0000919574-13-006603.txt : 20131114
0000919574-13-006603.hdr.sgml : 20131114
20131114132908
ACCESSION NUMBER: 0000919574-13-006603
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waterstone Capital Management, L.P.
CENTRAL INDEX KEY: 0001512370
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14297
FILM NUMBER: 131218589
BUSINESS ADDRESS:
STREET 1: 2 CARLSON PARKWAY, SUITE 260
CITY: PLYMOUTH
STATE: MN
ZIP: 55447
BUSINESS PHONE: 952-697-4100
MAIL ADDRESS:
STREET 1: 2 CARLSON PARKWAY, SUITE 260
CITY: PLYMOUTH
STATE: MN
ZIP: 55447
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001512370
XXXXXXXX
09-30-2013
09-30-2013
false
Waterstone Capital Management, L.P.
2 CARLSON PARKWAY, SUITE 260
PLYMOUTH
MN
55447
13F HOLDINGS REPORT
028-14297
N
Kurt Peterson
Chief Financial Officer
952-697-4112
/s/ Kurt Peterson
PLYMOUTH
MN
11-14-2013
5
31
843057
1
0001380737
028-12029
Waterstone Market Neutral Master Fund, Ltd.
2
0001483574
028-13704
Waterstone Market Neutral MAC 51 Ltd.
3
0001505317
028-14301
Waterstone Offshore ER Fund, Ltd.
4
0001479687
028-14300
WATERSTONE MF FUND LTD.
5
0001545348
028-15220
WATERSTONE OFFSHORE AD FUND, LTD.
INFORMATION TABLE
2
infotable.xml
ADVANCED MICRO DEVICES INC
NOTE 6.000% 5/0
007903AL1
56009
53985000
PRN
DFND
1,2,3,4,5
53985000
0
0
AIR LEASE CORP
CL A
00912X302
11410
412504
SH
DFND
1,2,3,4,5
412504
0
0
CAREFUSION CORP
COM
14170T101
5166
140000
SH
DFND
1,2,3,4,5
140000
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.500% 5/1
165167CA3
87724
90180000
PRN
DFND
1,2,3,4,5
90180000
0
0
CIENA CORP
COM NEW
171779309
10517
420540
SH
DFND
1,2,3,4,5
420540
0
0
COMMUNITYONE BANCORP
COM
20416Q108
10391
1051764
SH
DFND
1,2,3,4,5
1051764
0
0
DENDREON CORP
NOTE 2.875% 1/1
24823QAC1
39670
64062000
PRN
DFND
1,2,3,4,5
64062000
0
0
EXTERRAN HLDGS INC
NOTE 4.250% 6/1
30225XAA1
78393
62966000
PRN
DFND
1,2,3,4,5
62966000
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
24810
750000
SH
Call
DFND
1,2,3,4,5
750000
0
0
HEALTH CARE REIT INC
PFD PER CON I
42217K601
1440
25000
SH
DFND
1,2,3,4,5
25000
0
0
HILL ROM HLDGS INC
COM
431475102
5375
150000
SH
DFND
1,2,3,4,5
150000
0
0
HOLOGIC INC
COM
436440101
16539
800900
SH
DFND
1,2,3,4,5
800900
0
0
HORNBECK OFFSHORE SVCS INC N
FRNT 1.625%11/1
440543AE6
45919
38808000
PRN
DFND
1,2,3,4,5
38808000
0
0
JARDEN CORP
COM
471109108
10832
223800
SH
DFND
1,2,3,4,5
223800
0
0
LAM RESEARCH CORP
COM
512807108
13248
258746
SH
DFND
1,2,3,4,5
258746
0
0
LIFEPOINT HOSPITALS INC
COM
53219L109
317
6800
SH
DFND
1,2,3,4,5
6800
0
0
MASIMO CORP
COM
574795100
6860
257500
SH
DFND
1,2,3,4,5
257500
0
0
MICROCHIP TECHNOLOGY INC
SDCV 2.125%12/1
595017AB0
142139
90699000
PRN
DFND
1,2,3,4,5
90699000
0
0
NETSUITE INC
COM
64118Q107
492
4558
SH
DFND
1,2,3,4,5
4558
0
0
NEW YORK CMNTY CAP TR V
UNIT 11/01/2051
64944P307
23682
492087
PRN
DFND
1,2,3,4,5
492087
0
0
NXSTAGE MEDICAL INC
COM
67072V103
566
43000
SH
DFND
1,2,3,4,5
43000
0
0
OLD REP INTL CORP
COM
680223104
693
45000
SH
DFND
1,2,3,4,5
45000
0
0
PRICELINE COM INC
COM NEW
741503403
67110
66383
SH
DFND
1,2,3,4,5
66383
0
0
SANOFI
RIGHT 12/31/2020
80105N113
143
70981
SH
DFND
1,2,3,4,5
70981
0
0
SILVER BAY RLTY TR CORP
COM
82735Q102
4684
299102
SH
DFND
1,2,3,4,5
299102
0
0
STATE BK FINL CORP
COM
856190103
28439
1792001
SH
DFND
1,2,3,4,5
1792001
0
0
THORATEC CORP
COM NEW
885175307
8084
216800
SH
DFND
1,2,3,4,5
216800
0
0
TWO HBRS INVT CORP
*W EXP 11/07/201
90187B119
759
1921402
SH
DFND
1,2,3,4,5
1921402
0
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
123151
78624000
PRN
DFND
1,2,3,4,5
78624000
0
0
VOLCANO CORPORATION
COM
928645100
6919
288900
SH
DFND
1,2,3,4,5
288900
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
11576
2274181
SH
DFND
1,2,3,4,5
2274181
0
0