0001512395-11-000019.txt : 20110804 0001512395-11-000019.hdr.sgml : 20110804 20110804090310 ACCESSION NUMBER: 0001512395-11-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110804 DATE AS OF CHANGE: 20110804 EFFECTIVENESS DATE: 20110804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oppenheimer & Close, Inc. CENTRAL INDEX KEY: 0001512395 IRS NUMBER: 133211335 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14102 FILM NUMBER: 111008890 BUSINESS ADDRESS: STREET 1: 119 WEST 57TH STREET STREET 2: SUITE 1515 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-489-7527 MAIL ADDRESS: STREET 1: 119 WEST 57TH STREET STREET 2: SUITE 1515 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 r13fhr2q2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE REPORT FOR THE CALENDAR QUARTER ENDED JUNE 30, 2011 Check here if Amendment [ ] This Amendment No. (check only one) [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Oppenheimer + Close, Inc. Address: 119 West 57th Street, Suite 1515, New York, New York 10019 Form 13F File Number: 28-14102 =============================================================================== The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Carl K Oppenheimer Title: President of Oppenheimer + Close, Inc. Phone: (212) 489-7527 for Carl K. Oppenheimer Signature, Place, and Date of Signing: Oppenheimer + Close, Inc. By: Mr. Carl K. Oppenheimer, President By: /s/ Carl K Oppenheimer New York, New York August 4, 2011 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: 108,472 (thousands) List of Other Included Managers: NONE ----------------------------------------------------------------------------------------------------------------------------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ -------- -------- ------------------------ TITLE OF VALUE SHARES OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- -------- -------- ------- ------- -------- 3M CO COM COM 88579Y101 5612 59163 SH SOLE 6520 52643 ALLIED HEALTHCARE PR COM 019222108 733 185093 SH SOLE 185093 AVATAR HLDGS INC COM COM 053494100 1361 89511 SH SOLE 59568 29943 BARRICK GOLD CORP COM 067901108 3215 70988 SH SOLE 3608 67380 BCSB BANCORP INC COM COM 055367106 468 34000 SH SOLE 34000 BOLT TECH CORP COM 097698104 1182 95300 SH SOLE 95300 BRT REALTY TRUST SH BEN INT 055645303 524 83005 SH SOLE 83005 CHEVRON CORP NEW COM COM 166764100 250 2435 SH SOLE 2435 CISCO SYSTEMS INC COM 17275R102 4934 316060 SH SOLE 128490 187570 CLIFTON SVGS BANCORP COM 18712Q103 266 24067 SH SOLE 24067 CMS BANCORP INC COM COM 12600U102 102 11826 SH SOLE 11826 COLONIAL FINL SVCS COM 19566B101 774 61186 SH SOLE 61186 CONS TOMOKA LAND CO COM 210226106 468 16372 SH SOLE 16372 CORE MARK HLDG CO COM 218681104 1092 30600 SH SOLE 30600 CORNING INC COM COM 219350105 514 28300 SH SOLE 28300 CPI AEROSTRUCTURES COM 125919308 1782 130750 SH SOLE 130750 EAGLE BANCORP MONT COM 26942G100 1139 107214 SH SOLE 107214 ENSCO PLC SPONSORED ADR 29358Q109 1311 24600 SH SOLE 24200 400 ETFS GOLD TR SHS 26922Y105 253 1700 SH SOLE 1200 500 EVOLUTION PETE CORP COM 30049A107 158 22200 SH SOLE 22200 EXXON MOBIL CORP COM COM 30231G102 937 7800 SH SOLE 7800 FEDFIRST FINL CORP COM 31429C101 1457 97782 SH SOLE 97782 FRIEDMAN INDS INC COM 358435105 444 41483 SH SOLE 41483 GOODRICH PETE CORP COM 382410405 380 20650 SH SOLE 20650 GRIFFIN LD & COM 398231100 373 11489 SH SOLE 11489 HAMPDEN BANCORP INC COM 40867E107 397 29900 SH SOLE 29900 HARDINGE INC COM 412324303 1442 132210 SH SOLE 132210 HELMERICH & PAYNE COM 423452101 4140 62610 SH SOLE 20540 42070 HOME BANCORP INC COM 43689E107 911 61591 SH SOLE 61591 HOME FED BANCORP INC COM 43708L108 1271 97261 SH SOLE 97261 HOPFED BANCORP INC COM 439734104 848 107197 SH SOLE 107197 INSTEEL INDS INC COM COM 45774W108 1036 82612 SH SOLE 82612 ISHARES SILVER TR ISHARES 46428Q109 328 9700 SH SOLE 3000 6700 JOHNSON & JOHNSON COM 478160104 5660 85091 SH SOLE 25035 60056 LEGACY BANCORP INC CL A 52463G105 604 43594 SH SOLE 43594 LOUISIANA BANCORP COM 54619P104 164 10400 SH SOLE 10400 MALVERN FED BANCORP COM 561410101 509 68400 SH SOLE 68400 MARKET VECTORS ETF GOLDMINERS ETF 57060U100 10293 188550 SH SOLE 137270 51280 MICROSOFT CORP COM 594918104 4892 188155 SH SOLE 87000 101155 NEWMONT MNG CORP COM COM 651639106 3055 56603 SH SOLE 1355 55248 NEWPORT BANCORP INC COM 651754103 226 16200 SH SOLE 16200 NORTHEAST CMNTY COM 664112109 373 55015 SH SOLE 55015 NORWOOD FINL CORP COM 669549107 507 19446 SH SOLE 19446 NUCOR CORP COM COM 670346105 882 21400 SH SOLE 21400 OBA FINANCIAL COM 67424G101 1280 86495 SH SOLE 86495 OCEAN SHORE HLDG CO COM 67501R103 2349 194440 SH SOLE 194440 OCONEE FED FINL CORP COM 675607105 634 53600 SH SOLE 53600 ORITANI FINL CORP COM 68633D103 1172 91600 SH SOLE 91600 PEOPLES FEDERAL COM 711037101 380 27000 SH SOLE 27000 PFIZER INC COM COM 717081103 2498 121245 SH SOLE 24345 96900 PROVIDENCE & COM 743737108 1637 115396 SH SOLE 115396 QUANEX BLDG PRODS COM 747619104 295 18000 SH SOLE 18000 SEACOR HOLDINGS INC COM 811904101 5465 54670 SH SOLE 16650 38020 SI FINL GROUP INC MD COM 78425V104 2705 267800 SH SOLE 267800 SP BANCORP INC COM COM 78468K106 1152 98176 SH SOLE 98176 SPDR GOLD TR GOLD SHS 78463V107 13316 91208 SH SOLE 73048 18160 SUPERIOR INDUSTRIES COM 868168105 7030 317975 SH SOLE 197945 120030 WAL MART STORES INC COM 931142103 1291 24300 SH SOLE 24300 Certain holdings reported as "Sole" under Column 6 are managed by Oppvest, LLC and Oppvest II, LLC, which are managed by the same individuals as Oppenheimer & Close, Inc. and are considered to be part of the registered investment adviser.
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