0000919574-13-006603.txt : 20131114 0000919574-13-006603.hdr.sgml : 20131114 20131114132908 ACCESSION NUMBER: 0000919574-13-006603 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Capital Management, L.P. CENTRAL INDEX KEY: 0001512370 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14297 FILM NUMBER: 131218589 BUSINESS ADDRESS: STREET 1: 2 CARLSON PARKWAY, SUITE 260 CITY: PLYMOUTH STATE: MN ZIP: 55447 BUSINESS PHONE: 952-697-4100 MAIL ADDRESS: STREET 1: 2 CARLSON PARKWAY, SUITE 260 CITY: PLYMOUTH STATE: MN ZIP: 55447 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001512370 XXXXXXXX 09-30-2013 09-30-2013 false Waterstone Capital Management, L.P.

2 CARLSON PARKWAY, SUITE 260 PLYMOUTH MN 55447

13F HOLDINGS REPORT 028-14297 N Kurt Peterson 952-697-4112 /s/ Kurt Peterson PLYMOUTH MN 11-14-2013 5 31 843057 1 0001380737 028-12029 Waterstone Market Neutral Master Fund, Ltd. 2 0001483574 028-13704 Waterstone Market Neutral MAC 51 Ltd. 3 0001505317 028-14301 Waterstone Offshore ER Fund, Ltd. 4 0001479687 028-14300 WATERSTONE MF FUND LTD. 5 0001545348 028-15220 WATERSTONE OFFSHORE AD FUND, LTD. INFORMATION TABLE 2 infotable.xml ADVANCED MICRO DEVICES INC NOTE 6.000% 5/0 007903AL1 56009 53985000 PRN DFND 1,2,3,4,5 53985000 0 0 AIR LEASE CORP CL A 00912X302 11410 412504 SH DFND 1,2,3,4,5 412504 0 0 CAREFUSION CORP COM 14170T101 5166 140000 SH DFND 1,2,3,4,5 140000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 87724 90180000 PRN DFND 1,2,3,4,5 90180000 0 0 CIENA CORP COM NEW 171779309 10517 420540 SH DFND 1,2,3,4,5 420540 0 0 COMMUNITYONE BANCORP COM 20416Q108 10391 1051764 SH DFND 1,2,3,4,5 1051764 0 0 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 39670 64062000 PRN DFND 1,2,3,4,5 64062000 0 0 EXTERRAN HLDGS INC NOTE 4.250% 6/1 30225XAA1 78393 62966000 PRN DFND 1,2,3,4,5 62966000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 24810 750000 SH Call DFND 1,2,3,4,5 750000 0 0 HEALTH CARE REIT INC PFD PER CON I 42217K601 1440 25000 SH DFND 1,2,3,4,5 25000 0 0 HILL ROM HLDGS INC COM 431475102 5375 150000 SH DFND 1,2,3,4,5 150000 0 0 HOLOGIC INC COM 436440101 16539 800900 SH DFND 1,2,3,4,5 800900 0 0 HORNBECK OFFSHORE SVCS INC N FRNT 1.625%11/1 440543AE6 45919 38808000 PRN DFND 1,2,3,4,5 38808000 0 0 JARDEN CORP COM 471109108 10832 223800 SH DFND 1,2,3,4,5 223800 0 0 LAM RESEARCH CORP COM 512807108 13248 258746 SH DFND 1,2,3,4,5 258746 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 317 6800 SH DFND 1,2,3,4,5 6800 0 0 MASIMO CORP COM 574795100 6860 257500 SH DFND 1,2,3,4,5 257500 0 0 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 142139 90699000 PRN DFND 1,2,3,4,5 90699000 0 0 NETSUITE INC COM 64118Q107 492 4558 SH DFND 1,2,3,4,5 4558 0 0 NEW YORK CMNTY CAP TR V UNIT 11/01/2051 64944P307 23682 492087 PRN DFND 1,2,3,4,5 492087 0 0 NXSTAGE MEDICAL INC COM 67072V103 566 43000 SH DFND 1,2,3,4,5 43000 0 0 OLD REP INTL CORP COM 680223104 693 45000 SH DFND 1,2,3,4,5 45000 0 0 PRICELINE COM INC COM NEW 741503403 67110 66383 SH DFND 1,2,3,4,5 66383 0 0 SANOFI RIGHT 12/31/2020 80105N113 143 70981 SH DFND 1,2,3,4,5 70981 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 4684 299102 SH DFND 1,2,3,4,5 299102 0 0 STATE BK FINL CORP COM 856190103 28439 1792001 SH DFND 1,2,3,4,5 1792001 0 0 THORATEC CORP COM NEW 885175307 8084 216800 SH DFND 1,2,3,4,5 216800 0 0 TWO HBRS INVT CORP *W EXP 11/07/201 90187B119 759 1921402 SH DFND 1,2,3,4,5 1921402 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 123151 78624000 PRN DFND 1,2,3,4,5 78624000 0 0 VOLCANO CORPORATION COM 928645100 6919 288900 SH DFND 1,2,3,4,5 288900 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 11576 2274181 SH DFND 1,2,3,4,5 2274181 0 0