SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Citadel GP LLC

(Last) (First) (Middle)
131 S. DEARBORN STREET, 32ND FLOOR

(Street)
CHICAGO IL 60603

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/06/2016
3. Issuer Name and Ticker or Trading Symbol
Great Basin Scientific, Inc. [ GBSN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common stock 736,186 I See Footnote(1)(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Citadel GP LLC

(Last) (First) (Middle)
131 S. DEARBORN STREET, 32ND FLOOR

(Street)
CHICAGO IL 60603

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
CITADEL SECURITIES LLC

(Last) (First) (Middle)
C/O CITADEL GP LLC
131 S. DEARBORN STREET, 32ND FLOOR

(Street)
CHICAGO IL 60603

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
GRIFFIN KENNETH C

(Last) (First) (Middle)
C/O CITADEL GP LLC
131 S. DEARBORN STREET, 32ND FLOOR

(Street)
CHICAGO IL 60603

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. This security is owned by Citadel Securities LLC ("CS").
2. CS is a registered broker-dealer. CALC III LP ("CALC3") is the non-member manager of CS. Citadel GP LLC ("CGP") is the general partner of CALC3. Mr. Griffin is the President and Chief Executive Officer of, and owns a controlling interest in, CGP.
Remarks:
Each of the Reporting Persons expressly disclaims beneficial ownership of the securities described herein except to the extent of such person's pecuniary interest therein. According to the issuer, it had 7,348,911 shares of common stock outstanding before the market open on October 6, 2016.
Citadel GP LLC, /s/ Mark Polemeni, Authorized Signatory 10/11/2016
Citadel Securities LLC, /s/ Mark Polemeni, Authorized Signatory 10/11/2016
Kenneth C. Griffin, /s/ Mark Polemeni, attorney-in-fact 10/11/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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