0000919574-14-006263.txt : 20141113 0000919574-14-006263.hdr.sgml : 20141113 20141113161554 ACCESSION NUMBER: 0000919574-14-006263 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Capital Management, L.P. CENTRAL INDEX KEY: 0001512370 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14297 FILM NUMBER: 141218629 BUSINESS ADDRESS: STREET 1: 2 CARLSON PARKWAY, SUITE 260 CITY: PLYMOUTH STATE: MN ZIP: 55447 BUSINESS PHONE: 952-697-4100 MAIL ADDRESS: STREET 1: 2 CARLSON PARKWAY, SUITE 260 CITY: PLYMOUTH STATE: MN ZIP: 55447 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001512370 XXXXXXXX 09-30-2014 09-30-2014 false Waterstone Capital Management, L.P.

2 CARLSON PARKWAY, SUITE 260 PLYMOUTH MN 55447

13F HOLDINGS REPORT 028-14297 N Kurt Peterson 952-697-4112 /s/ Kurt Peterson PLYMOUTH MN 11-13-2014 4 20 229245 1 0001380737 028-12029 Waterstone Market Neutral Master Fund, Ltd. 2 0001505317 028-14301 Waterstone Offshore ER Fund, Ltd. 3 0001479687 028-14300 WATERSTONE MF FUND LTD. 4 0001545348 028-15220 WATERSTONE OFFSHORE AD FUND, LTD. INFORMATION TABLE 2 infotable.xml AKAMAI TECHNOLOGIES INC COM 00971T101 2984 49900 SH DFND 1, 2, 3, 4 49900 0 0 CITRIX SYS INC COM 177376100 4908 68800 SH DFND 1, 2, 3, 4 68800 0 0 COMMUNITYONE BANCORP COM 20416Q108 7133 808694 SH DFND 1, 2, 3, 4 808694 0 0 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 17167 25169000 PRN DFND 1, 2, 3, 4 25169000 0 0 HEALTH CARE REIT INC PFD PER CON I 42217K601 1299 22700 SH DFND 1, 2, 3, 4 22700 0 0 HERBALIFE LTD COM USD SHS G4412G101 1664 38037 SH DFND 1, 2, 3, 4 38037 0 0 HOLOGIC INC COM 436440101 9007 370200 SH DFND 1, 2, 3, 4 370200 0 0 LAM RESEARCH CORP COM 512807108 28526 381876 SH DFND 1, 2, 3, 4 381876 0 0 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 27839 15000000 PRN DFND 1, 2, 3, 4 15000000 0 0 NEW YORK CMNTY CAP TR V UNIT 11/01/2051 64944P307 23359 474888 PRN DFND 1, 2, 3, 4 474888 0 0 NMI HLDGS INC CL A 629209305 17195 1987903 SH DFND 1, 2, 3, 4 1987903 0 0 OLD REP INTL CORP COM 680223104 497 34800 SH DFND 1, 2, 3, 4 34800 0 0 OXFORD IMMUNOTEC GLOBAL PLC ORD SHS G6855A103 1317 86280 SH DFND 1, 2, 3, 4 86280 0 0 PAR PETE CORP COM NEW 69888T207 19090 1132914 SH DFND 1, 2, 3, 4 1132914 0 0 PRICELINE GRP INC COM NEW 741503403 16496 14238 SH DFND 1, 2, 3, 4 14238 0 0 STATE BK FINL CORP COM 856190103 10473 644893 SH DFND 1, 2, 3, 4 644893 0 0 STONEGATE MTG CORP COM 86181Q300 1386 106693 SH DFND 1, 2, 3, 4 106693 0 0 TALMER BANCORP INC COM 87482X101 26693 1930068 SH DFND 1, 2, 3, 4 1930068 0 0 TRAVELPORT WORLDWIDE LTD SHS G9019D104 823 50000 SH DFND 1, 2, 3, 4 50000 0 0 WORKDAY INC NOTE 0.750% 7/1 98138HAC5 11389 9500000 PRN DFND 1, 2, 3, 4 9500000 0 0