0000919574-14-004722.txt : 20140814 0000919574-14-004722.hdr.sgml : 20140814 20140814134238 ACCESSION NUMBER: 0000919574-14-004722 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Capital Management, L.P. CENTRAL INDEX KEY: 0001512370 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14297 FILM NUMBER: 141041322 BUSINESS ADDRESS: STREET 1: 2 CARLSON PARKWAY, SUITE 260 CITY: PLYMOUTH STATE: MN ZIP: 55447 BUSINESS PHONE: 952-697-4100 MAIL ADDRESS: STREET 1: 2 CARLSON PARKWAY, SUITE 260 CITY: PLYMOUTH STATE: MN ZIP: 55447 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001512370 XXXXXXXX 06-30-2014 06-30-2014 false Waterstone Capital Management, L.P.

2 CARLSON PARKWAY, SUITE 260 PLYMOUTH MN 55447

13F HOLDINGS REPORT 028-14297 N Kurt Peterson 952-697-4112 /s/ Kurt Peterson PLYMOUTH MN 08-14-2014 4 17 177251 1 0001380737 028-12029 Waterstone Market Neutral Master Fund, Ltd. 2 0001505317 028-14301 Waterstone Offshore ER Fund, Ltd. 3 0001479687 028-14300 WATERSTONE MF FUND LTD. 4 0001545348 028-15220 WATERSTONE OFFSHORE AD FUND, LTD. INFORMATION TABLE 2 infotable.xml ALPHATEC HOLDINGS INC COM 02081G102 1027 630059 SH DFND 1, 2, 3, 4 630059 0 0 CHESAPEAKE ENERGY CORP COM 165167107 2704 87000 SH DFND 1, 2, 3, 4 87000 0 0 COMMUNITYONE BANCORP COM 20416Q108 7979 822582 SH DFND 1, 2, 3, 4 822582 0 0 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 24163 35169000 PRN DFND 1, 2, 3, 4 35169000 0 0 HEALTH CARE REIT INC PFD PER CON I 42217K601 1315 22700 SH DFND 1, 2, 3, 4 22700 0 0 HOLOGIC INC COM 436440101 9734 384000 SH DFND 1, 2, 3, 4 384000 0 0 JOURNAL COMMUNICATIONS INC CL A 481130102 696 78500 SH DFND 1, 2, 3, 4 78500 0 0 LAM RESEARCH CORP COM 512807108 23138 342376 SH DFND 1, 2, 3, 4 342376 0 0 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 28667 15000000 PRN DFND 1, 2, 3, 4 15000000 0 0 NEW YORK CMNTY CAP TR V UNIT 11/01/2051 64944P307 23468 474888 PRN DFND 1, 2, 3, 4 474888 0 0 NMI HLDGS INC CL A 629209305 20873 1987903 SH DFND 1, 2, 3, 4 1987903 0 0 OLD REP INTL CORP COM 680223104 576 34800 SH DFND 1, 2, 3, 4 34800 0 0 OXFORD IMMUNOTEC GLOBAL PLC ORD SHS G6855A103 1640 97439 SH DFND 1, 2, 3, 4 97439 0 0 PRICELINE GRP INC COM NEW 741503403 15925 13238 SH DFND 1, 2, 3, 4 13238 0 0 STATE BK FINL CORP COM 856190103 11937 705921 SH DFND 1, 2, 3, 4 705921 0 0 STONEGATE MTG CORP COM 86181Q300 1467 105187 SH DFND 1, 2, 3, 4 105187 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 1942 368137 SH DFND 1, 2, 3, 4 368137 0 0