0001512395-12-000011.txt : 20120727
0001512395-12-000011.hdr.sgml : 20120727
20120727144310
ACCESSION NUMBER: 0001512395-12-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120727
DATE AS OF CHANGE: 20120727
EFFECTIVENESS DATE: 20120727
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oppenheimer & Close, Inc.
CENTRAL INDEX KEY: 0001512395
IRS NUMBER: 133211335
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14102
FILM NUMBER: 12990188
BUSINESS ADDRESS:
STREET 1: 119 WEST 57TH STREET
STREET 2: SUITE 1515
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-489-7527
MAIL ADDRESS:
STREET 1: 119 WEST 57TH STREET
STREET 2: SUITE 1515
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
r13fhr2q2012.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR QUARTER ENDED June 30, 2012
Check here if Amendment [ ]
This Amendment No. (check only one)
[ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Oppenheimer + Close, Inc.
Address: 119 West 57th Street, Suite 1515, New York, New York 10019
Form 13F File Number: 28-14102
===============================================================================
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Carl K Oppenheimer
Title: President of Oppenheimer + Close, Inc.
Phone: (212) 489-7527 for Carl K. Oppenheimer
Signature, Place, and Date of Signing:
Oppenheimer + Close, Inc.
By: Mr. Carl K. Oppenheimer, President
By: /s/ Carl K Oppenheimer
New York, New York
July 27, 2012
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Managers: 0
Form 13F Information Table Entry Total: 59
Form 13F Information Table Value Total: 117,509 (thousands)
List of Other Included Managers: NONE
------------------------------------------------------------------------------------------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- ------------------ -------- -------- ------------------------------
TITLE OF VALUE SHARES OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- --------- --- ---- -------- -------- ------- ------- --------
3M CO COM COM 88579Y101 4456 49733 SH SOLE 6170 43563
ALLIED HEALTHCARE PRODS INC 019222108 700 224255 SH SOLE 224255
BARRICK GOLD CORP COM 067901108 2149 57113 SH SOLE 2908 54205
BCSB BANCORP INC COM COM 055367106 532 39400 SH SOLE 39400
BOLT TECH CORP COM 097698104 1506 100300 SH SOLE 100300
BRT REALTY TRUST SH BEN INT NEW 055645303 730 112384 SH SOLE 112384
CHEVRON CORP NEW COM COM 166764100 257 2435 SH SOLE 2435
CISCO SYSTEMS INC COM 17275R102 6222 362400 SH SOLE 182490 179910
CMS BANCORP INC COM COM 12600U102 122 16218 SH SOLE 16218
COLONIAL FINL SVCS COM 19566B101 984 75185 SH SOLE 75185
CONS TOMOKA LAND CO COM 210226106 761 26455 SH SOLE 26455
CORE MARK HLDG CO COM 218681104 1444 30000 SH SOLE 30000
CORNING INC COM COM 219350105 6481 501245 SH SOLE 240875 260370
EAGLE BANCORP MONT COM 26942G100 1611 161100 SH SOLE 161100
ENSCO PLC COM G3157S106 1155 24600 SH SOLE 24200 400
ESSA BANCORP INC COM COM 29667D104 1617 149700 SH SOLE 149700
EVOLUTION PETE CORP COM 30049A107 227 27200 SH SOLE 27200
EXXON MOBIL CORP COM COM 30231G102 676 7900 SH SOLE 7900
FEDFIRST FINL CORP COM 31429C101 1434 100347 SH SOLE 100347
FIRST CONN BANCORP COM 319850103 451 33418 SH SOLE 33418
FREIGHTCAR AMER INC COM 357023100 594 25840 SH SOLE 25840
GENCOR INDS INC COM 368678108 101 13350 SH SOLE 13350
GREENLIGHT CAPITAL CLASS A G4095J109 275 10830 SH SOLE 10830
HAMPDEN BANCORP INC COM 40867E107 387 29900 SH SOLE 29900
HARDINGE INC COM 412324303 1203 132210 SH SOLE 132210
HARRIS & HARRIS COM 413833104 117 30900 SH SOLE 30900
HELMERICH & PAYNE COM 423452101 5204 119690 SH SOLE 27835 91855
HOME BANCORP INC COM 43689E107 1055 61591 SH SOLE 61591
HOME FED BANCORP INC COM 43708L108 1561 105861 SH SOLE 105861
HOPFED BANCORP INC COM 439734104 1420 197188 SH SOLE 197188
HURCO CO COM 447324104 489 23851 SH SOLE 23851
IF BANCORP INC COM COM 44951J105 1341 101279 SH SOLE 101279
INSTEEL INDS INC COM COM 45774W108 1360 122012 SH SOLE 122012
INTEL CORP COM COM 458140100 675 25346 SH SOLE 25346
JOHNSON & JOHNSON COM 478160104 5475 81046 SH SOLE 24985 56061
LOUISIANA BANCORP COM 54619P104 167 10400 SH SOLE 10400
MALVERN FED BANCORP COM 561410101 581 68400 SH SOLE 68400
MARKET VECTORS ETF GOLD MINER ETF 57060U100 9557 213480 SH SOLE 165170 48310
MARKET VECTORS ETF JR GOLD MINERS 57060U589 912 47500 SH SOLE 47500
MICROSOFT CORP COM 594918104 6198 202610 SH SOLE 100950 101660
NAUGATUCK VY FINL COM 63906P107 1610 209078 SH SOLE 209078
NEWMONT MNG CORP COM COM 651639106 2321 47843 SH SOLE 755 47088
NEWPORT BANCORP INC COM 651754103 221 16200 SH SOLE 16200
NORTHEAST CMNTY COM 664112109 548 103615 SH SOLE 103615
NUCOR CORP COM COM 670346105 811 21400 SH SOLE 21400
OBA FINANCIAL COM 67424G101 1284 86495 SH SOLE 86495
OCEAN SHORE HLDG CO COM 67501R103 2737 214663 SH SOLE 214663
OCONEE FED FINL CORP COM 675607105 697 53600 SH SOLE 53600
PEOPLES FEDERAL COM 711037101 451 27000 SH SOLE 27000
PFIZER INC COM COM 717081103 2756 119815 SH SOLE 22745 97070
PROVIDENCE & COM 743737108 1557 115396 SH SOLE 115396
QUANEX BLDG PRODS COM 747619104 1178 65886 SH SOLE 65886
SEACOR HOLDINGS INC COM 811904101 6996 78270 SH SOLE 24310 53960
SI FINL GROUP INC MD COM 78425V104 3104 269900 SH SOLE 269900
SP BANCORP INC COM COM 78468K106 1414 110474 SH SOLE 110474
SPDR GOLD TR GOLD GOLD SHS 78463V107 8564 55183 SH SOLE 38338 16845
STATE INVS BANCORP COM 857030100 1009 76186 SH SOLE 76186
SUPERIOR INDUSTRIES COM 868168105 7103 433915 SH SOLE 224185 209730
VALERO ENERGY CORP COM 91913Y100 961 39778 SH SOLE 39778
Certain holdings reported as "Sole" under Column 6 are managed by Oppvest, LLC
and Oppvest II, LLC, which are managed by the same individuals as Oppenheimer +
Close, Inc. and are considered to be part of the registered investment adviser.
==============================================================================