0001512251-12-000001.txt : 20120208
0001512251-12-000001.hdr.sgml : 20120208
20120208124051
ACCESSION NUMBER: 0001512251-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120208
DATE AS OF CHANGE: 20120208
EFFECTIVENESS DATE: 20120208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIC CAPITAL INC
CENTRAL INDEX KEY: 0001512251
IRS NUMBER: 133474043
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14113
FILM NUMBER: 12580742
BUSINESS ADDRESS:
STREET 1: 286 MADISON AVENUE- 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-679-2100
MAIL ADDRESS:
STREET 1: 286 MADISON AVENUE- 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
ficcapital13f123111.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 31-Dec-2011
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: FIC CAPITAL, INC.
Address 286 MADISON AVENUE- 11TH FLOOR
NEW YORK, NY 10017
Form 13F File Number: 28-14113
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete,and that it is understood that all required items, statements,
schedules,lists, and tables,are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: TERRENCE EMDE
Title: CORPORATE SECRETARY
Phone: 212-679-2100
Signature, Place, and Date of Signing:
Terrence R. Emde New York, NY 8-Feb-2012
[Signature] [City, State] [Date]
Report Type (check only one)
[ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all oldings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-__________________ __________________________________
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 119
Form 13F Information Table Value Total: US$99,222
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s)
of allinstitutional investment managers with respect to which this
report is filed,other than the manager filing this report.
[If there are no entries in this list, state NONE and omit the
column headings and list entries.]
No. Form 13F File Number Name
NONE 28-2814113 ______________________________________
[Repeat as necessary.]
Name Title Shs/ Voting
of of Val Prn Sh/ Put/ Invt Other Authority
Iss Cl CUSIP 000 Amt PRN Call Dsc Mgr Sole Shrd None
ABBOTT LABORATORIES COM 002824100 843 15000 SH SOLE 0 0 15000
ADOBE SYSTEMS INC COM 00724f101 4031 142577 SH SOLE 0 0 142577
AFFYMETRIX INC COM 00826t108 593 145000 SH SOLE 0 0 145000
ALLEGHENY TECH COM 01741r102 237 4950 SH SOLE 0 0 4950
ALNYLAM PHARMA COM 02043q107 606 74369 SH SOLE 0 0 74369
AMDOCS LTD COM G02602103 690 24175 SH SOLE 0 0 24175
AMERICA MOVIL COM 02364W105 514 22764 SH SOLE 0 0 22764
AMERICAN TOWER COM 029912201 2296 38267 SH SOLE 0 0 38267
AMGEN INC COM 031162100 407 6344 SH SOLE 0 0 6344
APPLE INC COM 037833100 575 1419 SH SOLE 0 0 1419
ARIAD PHARMA COM 04033a100 195 15900 SH SOLE 0 0 15900
BALL CORP COM 058498106 1807 50605 SH SOLE 0 0 50605
BARRICK GOLD CORP COM 067901108 2413 53335 SH SOLE 0 0 53335
BB&T CORP COM 054937107 356 14125 SH SOLE 0 0 14125
BERK HATHAWAY B COM 084670702 1856 24320 SH SOLE 0 0 24320
BLACK HILLS CORP COM 092113109 1536 45750 SH SOLE 0 0 45750
BOSTON PROPERTIES COM 101121101 344 3450 SH SOLE 0 0 3450
CAN NATL Rail COM 136375102 671 8536 SH SOLE 0 0 8536
CHEVRON CORP COM 166764100 1203 11303 SH SOLE 0 0 11303
CISCO SYSTEMS INC COM 17275r102 216 11930 SH SOLE 0 0 11930
COCA COLA CO COM COM 191216100 293 4188 SH SOLE 0 0 4188
COLGATE PALMOLIVE COM 194162103 310 3350 SH SOLE 0 0 3350
COMCAST CORP A COM 20030n101 1881 79334 SH SOLE 0 0 79334
CONTANGO Oil COM 21075n204 328 5635 SH SOLE 0 0 5635
CORNING INC COM 219350105 176 13590 SH SOLE 0 0 13590
CORPORATE OFFICE COM 22002T108 300 14090 SH SOLE 0 0 14090
DELL INC COM 24702r101 249 17036 SH SOLE 0 0 17036
DIRECTV CLASS A COM 25490a101 2385 55771 SH SOLE 0 0 55771
DISCOVERY COMM C COM 25470F302 607 16105 SH SOLE 0 0 16105
DISCOVERY COMM A COM 25470F104 454 11070 SH SOLE 0 0 11070
DISCOVERY COMM B COM 25470f203 242 5892 SH SOLE 0 0 5892
DOMINION RESOURCES COM 25746U109 710 13368 SH SOLE 0 0 13368
ELI LILLY & CO COM 532457108 2548 61317 SH SOLE 0 0 61317
EMC CORP-MASS COM 268648102 391 18145 SH SOLE 0 0 18145
ENERGY XXI COM g10082140 227 7115 SH SOLE 0 0 7115
ENTERGY CORP CM COM 29364G103 1023 14000 SH SOLE 0 0 14000
EQUITY RESIDENTIAL COM 29476l107 547 9600 SH SOLE 0 0 9600
EXELIXIS INC COM 30161q104 243 51349 SH SOLE 0 0 51349
EXELON CORP COM 30161N101 1014 23390 SH SOLE 0 0 23390
EXPEDIA INC COM 30212p303 278 9581 SH SOLE 0 0 9581
EXPEDITORS INTL COM 302130109 555 13545 SH SOLE 0 0 13545
EXXON MOBIL COM 30231G102 2757 32524 SH SOLE 0 0 32524
FEDEX CORP COM 31428x106 1044 12500 SH SOLE 0 0 12500
GE COM 369604103 869 48500 SH SOLE 0 0 48500
HANESBRANDS INC COM 410345102 709 32445 SH SOLE 0 0 32445
HENRY SCHEIN COM 806407102 1249 19392 SH SOLE 0 0 19392
HYPERDYNAMICS COM 448954107 94 38425 SH SOLE 0 0 38425
IAC COM 44919p508 303 7122 SH SOLE 0 0 7122
ILLUMINA INC COM 452327109 523 17162 SH SOLE 0 0 17162
INTEL CORP COM 458140100 4289 176885 SH SOLE 0 0 176885
IBM COM 459200101 298 1620 SH SOLE 0 0 1620
ISIS PHARMA COM 464330109 175 24250 SH SOLE 0 0 24250
JOHNSON & JOHNSON COM 478160104 2230 33999 SH SOLE 0 0 33999
KELLOGG CO COM 487836108 568 11236 SH SOLE 0 0 11236
KIMBERLY CLARK CORP COM 494368103 744 10115 SH SOLE 0 0 10115
LIBERTY GLOBAL B COM 530555200 569 13843 SH SOLE 0 0 13843
LIBERTY GLOBAL A COM 530555101 888 21637 SH SOLE 0 0 21637
LIBERTY GLOBAL C COM 530555309 482 12206 SH SOLE 0 0 12206
LIBERTY INTER COM 53071m104 415 25563 SH SOLE 0 0 25563
LIBERTY INTER COM 53071m203 453 28203 SH SOLE 0 0 28203
LIBERTY MEDIA A COM 530322106 426 5452 SH SOLE 0 0 5452
LIBERTY MEDIA B COM 530322205 389 4988 SH SOLE 0 0 4988
LIFE TECH COM 53217v109 1901 48863 SH SOLE 0 0 48863
MCDONALDS CORP COM 580135101 307 3056 SH SOLE 0 0 3056
MICROSOFT CORP COM 594918104 421 16230 SH SOLE 0 0 16230
MYLAN INC COM 628530107 875 40755 SH SOLE 0 0 40755
NATIONAL FUEL GAS COM 636180101 363 6525 SH SOLE 0 0 6525
NATIONAL INSTRS COM 636518102 651 25087 SH SOLE 0 0 25087
NEKTAR THERAPEUTICS COM 640268108 178 31900 SH SOLE 0 0 31900
NEUSTAR INC CL A COM 64126x201 714 20900 SH SOLE 0 0 20900
NISOURCE INC COM COM 65473P105 278 11660 SH SOLE 0 0 11660
NORTHWESTERN CORP COM 668074305 645 18030 SH SOLE 0 0 18030
NOVARTIS AG COM 66987v109 929 16242 SH SOLE 0 0 16242
NRG ENERGY INC NEW COM 629377508 1077 59440 SH SOLE 0 0 59440
NUSTAR GP HOLDINGS COM 67059l102 443 13310 SH SOLE 0 0 13310
ORACLE COM 68389X105 224 8751 SH SOLE 0 0 8751
ORBITAL SCIENCES COM 685564106 420 28925 SH SOLE 0 0 28925
PEPSICO INC COM 713448108 213 3205 SH SOLE 0 0 3205
PFIZER INC COM 717081103 696 32150 SH SOLE 0 0 32150
PMC-SIERRA INC COM 69344f106 531 96400 SH SOLE 0 0 96400
PRANA BIOTECHN COM 739727105 57 38634 SH SOLE 0 0 38634
PROCTER & GAMBLE CO COM 742718109 1290 19338 SH SOLE 0 0 19338
PUBLIC SERVICE COM 744573106 687 20804 SH SOLE 0 0 20804
QEP RESOURCES INC COM 74733v100 397 13557 SH SOLE 0 0 13557
QUALCOMM INC COM 747525103 699 12776 SH SOLE 0 0 12776
RAMBUS INC COM 750917106 2495 330500 SH SOLE 0 0 330500
ROCKWELL COLLINS COM 774341101 432 7795 SH SOLE 0 0 7795
ROYAL DUTCH SHELL B COM 780259107 506 6651 SH SOLE 0 0 6651
SANGAMO COM 800677106 1818 640291 SH SOLE 0 0 640291
SBA COMM A COM 78388j106 2450 57030 SH SOLE 0 0 57030
SENOMYX INC COM 81724q107 82 23525 SH SOLE 0 0 23525
SEQUENOM INC NEW COM 817337405 85 19100 SH SOLE 0 0 19100
SIGMA-ALDRICH CORP COM 826552101 887 14200 SH SOLE 0 0 14200
SILGAN HOLDINGS COM 827048109 925 23940 SH SOLE 0 0 23940
SOUTHERN UNION COM 844030106 2727 64753 SH SOLE 0 0 64753
SPECTRA ENERGY CORP COM 847560109 210 6843 SH SOLE 0 0 6843
SUNCOR ENERGY INC COM 867224107 348 12071 SH SOLE 0 0 12071
TC PIPELINES LP COM 87233Q108 538 11345 SH SOLE 0 0 11345
TEVA PHARMA COM 881624209 439 10869 SH SOLE 0 0 10869
TIME WARNER COM 887317303 242 6697 SH SOLE 0 0 6697
TORONTO DOMINION COM 891160509 1496 20000 SH SOLE 0 0 20000
TRANSDIGM GROUP COM 893641100 872 9112 SH SOLE 0 0 9112
TRANSMONTAIGNE COM 89376V100 727 21645 SH SOLE 0 0 21645
TRANSOCEAN LTD COM H8817H100 517 13472 SH SOLE 0 0 13472
TRIPADVISOR INC COM 896945201 242 9581 SH SOLE 0 0 9581
UNILEVER PLC ADR COM 904767704 1045 31187 SH SOLE 0 0 31187
UNITED PARCEL B COM 911312106 1057 14445 SH SOLE 0 0 14445
UNITEDHEALTH GROUP COM 91324p102 432 8525 SH SOLE 0 0 8525
UTI WORLDWIDE COM COM G87210103 305 22930 SH SOLE 0 0 22930
VIRGIN MEDIA INC COM 92769l101 715 33433 SH SOLE 0 0 33433
VODAFONE GROUP COM 92857W209 1828 65207 SH SOLE 0 0 65207
WELLS FARGO COM 949746101 372 13499 SH SOLE 0 0 13499
WESTAR ENERGY INC COM 95709t100 213 7400 SH SOLE 0 0 7400
ISHRS INVT GRADE CORP COM 464287242 2386 20975 SH SOLE 0 0 20975
OLD REP SR NT CONV NOTE 680223AF1 20 20000 SH SOLE 0 0 20000
NEKTAR THERAPEUTICS NOTE 640268AH1 1706 1700000 SH SOLE 0 0 1700000
EQUINIX SUB NT CONV NOTE 29444UAH9 28 20000 SH SOLE 0 0 20000
ISIS PHARM NOTE 464337ae4 958 1067000 SH SOLE 0 0 1067000
CARRIZO SR NT CONV NOTE 144577aa1 499 500000 SH SOLE 0 0 500000