0000919574-17-004033.txt : 20170515 0000919574-17-004033.hdr.sgml : 20170515 20170512174420 ACCESSION NUMBER: 0000919574-17-004033 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Capital Management, L.P. CENTRAL INDEX KEY: 0001512370 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14297 FILM NUMBER: 17840195 BUSINESS ADDRESS: STREET 1: 6465 WAYZATA BLVD. STREET 2: SUITE 300 CITY: ST. LOUIS PARK STATE: MN ZIP: 55426 BUSINESS PHONE: 952-697-4100 MAIL ADDRESS: STREET 1: 6465 WAYZATA BLVD. STREET 2: SUITE 300 CITY: ST. LOUIS PARK STATE: MN ZIP: 55426 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512370 XXXXXXXX 03-31-2017 03-31-2017 false Waterstone Capital Management, L.P.

6465 WAYZATA BLVD. SUITE 300 ST. LOUIS PARK MN 55426

13F HOLDINGS REPORT 028-14297 N Michael Geerdes 952-697-4118 /s/ Michael Geerdes ST. LOUIS PARK MN 05-12-2017 1 21 248972 1 0001380737 028-12029 Waterstone Market Neutral Master Fund, Ltd. INFORMATION TABLE 2 infotable.xml AIR LEASE CORP CL A 00912X302 3875 100000 SH DFND 1 100000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 3188 53400 SH DFND 1 53400 0 0 AMERICAN TOWER CORP NEW PFD CONV SER A 03027X308 41762 366541 SH DFND 1 366541 0 0 BANK OF THE OZARKS INC COM 063904106 21846 420030 SH DFND 1 420030 0 0 CITRIX SYS INC COM 177376100 5687 68200 SH DFND 1 68200 0 0 CTRIP COM INTL LTD NOTE 1.250%10/1 22943FAD2 29436 22430000 PRN DFND 1 22430000 0 0 HOLOGIC INC COM 436440101 15978 375500 SH DFND 1 375500 0 0 ILLUMINA INC COM 452327109 932 5461 SH DFND 1 5461 0 0 KINDER MORGAN INC DEL COM 49456B101 2309 106200 SH DFND 1 106200 0 0 NEW YORK CMNTY CAP TR V UNIT 11/01/2051 64944P307 24197 485137 SH DFND 1 485137 0 0 NMI HLDGS INC CL A 629209305 19123 1677417 SH DFND 1 1677417 0 0 NRG YIELD INC CL A NEW 62942X306 5427 312052 SH DFND 1 312052 0 0 OLD REP INTL CORP COM 680223104 16206 791300 SH DFND 1 791300 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 3632 220237 SH DFND 1 220237 0 0 STATE BK FINL CORP COM 856190103 5175 198135 SH DFND 1 198135 0 0 STERLING BANCORP DEL COM 85917A100 1067 45000 SH DFND 1 45000 0 0 STONEGATE MTG CORP COM 86181Q300 9967 1252179 SH DFND 1 1252179 0 0 SUPERVALU INC COM 868536103 2470 640000 SH DFND 1 640000 0 0 TERADYNE INC COM 880770102 5060 162700 SH DFND 1 162700 0 0 WELLTOWER INC 6.50% PFD PREPET 95040Q203 8802 140306 SH DFND 1 140306 0 0 WORKDAY INC NOTE 0.750% 7/1 98138HAC5 22834 20000000 PRN DFND 1 20000000 0 0