0001512395-11-000021.txt : 20111031
0001512395-11-000021.hdr.sgml : 20111031
20111031145450
ACCESSION NUMBER: 0001512395-11-000021
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111031
DATE AS OF CHANGE: 20111031
EFFECTIVENESS DATE: 20111031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oppenheimer & Close, Inc.
CENTRAL INDEX KEY: 0001512395
IRS NUMBER: 133211335
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14102
FILM NUMBER: 111167975
BUSINESS ADDRESS:
STREET 1: 119 WEST 57TH STREET
STREET 2: SUITE 1515
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-489-7527
MAIL ADDRESS:
STREET 1: 119 WEST 57TH STREET
STREET 2: SUITE 1515
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
r13fhr3q2011.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR QUARTER ENDED September 30, 2011
Check here if Amendment [ ]
This Amendment No. (check only one)
[ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Oppenheimer + Close, Inc.
Address: 119 West 57th Street, Suite 1515, New York, New York 10019
Form 13F File Number: 28-14102
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Carl K Oppenheimer
Title: President of Oppenheimer + Close, Inc.
Phone: (212) 489-7527 for Carl K. Oppenheimer
Signature, Place, and Date of Signing:
Oppenheimer + Close, Inc.
By: Mr. Carl K. Oppenheimer, President
By: /s/ Carl K Oppenheimer
New York, New York
October 31, 2011
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Managers: 0
Form 13F Information Table Entry Total: 65
Form 13F Information Table Value Total: 102,187 (thousands)
List of Other Included Managers: NONE
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FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- ------------------ -------- -------- ------------------------
TITLE OF VALUE SHARES OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- --------- --- ---- -------- -------- ------- ------- --------
BARRICK GOLD CORP COM 067901108 2769 59363 SH SOLE 3608 55755
ALLIED HEALTHCARE PR COM 019222108 794 203995 SH SOLE 203995
AVATAR HLDGS INC COM COM 053494100 732 89511 SH SOLE 59568 29943
BANK AMER CORP COM COM 060505104 520 84950 SH SOLE 84950
BCSB BANCORP INC COM COM 055367106 400 34000 SH SOLE 34000
BERKSHIRE HILLS COM 084680107 454 24580 SH SOLE 24580
BOLT TECH CORP COM 097698104 957 95300 SH SOLE 95300
BRT REALTY TRUST SH BEN INT 055645303 516 83005 SH SOLE 83005
SEACOR HOLDINGS INC COM 811904101 4385 54670 SH SOLE 16650 38020
CMS BANCORP INC COM COM 12600U102 113 16218 SH SOLE 16218
COLONIAL FINL SVCS COM 19566B101 756 61186 SH SOLE 61186
CORE MARK HLDG CO COM 218681104 937 30600 SH SOLE 30600
CLIFTON SVGS BANCORP COM 18712Q103 220 24067 SH SOLE 24067
CISCO SYSTEMS INC COM 17275R102 5572 359710 SH SOLE 172290 187420
CONS TOMOKA LAND CO COM 210226106 430 16372 SH SOLE 16372
CPI AEROSTRUCTURES COM 125919308 1242 130750 SH SOLE 130750
CHEVRON CORP NEW COM COM 166764100 225 2435 SH SOLE 2435
EAGLE BANCORP MONT COM 26942G100 1528 145110 SH SOLE 145110
EVOLUTION PETE CORP COM 30049A107 185 26200 SH SOLE 26200
ENSCO PLC SPONSORED ADR 29358Q109 995 24600 SH SOLE 24200 400
FIRST CONN BANCORP COM 319850103 378 33418 SH SOLE 33418
FEDFIRST FINL CORP COM 31429C101 1398 97782 SH SOLE 97782
GOODRICH PETE CORP COM 382410405 244 20650 SH SOLE 20650
MARKET VECTORS ETF GOLD MINERS ETF57060U100 11716 212290 SH SOLE 163970 48320
SPDR GOLD TR GOLD SHS 78463V107 8770 55488 SH SOLE 38768 16720
GREENLIGHT CAPITAL CLASS A G4095J109 225 10830 SH SOLE 10830
CORNING INC COM COM 219350105 710 57450 SH SOLE 57450
GRIFFIN LD & COM 398231100 295 11489 SH SOLE 11489
HOME BANCORP INC COM 43689E107 896 61591 SH SOLE 61591
HAMPDEN BANCORP INC COM 40867E107 394 29900 SH SOLE 29900
HARDINGE INC COM 412324303 1089 132210 SH SOLE 132210
HOPFED BANCORP INC COM 439734104 811 141615 SH SOLE 141615
HOME FED BANCORP INC COM 43708L108 1380 99961 SH SOLE 99961
HELMERICH & PAYNE COM 423452101 2540 62570 SH SOLE 20540 42030
INSTEEL INDS INC COM COM 45774W108 1229 122012 SH SOLE 122012
INTEL CORP COM COM 458140100 350 16400 SH SOLE 16400
IF BANCORP INC COM COM 44951J105 1119 101279 SH SOLE 101279
JOHNSON & JOHNSON COM 478160104 5416 85041.2512SH SOLE 25035 60006
LOUISIANA BANCORP COM 54619P104 165 10400 SH SOLE 10400
MALVERN FED BANCORP COM 561410101 376 68400 SH SOLE 68400
3M CO COM COM 88579Y101 3750 52233 SH SOLE 6470 45763
MICROSOFT CORP COM 594918104 5023 201805 SH SOLE 100750 101055
NORTHEAST CMNTY COM 664112109 368 59787 SH SOLE 59787
NEWMONT MNG CORP COM COM 651639106 3160 50193 SH SOLE 1355 48838
NEWPORT BANCORP INC COM 651754103 203 16200 SH SOLE 16200
NUCOR CORP COM COM 670346105 677 21400 SH SOLE 21400
NAUGATUCK VY FINL COM 63906P107 1455 187478 SH SOLE 187478
NORWOOD FINL CORP COM 669549107 473 19445.9992SH SOLE 19446
QUANEX BLDG PRODS COM 747619104 600 54800 SH SOLE 54800
OBA FINANCIAL COM 67424G101 1268 86495 SH SOLE 86495
OCONEE FED FINL CORP COM 675607105 587 53600 SH SOLE 53600
ORITANI FINL CORP COM 68633D103 1178 91600 SH SOLE 91600
OCEAN SHORE HLDG CO COM 67501R103 2197 205163 SH SOLE 205163
PEOPLES FEDERAL COM 711037101 348 27000 SH SOLE 27000
PFIZER INC COM COM 717081103 2142 121145 SH SOLE 24642 96503
PROVIDENCE & COM 743737108 1452 115396 SH SOLE 115396
ETFS GOLD TR SHS 26922Y105 274 1700 SH SOLE 1200 500
STATE INVS BANCORP COM 857030100 859 76186 SH SOLE 76186
SI FINL GROUP INC MD COM 78425V104 2523 267800 SH SOLE 267800
ISHARES SILVER TR ISHARES 46428Q109 280 9700 SH SOLE 3000 6700
SP BANCORP INC COM COM 78468K106 1055 98176 SH SOLE 98176
SUPERIOR INDUSTRIES COM 868168105 6721 434985 SH SOLE 224560 210425
SAFEWAY INC COM NEW COM 786514208 524 31500 SH SOLE 31500
WAL MART STORES INC COM 931142103 1272 24500 SH SOLE 24500
EXXON MOBIL CORP COM COM 30231G102 567 7800 SH SOLE 7800
Certain holdings reported as "Sole" under Column 6 are managed by Oppvest, LLC
and Oppvest II, LLC, which are managed by the same individuals as Oppenheimer &
Close, Inc. and are considered to be part of the registered investment adviser.
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