0000919574-16-014801.txt : 20160815
0000919574-16-014801.hdr.sgml : 20160815
20160815103420
ACCESSION NUMBER: 0000919574-16-014801
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waterstone Capital Management, L.P.
CENTRAL INDEX KEY: 0001512370
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14297
FILM NUMBER: 161830669
BUSINESS ADDRESS:
STREET 1: 6465 WAYZATA BLVD.
STREET 2: SUITE 300
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55426
BUSINESS PHONE: 952-697-4100
MAIL ADDRESS:
STREET 1: 6465 WAYZATA BLVD.
STREET 2: SUITE 300
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55426
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001512370
XXXXXXXX
06-30-2016
06-30-2016
false
Waterstone Capital Management, L.P.
6465 WAYZATA BLVD.
SUITE 300
ST. LOUIS PARK
MN
55426
13F HOLDINGS REPORT
028-14297
N
Karl Kittelson
Controller
952-697-4147
/s/ Karl Kittelson
ST. LOUIS PARK
MN
08-15-2016
1
20
210822
1
0001380737
028-12029
Waterstone Market Neutral Master Fund, Ltd.
INFORMATION TABLE
2
infotable.xml
AIR LEASE CORP
CL A
00912X302
2678
100000
SH
DFND
1
100000
0
0
AMERICAN TOWER CORP NEW
PFD CONV SER A
03027X308
10283
91541
SH
DFND
1
91541
0
0
CITIZENS FINL GROUP INC
COM
174610105
2336
116900
SH
DFND
1
116900
0
0
CITRIX SYS INC
COM
177376100
3580
44700
SH
DFND
1
44700
0
0
COMMUNITYONE BANCORP
COM
20416Q108
2613
206735
SH
DFND
1
206735
0
0
CROWN CASTLE INTL CORP NEW
CNV PFD STK SR A
22822V200
29300
241918
SH
DFND
1
241918
0
0
CTRIP COM INTL LTD
NOTE 1.250%10/1
22943FAD2
27460
22430000
PRN
DFND
1
22430000
0
0
HOLOGIC INC
COM
436440101
1166
33700
SH
DFND
1
33700
0
0
ILLUMINA INC
COM
452327109
3032
21600
SH
DFND
1
21600
0
0
KINDER MORGAN INC DEL
COM
49456B101
2016
107700
SH
DFND
1
107700
0
0
NEW YORK CMNTY CAP TR V
UNIT 11/01/2051
64944P307
24313
485137
PRN
DFND
1
485137
0
0
NEXTERA ENERGY INC
COM
65339F101
2347
18000
SH
DFND
1
18000
0
0
NMI HLDGS INC
CL A
629209305
10675
1947913
SH
DFND
1
1947913
0
0
NRG YIELD INC
CL A NEW
62942X306
6788
445976
SH
DFND
1
445976
0
0
OLD REP INTL CORP
COM
680223104
13340
691530
SH
DFND
1
691530
0
0
QIHOO 360 TECHNOLOGY CO LTD
NOTE 2.500% 9/1
74734MAB5
23425
23513000
PRN
DFND
1
23513000
0
0
STATE BK FINL CORP
COM
856190103
7120
349870
SH
DFND
1
349870
0
0
STONEGATE MTG CORP
COM
86181Q300
2175
647425
SH
DFND
1
647425
0
0
WELLTOWER INC
6.50% PFD PREPET
95040Q203
13904
205306
SH
DFND
1
205306
0
0
WORKDAY INC
NOTE 0.750% 7/1
98138HAC5
22271
20000000
PRN
DFND
1
20000000
0
0