 HARRIS & HARRIS COM 413833104 117 30900 SH SOLE 30900 HELMERICH & PAYNE COM 423452101 5204 119690 SH SOLE 27835 91855 HOME BANCORP INC COM 43689E107 1055 61591 SH SOLE 61591 HOME FED BANCORP INC COM 43708L108 1561 105861 SH SOLE 105861 HOPFED BANCORP INC COM 439734104 1420 197188 SH SOLE 197188 HURCO CO COM 447324104 489 23851 SH SOLE 23851 IF BANCORP INC COM COM 44951J105 1341 101279 SH SOLE 101279 INSTEEL INDS INC COM COM 45774W108 1360 122012 SH SOLE 122012 INTEL CORP COM COM 458140100 675 25346 SH SOLE 25346 JOHNSON & JOHNSON COM 478160104 5475 81046 SH SOLE 24985 56061 LOUISIANA BANCORP COM 54619P104 167 10400 SH SOLE 10400 MALVERN FED BANCORP COM 561410101 581 68400 SH SOLE 68400 MARKET VECTORS ETF GOLD MINER ETF 57060U100 9557 213480 SH SOLE 165170 48310 MARKET VECTORS ETF JR GOLD MINERS 57060U589 912 47500 SH SOLE 47500 MICROSOFT CORP COM 594918104 6198 202610 SH SOLE 100950 101660 NAUGATUCK VY FINL COM 63906P107 1610 209078 SH SOLE 209078 NEWMONT MNG CORP COM COM 651639106 2321 47843 SH SOLE 755 47088 NEWPORT BANCORP INC COM 651754103 221 16200 SH SOLE 16200 NORTHEAST CMNTY COM 664112109 548 103615 SH SOLE 103615 NUCOR CORP COM COM 670346105 811 21400 SH SOLE 21400 OBA FINANCIAL COM 67424G101 1284 86495 SH SOLE 86495 OCEAN SHORE HLDG CO COM 67501R103 2737 214663 SH SOLE 214663 OCONEE FED FINL CORP COM 675607105 697 53600 SH SOLE 53600 PEOPLES FEDERAL COM 711037101 451 27000 SH SOLE 27000 PFIZER INC COM COM 717081103 2756 119815 SH SOLE 22745 97070 PROVIDENCE & COM 743737108 1557 115396 SH SOLE 115396 QUANEX BLDG PRODS COM 747619104 1178 65886 SH SOLE 65886 SEACOR HOLDINGS INC COM 811904101 6996 78270 SH SOLE 24310 53960 SI FINL GROUP INC MD COM 78425V104 3104 269900 SH SOLE 269900 SP BANCORP INC COM COM 78468K106 1414 110474 SH SOLE 110474 SPDR GOLD TR GOLD GOLD SHS 78463V107 8564 55183 SH SOLE 38338 16845 STATE INVS BANCORP COM 857030100 1009 76186 SH SOLE 76186 SUPERIOR INDUSTRIES COM 868168105 7103 433915 SH SOLE 224185 209730 VALERO ENERGY CORP COM 91913Y100 961 39778 SH SOLE 39778 Certain holdings reported as "Sole" under Column 6 are managed by Oppvest, LLC and Oppvest II, LLC, which are managed by the same individuals as Oppenheimer + Close, Inc. and are considered to be part of the registered investment adviser.
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